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Broker-Dealer Firms We Regulate - M

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

M FINANCIAL SECURITIES MARKETING, INC.
1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209

M HOLDINGS SECURITIES, INC.
1125 N.W. COUCH STREET, SUITE 900, PORTLAND, OR 97209
Mailing Address: P.O. BOX 2207, PORTLAND, OR 97208-2207

M SHARE CAPITAL LLC
200 BRANNAN ST, NO.443, SAN FRANCISCO, CA 94107

M STEVENS SECURITIES, LLC
100 PACIFICA, SUITE 475, IRVINE, CA 92618

M&A CAPITAL HOLDINGS, LLC
704 WINDING RIDGE TRAIL, SOUTHLAKE, TX 76092

M&A SECURITIES GROUP, INC.
4151 N. MULBERRY DRIVE, SUITE 252, KANSAS CITY, MO 64116

M&T SECURITIES, INC.
1 LIGHT STREET, BALTIMORE, MD 21202

M. E. ALLISON & CO., INC.
950 EAST BASSE ROAD, SECOND FLOOR, SAN ANTONIO, TX 78209-1831

M. S. HOWELLS & CO.
23350 N. PIMA RD., SCOTTSDALE, AZ 85255
Mailing Address: 23350 N. PIMA RD., SCOTTSDALE, AZ 85255

M.D. SASS SECURITIES, L.L.C.
55 WEST 46TH STREET, SUITE 2801, NEW YORK, NY 10036-2699

M.J. GROSSNICKLE, LLC
157 MAIN STREET, DAMARISCOTTA, ME 04543
Mailing Address: PO BOX 1141, DAMARISCOTTA, ME 04543

M.M. DILLON & CO. LLC
ONE SOUND SHORE DRIVE, SUITE 100, GREENWICH, CT 06830

M1 FINANCE LLC
200 N LASALLE STREET, SUITE 800, CHICAGO, IL 60601

M2O PRIVATE FUND ADVISORS LLC
1 NORTH LEXINGTON AVE, SUITE 500, WHITE PLAINS, NY 10601

M3 CAPITAL PARTNERS LLC
150 SOUTH WACKER DRIVE, SUITE 3100, CHICAGO, IL 60606

MACK INVESTMENT SECURITIES, INC.
211 WAUKEGAN RD., SUITE 300, NORTHFIELD, IL 60093

MACQUARIE CAPITAL (USA) INC.
125 WEST 55TH STREET, LEVEL 22, NEW YORK, NY 10019

MACRO RISK ADVISORS LLC
411 THEODORE FREMD AVE, SUITE 206 SOUTH, RYE, NY 10580
Mailing Address: PO BOX 6259, FAIR HAVEN, NJ 07704

MADEIRA CAPITAL, LLC
315 MANITOBA AVE., SUITE 100, WAYZATA, MN 55391

MADISON AVENUE SECURITIES, LLC
13500 EVENING CREEK DR N, #555, SAN DIEGO, CA 92128

MADISON GLOBAL PARTNERS LLC
350 VANDERBILT MOTOR PARKWAY, SUITE 205, HAUPPAUGE, NY 11788

MADISON MARQUETTE SECURITIES LLC
100 HIGH STREET, SUITE 410, BOSTON, MA 02110

MADISON PAIGE SECURITIES LLC
599 LEXINGTON AVENUE, 47TH FLOOR, NEW YORK, NY 10022

MADISON PARK GROUP LLC
555 EAST LANCASTER, RADNOR, PA 19087
Mailing Address: 3 PARK AVENUE, SUITE 3102A, NEW YORK, NY 10016

MAFG RIA SERVICES, INC.
102 GAITHER DRIVE, SUITE 5, MT. LAUREL, NJ 08054

MAGEN FINANCIAL LLC
1500 BROADWAY, 25TH FLOOR, NEW YORK, NY 10036

MAGSTAR CAPITAL, LLC
201 WILLETT AVENUE, #230, PORT CHESTER, NY 10573

MAGV SECURITIES, INC.
221 RIVER STREET, 9TH FLOOR, HOBOKEN, NJ 07030

MAINE SECURITIES CORPORATION
15 MONUMENT SQUARE, PORTLAND, ME 04101

MAINLINE SECURITIES LLC
308 EAST LANCASTER AVE, STE 302, WYNNEWOOD, PA 19096

MAINLINE WEST MUNICIPAL SECURITIES LLC
2237 W. 30TH AVENUE, DENVER, CO 80211

MAINSPRING CAPITAL MANAGEMENT, LLC
3452 E. FOOTHILL BLVD., SUITE 800, PASADENA, CA 91107
Mailing Address: 1108 DIAMOND AVE, SOUTH PASADENA, CA 91030

