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Broker-Dealer Firms We Regulate - L

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

L. B. FISHER & COMPANY
17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248

L.J. HART AND COMPANY
16401 SWINGLEY RIDGE ROAD - SUITE 210, ST. LOUIS, MO 63017

L.M. KOHN & COMPANY
10151 CARVER RD., SUITE 100, CINCINNATI, OH 45242

L.O. THOMAS & CO. INC.
LINWOOD COMMONS-SUITE A-6, 2106 NEW ROAD, LINWOOD, NJ 08221
Mailing Address: LINWOOD COMMMONS-SUITE A-6, 2106 NEW ROAD PO BOX 293, LINWOOD, NJ 08221

LA HONDA ADVISORS LLC
770 MENLO AVENUE, SUITE 230, MENLO PARK, CA 94025
Mailing Address: 83 MARYMONT AVE., ATHERTON, CA 94027

LABRUNERIE FINANCIAL SERVICES, INC.
601 W. NIFONG BLVD, BUILDING 3B, COLUMBIA, MO 65203
Mailing Address: 601 W. NIFONG BLVD, BUILDING 3B``, COLUMBIA, MO 65203

LADENBURG THALMANN & CO. INC.
640 5TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

LAFISE SECURITIES CORPORATION
2340 S DIXIE HIGHWAY, MIAMI, FL 33133

LAIDLAW & COMPANY (UK) LTD.
68 PALL MALL, LONDON, SW1Y 5ES ENGLAND
Mailing Address: 521 5TH AVENUE, 12TH FL, NEW YORK, NY 10175

LAKE STREET CAPITAL MARKETS, LLC
920 2ND AVE S, STE 700, MINNEAPOLIS, MN 55402

LAKESHORE SECURITIES, L.P.
401 S. LASALLE #1000, CHICAGO, IL 60605
Mailing Address: 401 S. LASALLE STREET #1000, CHICAGO, IL 60605

LAM SECURITIES INVESTMENTS, INC.
2099 LAKE STREET, SAN FRANCISCO, CA 94121

LAMON & STERN, INC.
4200 NORTHSIDE PARKWAY, BLDG. 4; SUITE 300, ATLANTA, GA 30327
Mailing Address: 1266 WEST PACES FERRY RD., SUITE 511, ATLANTA, GA 30327

LAMPERT CAPITAL MARKETS INC.
444 MADISON AVE, 4TH FLOOR SUITE 401, NY, NY 10022

LAMPOST CAPITAL, L.C.
1900 GLADES ROAD, SUITE 205, BOCA RATON, FL 33431
Mailing Address: 1900 GLADES RD, SUITE 205, BOCA RATON, FL 33431

LANDAAS & COMPANY
411 E. WISCONSIN AVE, MILWAUKEE, WI 53202

LANDOLT SECURITIES, INC.
41412 N. HWY 83, ANTIOCH, IL 60002
Mailing Address: P.O. BOX 2703, OSHKOSH, WI 54903-2703

LARIMER CAPITAL CORPORATION
1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222

LARRAINVIAL SECURITIES US LLC
EL BOSQUE NORTE 0177, LAS CONDES SANTIAGO, 7550100 CHILE

LARSON FINANCIAL SECURITIES, LLC
14567 NORTH OUTER 40, SUITE 300, CHESTERFIELD, MO 63017

LAS OLAS CAPITAL PARTNERS, LLC
888 E LAS OLAS BLVD., SUITE 200, FT. LAUDERDALE, FL 33301

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
333 WEST WACKER DRIVE, SUITE 2300, CHICAGO, IL 60606

LASALLE ST SECURITIES, L.L.C.
940 N. INDUSTRIAL DR., ELMHURST, IL 60126-1131

LAURENTIAN CAPITAL (USA) INC
1360 RENE-LEVESQUE WEST, SUITE 620, MONTREAL, H3G 0E8 CANADA
Mailing Address: 1360 RENÉ-LÉVESQUE BOULEVARD WEST, SUITE 620, MONTREAL, H3G0E5 CANADA

