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Broker-Dealer Firms We Regulate - J

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

J K R & COMPANY, INC.
7145 WOODLEY AVE, VAN NUYS, CA 91406

J. ALDEN ASSOCIATES, INC.
37 WEST AVE, SUITE 301, WAYNE, PA 19087
Mailing Address: 37 WEST AVE, SUITE 300, WAYNE, PA 19087

J. D. SEIBERT & COMPANY, INC.
20 WEST 9TH STREET, CINCINNATI, OH 45202-2024

J. STREICHER & CO. L.L.C.
28 LIBERTY STREET 6TH FLOOR, NEW YORK, NY 10005

J. WOOD CAPITAL ADVISORS LLC
1820 CALISTOGA ROAD, SANTA ROSA, CA 95404

J.C. FLOWERS SECURITIES CO. LLC
767 FIFTH AVENUE, 23RD FLOOR, NEW YORK, NY 10153

J.H. DARBIE & CO., INC.
48 WALL ST., SUITE 1206., NEW YORK, NY 10005
Mailing Address: 48 WALL ST., SUITE 1206., C/O ROBERT RABINOWITZ, NEW YORK, NY 10005

J.K. FINANCIAL SERVICES, INC.
149 CROSS RAIL LANE, STE. 102, NORCO, CA 92860
Mailing Address: 149 CROSS RAIL LANE, STE 102, NORCO, CA 92860

J.M LUMMIS SECURITIES, INC.
50 LOCUST AVE, NEW CANAAN, CT 06840

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
383 MADISON AVENUE, NEW YORK, NY 10179
Mailing Address: 480 WASHINGTON BLVD, FLOOR 11, NY1-F019, JERSEY CITY, NJ 07310-1616

J.P. MORGAN PRIME INC.
383 MADISON AVENUE, NEW YORK, NY 10179
Mailing Address: 1111 POLARIS PARKWAY, COLUMBUS, OH 43240

J.P. MORGAN SECURITIES LLC
383 MADISON AVENUE, NEW YORK, NY 10179
Mailing Address: 1111 POLARIS PKWY, FLOOR 2J, COLUMBUS, OH 43240

J.V. DELANEY & ASSOCIATES
20 VIENNA, NEWPORT BEACH, CA 92660
Mailing Address: 20 VIENNA, NEWORT BEACH, CA 92660

J.V.B. FINANCIAL GROUP, LLC
3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY 10019

J.W. COLE FINANCIAL, INC.
4301 ANCHOR PLAZA PARKWAY, SUITE # 450, TAMPA, FL 33634

J.W. KORTH & COMPANY
6500 CENTURION DRIVE, SUITE 250, LANSING, MI 48917

JACK V. BUTTERFIELD INVESTMENT COMPANY
100 SOUTH JACKSON, SUITE 100, JACKSON, MI 49201
Mailing Address: P.O. BOX 4057, JACKSON, MI 49204

JACKSON NATIONAL LIFE DISTRIBUTORS LLC
300 INNOVATION DR, FRANKLIN, TN 37067

JACQUES FINANCIAL, LLC
1700 E. GUDE DRIVE, ROCKVILLE, MD 20850

JAMES FOX SECURITIES, INC.
2244 FARADAY AVENUE, CARLSBAD, CA 92008
Mailing Address: 2244 FARADAY AVENUE , # 94, CARLSBAD, CA 92008

JAMES I. BLACK & COMPANY
311 SOUTH FLORIDA AVENUE, LAKELAND, FL 33801
Mailing Address: P.O. BOX 24838, LAKELAND, FL 33802

JAMES T. BORELLO & CO.
151 DUNDEE AVE., EAST DUNDEE, IL 60118

JAMIESON CORPORATE FINANCE US LLC
410 PARK AVE, SUITE 1510, NEW YORK, NY 10022
Mailing Address: 1345 AVENUE OF THE AMERICAS, 33 FLOOR, NEW YORK, NY 10105

JANE STREET CAPITAL, LLC
250 VESEY STREET, 5TH FLOOR, NEW YORK, NY 10281
Mailing Address: 250 VESEY STREET, 3RD FLOOR, NEW YORK, NY 10281

JANE STREET EXECUTION SERVICES, LLC
250 VESEY STREET, 5TH FLOOR, NEW YORK, NY 10281
Mailing Address: 250 VESEY STREET, 3RD FLOOR, NEW YORK, NY 10281

JANNEY MONTGOMERY SCOTT LLC
1717 ARCH STREET, PHILADELPHIA, PA 19103

JANSSEN PARTNERS, INC.
1010 NORTH B STREET, FAIRFIELD, IA 52556

JANUS HENDERSON DISTRIBUTORS US LLC
151 DETROIT STREET, DENVER, CO 80206-4923

JAVCAP SECURITIES LLC
420 LEXINGTON AVENUE, SUITE 442, NEW YORK, NY 10017

JAVELIN PRIVATE CAPITAL GROUP LLC
4625 LINDELL BLVD, SUITE 328, ST. LOUIS, MO 63108

JAVELIN SECURITIES, LLC
608 FIFTH AVENUE, SUITE 602, NEW YORK, NY 10020

JAYPEE INTERNATIONAL, INC.
110 NORTH WACKER DRIVE, SUITE 2500, CHICAGO, IL 60606

JBS LIBERTY SECURITIES, INC.
708 MCLAIN ROAD, KANNAPOLIS, NC 28083

JCC CAPITAL MARKETS, LLC
30012 IVY GLENN DRIVE, SUITE 180A, LAGUNA NIGUEL, CA 92677
Mailing Address: PO BOX 7767, LAGUNA NIGUEL, CA 92607