MALLORY CAPITAL GROUP, LLC
62 DEEPWOOD ROAD, STE. 204, DARIEN, CT 06820

MAN INVESTMENTS INC.
1345 AVENUE OF THE AMERICAS, 21ST FLOOR, NEW YORK, NY 10105

MANN MANN JENSEN PARTNERS LP
1270 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10020

MANNING & NAPIER INVESTOR SERVICES, INC.
290 WOODCLIFF DRIVE, FAIRPORT, NY 14450

MANOR PARK SECURITIES LLC
17 MAYHEW AVENUE, LARCHMONT, NY 10538
Mailing Address: 17 MAYHEW AVE, LARCHMONT, NY 10538

MANOR PRIVATE CAPITAL, LLC
1 HARBOR POINT ROAD, SUITE 800, STAMFORD, CT 06902

MANORHAVEN CAPITAL LLC
120 WALL STREET, 25TH FLOOR, NEW YORK, NY 10005

MAPLEWOOD INVESTMENTS, INC.
12222 MERIT DR, SUITE 1390, DALLAS, TX 75251

MARATHON CAPITAL MARKETS, LLC
200 W. MADISON STREET, SUITE 3700, CHICAGO, IL 60606

MARBLE TWO CAPITAL, LLC
11766 WILSHIRE BLVD. STE 1230, LOS ANGELES, CA 90025

MARC J. LANE & COMPANY
70 W. MADISON, SUITE 2050, CHICAGO, IL 60602-4256

MARCH CAPITAL CORP.
30 N LASALLE ST STE 2240, CHICAGO, IL 60602-2590

MARCO POLO SECURITIES INC.
1230 AVENUE OF AM, 16TH FLOOR, NEW YORK, NY 10020
Mailing Address: 1230 AVENUE AM, 16TH FLOOR, NEW YORK, NY 10020

MAREX NORTH AMERICA SECURITIES LLC
360 MADISON AVENUE, THIRD FLOOR, NEW YORK, NY 10017
Mailing Address: 222 W ADAMS ST SUITE 450, CHICAGO, IL 60606-5310

MARINER GROUP CAPITAL MARKETS, LLC
500 MAMARONECK AVENUE, 4TH FLOOR, HARRISON, NY 10528

MARINER INVESTMENT GROUP
9601 KATY FREEWAY, SUITE 400, HOUSTON, TX 77024

MARIVA CAPITAL MARKETS, LLC
150 SE 2ND AVENUE, SUITE PH 4, MIAMI, FL 33131

MARK J. MULLER EQUITIES, INC.
18 PHEASANT DRIVE, RYE, NY 10580

MARKET SECURITIES, LLC
85 BROAD STREET, 17TH FLOOR, NEW YORK, NY 10004
Mailing Address: 29750 N 75TH PL, SCOTTSDALE, AZ 85266