LAZARD ASSET MANAGEMENT SECURITIES LLC
30 ROCKEFELLER PLAZA, 56TH FLOOR, NEW YORK, NY 10112

LAZARD FRERES & CO. LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

LAZARD MIDDLE MARKET LLC
80 SOUTH EIGHTH STREET, 27TH FLOOR, MINNEAPOLIS, MN 55402

LAZEAR CAPITAL SECURITIES, LLC
401 N. FRONT STREET, SUITE 250, COLUMBUS, OH 43215

LBMZ SECURITIES, INC.
10 S RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606

LCG CAPITAL ADVISORS, LLC
201 EAST KENNEDY BLVD, SUITE 1700, TAMPA, FL 33602
Mailing Address: 201 EAST KENNEDY BLVD, SUITE 325, TAMPA, FL 33602

LCT CAPITAL, LLC
80 PASCAL LN, AUSTIN, TX 78746

LEBENTHAL FINANCIAL SERVICES, INC.
500 N. BROADWAY, SUITE 238, JERICHO, NY 11753

LEC INVESTMENT CORP.
505 20TH STREET NORTH, SUITE 1150, BIRMINGHAM, AL 35203

LEDGER CAPITAL MARKETS, LLC
228 PARK AVENUE S, NEW YORK, NY 10003
Mailing Address: PMB 58179, NEW YORK, NY 10003-1502

LEE FINANCIAL SECURITIES, INC.
3113 OLU STREET, HONOLULU, HI 96816

LEGACY CAPITAL FUND, INC.
433 METAIRIE RD STE 405, METAIRIE, LA 70005

LEGIONNAIRE SECURITIES LLC
CARR 110 INT KM 31.5 BARRIO, AGUACATE, AGUADILLA, PR 00603
Mailing Address: PO BOX 60401, PMB 24, SAN ANTONIO, PR 00690

LEIGH BALDWIN & CO., LLC
112 ALBANY STREET, CAZENOVIA, NY 13035-0660

LEK SECURITIES CORPORATION
4 WORLD TRADE CENTER; 44TH FLOOR, 150 GREENWICH STREET; 44TH FLOOR, NEW YORK, NY 10007

LEMLEY, YARLING & CO.
309 WEST JOHNSON STREET, #544, MADISON, WI 53703

LENOX FINANCIAL SERVICES, INC.
322 ALANA DRIVE, NEW LENOX, IL 60451

LEONIS SECURITIES, LLC
330 MADISON AVENUE, SUITE 2400, NEW YORK, NY 10017

LESKO SECURITIES INC.
53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901
Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890

LESTE USA
1395 BRICKELL AVENUE, SUITE 1000, MIAMI, FL 33131

LEUMI INVESTMENT SERVICES INC.
350 MADISON AVE., NEW YORK, NY 10017

LEVEL FOUR FINANCIAL, LLC
RSA BATTLEHOUSE TOWER, 11 NORTH WATER STREET, STE 21290, MOBILE, AL 36602

LEVELX CAPITAL LLC
109 WHITE OAK LANE, SUITE 200, OLD BRIDGE, NJ 08857
Mailing Address: 109 WHITE OAK LANE, SUITE 200, OLD BRIDGE, NJ 08857

LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.
41 N. RIO GRANDE, SUITE 101, SALT LAKE CITY, UT 84101

LEX
25 WEST 39TH ST, 8TH FLOOR, NEW YORK, NY 10018

LEXINGTON PARK CAPITAL MARKETS, LLC
390 N ORANGE AVE, 23RD FLOOR, ORLANDO, FL 32801

LFT SECURITIES, LLC
425 WALNUT STREET, SUITE 2410, CINCINNATI, OH 45202-3931

LGA CAPITAL
6110 EXECUTIVE BOULEVARD SUITE 1050, ROCKVILLE, MD 20852

LIATI CAPITAL, LLC
14 WALL STREET 20TH FLOOR, NEW YORK, NY 10005

LIBERTY ASSOCIATES, INC.
501 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017
Mailing Address: 501 FIFTH AVEUE, 15TH FLOOR, NEW YORK, NY 10017

LIBERTY CAPITAL INVESTMENT CORPORATION
1800 SW FIRST AVE., SUITE 150, PORTLAND, OR 97201
Mailing Address: 1800 SW FIRST AVE, SUITE 150, PORTLAND, OR 97201