JCP SECURITIES
100 SPECTRUM CENTER DRIVE, SUITE 460, IRVINE, CA 92618

JCRA FINANCIAL LLC
230 WHITEHORSE LANE, KENNETT SQUARE, PA 19348

JD MERIT SECURITIES
3312 ROSEDALE STREET, SUITE 204, GIG HARBOR, WA 98335

JDL SECURITIES CORPORATION
1001 DOVE STREET, SUITE 160, NEWPORT BEACH, CA 92660-2816

JEFFERIES LLC
520 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

JEFFERSON NATIONAL SECURITIES CORPORATION
ONE NATIONWIDE PLAZA, MS:  1-33-401, COLUMBUS, OH 43215

JEGI LLC
150 EAST 52ND STREET-18TH FLOOR, NEW YORK, NY 10022

JETT CAPITAL ADVISORS, LLC
712 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10019

JIKO SECURITIES INC.
2201 BROADWAY, OAKLAND, CA 94612

JLA SECURITIES, LLC
500 WOODWARD AVE, 14TH FLOOR, DETROIT, MI 48226

JLT CAPITAL PARTNERS LLC
3266 QUILCENE LANE, NAPLES, FL 34114

JM FINANCIAL SECURITIES, INC.
HARBORSIDE FINANCIAL CENTER, 2500 PLAZA 5, 25TH FLOOR, OFFICE NO. 2558, JERSEY CITY, NJ 07311

JMP SECURITIES LLC
600 MONTGOMERY STREET, SUITE 1100, SAN FRANCISCO, CA 94111

JNK SECURITIES CORP.
530 FIFTH AVENUE, 3RD FLOOR, NEW YORK, NY 10036
Mailing Address: 530 FIFTH AVENUE, STE 3A, NEW YORK, NY 10036

JOE JOLLY & CO., INC.
420 NORTH 20TH STREET,SUITE 2350, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 8, BIRMINGHAM, AL 35201-0008

JOHCM FUNDS DISTRIBUTORS, LLC
3 CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: 3 CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

JOHN HANCOCK DISTRIBUTORS LLC
200 BERKELEY STREET, BOSTON, MA 02116

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
200 BERKELEY STREET, BOSTON, MA 02116

JOHNSON RICE & COMPANY L.L.C.
639 LOYOLA AVENUE-STE 2775, NEW ORLEANS, LA 70113-7105

JOHNSTONE BROKERAGE SERVICES, LLC
117 SAN AUGUSTINE STREET, CENTER, TX 75935

JONES LANG LASALLE SECURITIES, LLC
200 EAST RANDOLPH DRIVE, 48TH FLOOR, CHICAGO, IL 60601

JONESTRADING
555 SAINT CHARLES DRIVE, SUITE #200, THOUSAND OAKS, CA 91360
Mailing Address: 555 SAINT CHARLES DRIVE, THOUSAND OAKS, CA 91360

JORDAN, KNAUFF & COMPANY
200 W. MADISON ST., STE. 980, CHICAGO, IL 60606

JOSEPH CAPITAL, LLC
500 CITY PARK AVENUE, SUITE D, COLUMBUS, OH 43215

JOSEPH EDEN CAPITAL, LLC
7600 W. ROOSEVELT RD., FOREST PARK, IL 60130

JOSEPH GRACE
48 WALL STREET, 11TH FL., NEW YORK, NY 10005

JOSEPH GUNNAR & CO. LLC
1000 RXR PLAZA, UNIONDALE, NY 11556
Mailing Address: 30 BROAD STREET 11TH FLOOR, NEW YORK, NY 10004

JOSEPH STONE CAPITAL L.L.C.
200 OLD COUNTRY ROAD, SUITE 610, MINEOLA, NY 11501

JPMORGAN DISTRIBUTION SERVICES, INC.
1111 POLARIS PARKWAY, COLUMBUS, OH 43240
Mailing Address: 1111 POLARIS PARKWAY, MAIL CODE: OH1-0004, COLUMBUS, OH 43240

JRL CAPITAL CORPORATION
100 PACIFICA, SUITE 360, IRVINE, CA 92618

JSVC, LLC
729 ELEPAIO STREET, HONOLULU, HI 96816-4709

JUDGE & ASSOCIATES, INC.
495 BELL DRIVE, DES PLAINES, IL 60016

JUMP EXECUTION, LLC
600 WEST CHICAGO AVENUE,, SUITE 600, CHICAGO, IL 60654

JUMPSTART SECURITIES, LLC
3455 PEACHTREE ROAD NE, 5TH FLOOR, ATLANTA, GA 30326

JUSTLY MARKETS LLC
1441 BROADWAY, SUITE 5116, NEW YORK, NY 10018-1905
Mailing Address: 1441 BROADWAY, SUITE 5116, NEW YORK, NY 10018-1905

JVM SECURITIES, LLC
903 COMMERCE DRIVE, SUITE 250, OAK BROOK, IL 60523

JWTT INC.
19980 JW BROWN RD, BEND, OR 97703

Last updated: 11/2/22