MARKETAXESS CORPORATION
55 HUDSON YARDS, 15TH FLOOR, NEW YORK, NY 10001

MARKS BAUGHAN SECURITIES LLC
161 WASHINGTON ST., SUITE 1390, CONSHOHOCKEN, PA 19428

MARRIOTT SECURITIES, LLC
THREE JAMES CENTER, 1051 EAST CARY STREET, SUITE 1125, RICHMOND, VA 23219

MARSHBERRY CAPITAL, LLC.
28601 CHAGRIN BOULEVARD, SUITE 400, WOODMERE, OH 44122

MARTIN NELSON & CO., INC.
1500 WESTLAKE AVE N. STE 200, SEATTLE, WA 98109-3031

MARTINSON & COMPANY, LTD.
140 BARRY AVENUE NORTH, WAYZATA, MN 55391

MARTINWOLF
7000 E SHEA BLVD, SUITE E130, SCOTTSDALE, AZ 85254

MARV CAPITAL INC.
1 WEST END AVENUE, SUITE 11D, NEW YORK, NY 10023

MARWOOD GROUP
733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

MASON SECURITIES, INC.
11921 FREEDOM DRIVE, SUITE 1000, RESTON, VA 20190

MATRIX 360 DISTRIBUTORS, LLC
4300 SHAWNEE MISSION PARKWAY, SUITE 100, FAIRWAY, KS 66205

MATRIX EXECUTIONS, LLC
141 W JACKSON BLVD, SUITE 2020A, CHICAGO, IL 60604

MATTHEWS SOUTH, LLC
1700 SOUTH EL CAMINO REAL, SUITE 345, SAN MATEO, CA 94402

MAXIM GROUP LLC
300 PARK AVE, 16TH FLOOR, NEW YORK, NY 10022

MAY CAPITAL GROUP, L.L.C.
250 WEST 57TH STREET, SUITE 1614, NEW YORK, NY 10107

MAYBANK SECURITIES USA INC.
400 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022

MAYHILL AGENCY, LLC
17 PARK MEADOW LANE, WEST LONG BRANCH, NJ 07764

MAZZONE & ASSOCIATES, INC.
75 FOURTEENTH ST., NE, SUITE 2800, OFFICE TOWER AT FOUR SEASONS, ATLANTA, GA 30309

MBS CAPITAL MARKETS, LLC
1902 S. MACDILL AVENUE, TAMPA, FL 33629

MBS SOURCE ETRADING, INC.
9725 SE 36TH STREET, SUITE 202, MERCER ISLAND, WA 98040

MC SQUARE CAPITAL, LLC
71 ARCH STREET, GREENWICH, CT 06830

MCA SECURITIES LLC
3060 PEACHTREE ROAD NW, SUITE 1005, ATLANTA, GA 30305

MCAP LLC
1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

MCCLURG CAPITAL CORPORATION
950 NORTHGATE DRIVE-SUITE 301, SAN RAFAEL, CA 94903
Mailing Address: 950 NORTHGATE DRIVE, SUITE 301, SAN RAFAEL, CA 94903

MCDERMOTT INVESTMENT SERVICES, LLC
44 EAST BROAD STREET, 2ND FLOOR, BETHLEHEM, PA 18018
Mailing Address: P.O. BOX 1889, BETHLEHEM, PA 18016

MCDONALD PARTNERS LLC
1301 EAST 9TH STREET, SUITE 3700, CLEVELAND, OH 44114

MCDONNAUGH SECURITIES LLC
2425 GRAND AVE., BALDWIN, NY 11510
Mailing Address: PO BOX 203, BALDWIN, NY 11510

MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
3 BROADRIVER ROAD, ORMOND BEACH, FL 32174-8744

MCG SECURITIES LLC
37 WEST AVE, SUITE 302, WAYNE, PA 19087
Mailing Address: 37 WEST AVE, SUITE 301, WAYNE, PA 19087

MCINTYRE CAPITAL PARTNERS, LLC
3 COLUMBUS CIRCLE, 15TH FLOOR, NEW YORK, NY 10019

MCKENZIE SECURITIES LLC
208 AVE LUIS MUNOZ RIVERA, 10TH FLOOR, SUITE 1029, SAN JUAN, PR 00918

MCLAUGHLIN RYDER INVESTMENTS, INC.
1421 PRINCE STREET, SUITE 200, ALEXANDRIA, VA 22314

MCLEAN SECURITIES, LLC
1660 INTERNATIONAL DRIVE, SUITE 810, MCLEAN, VA 22102

MCM SECURITIES LLC
99 PARK AVENUE, SUITE 1560, NEW YORK, NY 10016

MCMG CAPITAL ADVISORS, INC.
800 EAST CANAL STREET, SUITE 850, RICHMOND, VA 23219
Mailing Address: 800 EAST CANAL STREET, SUITE 850, SUITE 850, RICHMOND, VA 23219

MCMORGAN & COMPANY CAPITAL ADVISORS LLC
ONE FRONT STREET, SUITE 500, SAN FRANCISCO, CA 94111-5327

MCNALLY CAPITAL SECURITIES, LLC
151 N. FRANKLIN STREET, SUITE 2650, CHICAGO, IL 60606

MCNALLY FINANCIAL SERVICES CORPORATION
16414 SAN PEDRO, SUITE 930, SAN ANTONIO, TX 78232
Mailing Address: P.O. BOX 701928, SAN ANTONIO, TX 78270-1928

MCP SECURITIES, LLC
777 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10017