LIBERTY GLOBAL CAPITAL SERVICES, LLC
131 WINDSOR ROAD, WABAN, MA 02468
Mailing Address: 131 WINDSOR ROAD, WABAN, MA 02468

LIBERTY INVESTMENT COUNSEL, LTD.
13150 WATERTOWN PLANK RD., ELM GROVE, WI 53122-2063

LIBERTY PARTNERS FINANCIAL SERVICES, LLC
119 SIMMONS ST, MT PLEASANT, SC 29464
Mailing Address: 1050 JOHNNIE DODDS BLVD., SUITE 2059, MT. PLEASANT, SC 29464

LIBERUM
575 FIFTH AVENUE, 20TH FLOOR, NEW YORK, NY 10017

LIBUCKI & CO., LLC
1101 HADDON AVENUE, COLLINGSWOOD, NJ 08108
Mailing Address: 1101 HADDON AVE, COLLINGSWOOD, NJ 08108

LIEBLONG & ASSOCIATES, INC.
10809 EXECUTIVE CENTER DRIVE, SUITE 117, LITTLE ROCK, AR 72211
Mailing Address: P.O. BOX 24520, LITTLE ROCK, AR 72221

LIFEMARK SECURITIES CORP.
400 WEST METRO PARK, ROCHESTER, NY 14623

LIFESCI CAPITAL
250 WEST 55TH STREET, 34TH FLOOR, NEW YORK, NY 10019

LIGHTHOUSE CAPITAL GROUP, LLC
1055 E. COLORADO BLVD., SUITE 310, PASADENA, CA 91106

LIGHTPATH CAPITAL, INC
1560 E. SOUTHLAKE BLVD., SUITE 100, SOUTHLAKE, TX 76092

LIGHTSPEED FINANCIAL SERVICES GROUP LLC
20 HEADQUARTERS PLAZA, NORTH TOWER, 7TH FLOOR, MORRISTOWN, NJ 07960

LINCOLN DOUGLAS INVESTMENTS, LLC
135 S. MAIN STREET, MT. VERNON, OH 43050-3323
Mailing Address: 135 S. MAIN STREET, MT. VERNON, OH 43050-3323

LINCOLN FINANCIAL ADVISORS CORPORATION
1301 SOUTH HARRISON STREET, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

LINCOLN FINANCIAL DISTRIBUTORS, INC.
130 N RADNOR-CHESTER RD, RADNOR, PA 19087
Mailing Address: 350 CHURCH STREET, HARTFORD, CT 06103

LINCOLN FINANCIAL SECURITIES CORPORATION
1301 SOUTH HARRISON STREET, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

LINCOLN INTERNATIONAL LLC
110 NORTH WACKER DRIVE-51ST FLOOR, CHICAGO, IL 60606

LINCOLN INVESTMENT
601 OFFICE CENTER DRIVE, SUITE 300, FORT WASHINGTON, PA 19034
Mailing Address: 601 OFFICE CENTER DRIVE, SUITE 100-MAILROOM, FORT WASHINGTON, PA 19034

LINDEN THOMAS AND COMPANY SECURITIES, LLC
516 N. TRYON STREET, CHARLOTTE, NC 28202

LINK ALTS CAPITAL, LLC
20 EXECUTIVE PARK, SUITE 120, IRVINE, CA 92614

LINK SECURITIES LLC
17767 N SCOTTSDALE ROAD, SUITE 300, SCOTTSDALE, AZ 85255

LION STREET FINANCIAL, LLC
515 CONGRESS AVE, SUITE 2500, AUSTIN, TX 78701

LIONTREE ADVISORS LLC
660 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10065

LIQUIDITY FINANCE LP
2 GREENWICH OFFICE PARK, SUITE 150, GREENWICH, CT 06831

LIQUIDITYEDGE, LLC
55 HUDSON YARDS, 15TH FLOOR, NEW YORK, NY 10001

LIQUIDLY IAS, LLC
434 WEST 33RD STREET, NEW YORK, NY 10001

LIQUIDNET, INC.
620 8TH AVENUE, 19TH FLOOR, NEW YORK, NY 10018

LITTLE RIVER CAPITAL, LLC
2828 OLD 280 COURT, SUITE 138, VESTAVIA HILLS, AL 35243
Mailing Address: 216 CAHABA OAKS TRAIL, INDIAN SPRINGS, AL 35124