MCS CAPITAL MARKETS LLC
30 HUDSON YARDS, NEW YORK, NY 10001

MD GLOBAL PARTNERS, LLC
329 E. 63RD ST., APT 3J, NEW YORK, NY 10065

MEC GLOBAL PARTNERS LLC
ONE FEDERAL STREET, 17TH FLOOR, BOSTON, MA 02110

MEDIOBANCA SECURITIES USA LLC
1450 BROADWAY, 37TH FLOOR, NEW YORK, NY 10018

MEEDER DISTRIBUTION SERVICES, INC.
6125 MEMORIAL DRIVE, DUBLIN, OH 43017-9767
Mailing Address: P.O. BOX 7177, DUBLIN, OH 43017-9767

MELIO SECURITIES COMPANY, LLC
ONE NORTHFIELD PLAZA, SUITE 300, NORTHFIELD, IL 60093-1251
Mailing Address: ONE NORTHFIELD PLAZA, SUITE 300, NORTHFIELD, IL 60093-1251

MELVILLE ISLAND, LLC
141 WEST JACKSON BLVD., SUITE 1711, CHICAGO, IL 60604

MELVIN SECURITIES, L.L.C.
20 N. CLARK STREET, SUITE 3300, CHICAGO, IL 60602

MEMX EXECUTION SERVICES LLC
111 TOWN SQUARE PLACE, SUITE 520, JERSEY CITY, NJ 07310

MENALTO ADVISORS, LLC
101 JEFFERSON DR, MENLO PARK, CA 94025-1114

MENKE CAPITAL CORPORATION
ONE KAISER PLAZA, SUITE 505, OAKLAND, CA 94612

MENSURA SECURITIES, LLC
3060 PEACHTREE ROAD NW, SUITE 1600, ATLANTA, GA 30305

MENTOR SECURITIES, LLC
200 N. WESTLAKE BOULEVARD, SUITE 204, WESTLAKE VILLIAGE, CA 91362

MERAKI GLOBAL ADVISORS LLC
1389 CENTER DRIVE, SUITE 170, PARK CITY, UT 84098
Mailing Address: PO BOX 982601, PARK CITY, UT 84098

MERCADIEN SECURITIES
3625 QUAKERBRIDGE ROAD, HAMILTON, NJ 08619

MERCER ALLIED COMPANY, L.P.
100 COLISEUM DRIVE, COHOES, NY 12047

MERCURY CAPITAL ADVISORS, LLC
225 LIBERTY STREET, 36TH FLOOR, NEW YORK, NY 10281

MERGER & ACQUISITION CAPITAL SERVICES, LLC
320 EAST 53RD STREET, NEW YORK, NY 10022

MERIDIAN CAPITAL LLC
1809 SEVENTH AVENUE, SUITE 1330, SEATTLE, WA 98101-1393

MERIDIAN EQUITY PARTNERS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 77 WATER STREET, SUITE 1604, NEW YORK, NY 10005

MERIDIAN INVESTMENTS, INC.
35 BRAINTREE HILL OFFICE PARK, SUITE 301, BRAINTREE, MA 02184

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
ONE BRYANT PARK, NY1-100-06-01, NEW YORK, NY 10036
Mailing Address: ONE BRYANT PARK, NY1-100-10-01, NEW YORK, NY 10036

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 100 N TRYON ST, NC1-007-14-30, CHARLOTTE, NC 28255

MESIROW FINANCIAL, INC.
353 N. CLARK STREET, CHICAGO, IL 60654

METHUSELAH CAPITAL LLC
3110 W. CALIFORNIA AVE, SUITE C, SALT LAKE CITY, UT 84104

METLIFE INVESTMENTS SECURITIES, LLC
ONE METLIFE WAY, WHIPPANY, NJ 07981-1449

METLIFE INVESTORS DISTRIBUTION COMPANY
200 PARK AVENUE 4TH FLOOR, NEW YORK CITY, NY 10166

METRIC FINANCIAL, LLC
WEWORK C/O METRIC FINANCIAL, 725 PONCE DE LEON AVE, NE, ATLANTA, GA 30306

METRIC POINT CAPITAL, LLC
TWO STAMFORD PLAZA, 281 TRESSER BLVD., 15TH FLOOR, STAMFORD, CT 06901

METRONOME SECURITIES, LLC
200 W. MADISON, SUITE 2040, CHICAGO, IL 60606

METROPOLITAN CAPITAL INVESTMENT BANC, INC.
9 EAST ONTARIO, CHICAGO, IL 60611

MFD DISTRIBUTOR, LLC
550 SCIENCE DRIVE, MADISON, WI 53711

MFR SECURITIES, INC.
630 THIRD AVENUE, SUITE 1203, NEW YORK, NY 10017

MFS FUND DISTRIBUTORS, INC.
111 HUNTINGTON AVENUE, BOSTON, MA 02199

MGI FUNDS DISTRIBUTORS, LLC
THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