LIVERMORE TRADING GROUP, INC.
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 77 WATER STREET, SUITE 1604, NEW YORK, NY 10005

LIVINGSTON SECURITIES, LLC
626 REXCORP PLAZA, SUITE 603, WEST TOWER, UNIONDALE, NY 11556

LLOYDS SECURITIES
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

LMV CAPITAL CORP.
475 PARK AVENUE SOUTH, 25TH FLOOR, NEW YORK, NY 10016-6922

LOCKEBRIDGE PARTNERS, INC
1 VAN DE GRAFF DRIVE, SUITE 201, BURLINGTON, MA 01803

LOCKTON CAPITAL, LLC
444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112

LOCKTON INVESTMENT SECURITIES, LLC
444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112

LOCKWOOD SECURITIES LLC
1140 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036

LOCORR DISTRIBUTORS, LLC
687 EXCELSIOR BLVD, EXCELSIOR, MN 55331

LOCUST WALK SECURITIES, LLC
200 CLARENDON STREET, 51ST FLOOR, BOSTON, MA 02116

LOMBARD INTERNATIONAL DISTRIBUTION COMPANY
1650 MARKET STREET, 54TH FLOOR, PHILADELPHIA, PA 19103

LOMBARD SECURITIES INCORPORATED
1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD 21231
Mailing Address: 1820 LANCASTER STREET, BALTIMORE, MD 21231

LONG ISLAND FINANCIAL GROUP, INC.
2 WOODCREST DRIVE, ROSLYN, NY 11576
Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576

LONG NECK SERVICES LLC
1025 BOSTON POST ROAD, SUITE 200, DARIEN, CT 06820

LONGBOW SECURITIES, LLC
6100 OAK TREE BLVD.,, SUITE 440, INDEPENDENCE, OH 44131
Mailing Address: 6100 OAK TREE BLVD.,, SUITE 440, INDEPENDENCE, OH 44131

LONGSHIP ALTERNATIVE ASSET MANAGEMENT
14 CONCORD ROAD, PORT WASHINGTON, NY 11050

LOOMIS SAYLES DISTRIBUTORS, L.P.
ONE FINANCIAL CENTER, BOSTON, MA 02111
Mailing Address: ONE FINANCIAL CENTER, BOSTON, MA 02111-2620

LOOP CAPITAL MARKETS LLC
111 WEST JACKSON BOULEVARD, SUITE 1901, CHICAGO, IL 60604

LORD ABBETT DISTRIBUTOR LLC
90 HUDSON STREET, JERSEY CITY, NJ 07302-3973

LORIA FINANCIAL GROUP, LLC
7500 S COUNTY LINE ROAD, BURR RIDGE, IL 60527

LOUIS CAPITAL MARKETS, LLC
42 RUE WASHINGTON, PARIS, 75008 FRANCE

LPL FINANCIAL LLC
1055 LPL WAY, FORT MILL, SC 29715

LPS CAPITAL LLC
150 EAST 52ND STREET, SUITE 5001, NEW YORK, NY 10022

LS SECURITIES, LLC
4 CAMPUS DRIVE, PARSIPPANY, NJ 07054

LSH PARTNERS SECURITIES LLC
444 MADISON AVENUE, SUITE 2801, NEW YORK, NY 10022
Mailing Address: 444 MADISON AVENUE, SUITE 2801, NEW YORK, NY 10022

LUMA SECURITIES LLC
101 FIFTH AVENUE, SUITE 900, NEW YORK, NY 10003

LUMENT SECURITIES
10 WEST BROAD STREET, 8TH FLOOR, COLUMBUS, OH 43215

LUMINEX TRADING & ANALYTICS LLC
21 CUSTOM HOUSE STREET, SUITE 100, BOSTON, MA 02110

LUMOS PARTNERS, LLC
309 RAY STREET, PLEASANTON, CA 94566

LYNCH & ASSOCIATES
535 BOYLSTON ST., FLOOR T2, BOSTON, MA 02116
Mailing Address: 535 BOYLSTON ST., SUITE T2, BOSTON, MA 02116

LYNX CAPITAL, LLC
55 PARSON BROWN CT., MORAGA, CA 94556

Last updated: 12/14/21