MGO SECURITIES CORP.
24400 CHAGRIN BLVD, SUITE 310, BEACHWOOD, OH 44122

MHL INVESTMENTS
EVERSPIRE PLAZA, 6900 S. 900 E., SUITE 200, MIDVALE, UT 84047

MIAC CAPITAL MARKETS LLC
521 FIFTH AVENUE, SUITE 900, NEW YORK, NY 10175-0999

MICROVENTURE MARKETPLACE INC.
11601 ALTERRA PARKWAY, SUITE 100, AUSTIN, TX 78758

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION
1251 WATERFRONT PLACE, SUITE 540, PITTSBURGH, PA 15222
Mailing Address: 1251 WATERFRONT PL STE 510, SUITE 540, PITTSBURGH, PA 15222

MID-ATLANTIC SECURITIES, INC.
4001 BARRETT DRIVE, SUITE 100, RALEIGH, NC 27609

MID-CONTINENT SECURITIES, LTD.
1218 WEBSTER STREET, HOUSTON, TX 77002-8841

MID-MARKET SECURITIES, LLC
24 JAMES ROAD, MOUNT KISCO, NY 10549

MIDAMERICA SECURITIES, LLC
2855 INTERSTATE DRIVE, SUITE 115, LAKELAND, FL 33805

MIDAS SECURITIES GROUP, INC.
3814 ROUTE 44, MILLBROOK, NY 12545

MIDDLE MARKET TRANSACTIONS, INC.
1401 S. BRENTWOOD AVE., SUITE 915, ST. LOUIS, MO 63144
Mailing Address: 3 SANDHILL DRIVE, DECATUR, IL 62521

MIDDLEGATE SECURITIES INC.
8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY 10018-3805

MIDDLEMARCH SECURITIES LLC
700 CANAL ST., BUILDING 1, FLOOR 1, SUITE 148, STAMFORD, CT 06902

MIDLAND SECURITIES, LTD
1605 LBJ FREEWAY, SUITE 710, DALLAS, TX 75234

MIDWESTERN SECURITIES TRADING COMPANY, LLC
300 E WASHINGTON STREET SUITE 3, EAST PEORIA, IL 61611
Mailing Address: 300 E WASHINGTON STREET SUITE 3, P.O. BOX 2528, EAST PEORIA, IL 61611

MILESTONE INVESTMENTS, INC.
10700 SIKES PLACE, SUITE 315, CHARLOTTE, NC 28277-0729

MILLBURN RIDGEFIELD CORPORATION
55 WEST 46TH STREET, 31ST FLOOR, NEW YORK, NY 10036

MILLENNIUM ADVISORS, LLC
11605 N COMMUNITY HOUSE DR, SUITE 550, CHARLOTTE, NC 28277
Mailing Address: 11605 N COMMUNITY HOUSE DR., SUITE 550, CHARLOTTE, NC 28277

MILLER BUCKFIRE & CO., LLC
787 7TH AVENUE, NEW YORK, NY 10019

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC
71 S. WACKER DRIVE, 31ST FLOOR, CHICAGO, IL 60606

MILLINGTON INVESTMENTS, LLC
222 S. MILL ST., NAPERVILLE, IL 60540

MINISTRY PARTNERS SECURITIES, LLC
915 W. IMPERIAL HIGHWAY, SUITE 120, BREA, CA 92821
Mailing Address: 21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367

MINT BROKERS
55 WATER STREET, 10TH FLOOR, NEW YORK, NY 10038

MIRAE ASSET SECURITIES (USA) INC.
810 SEVENTH AVENUE, 37TH FLOOR, NEW YORK, NY 10019

MIRUS SECURITIES, INC.
200 SUMMIT DRIVE, SUITE 460, BURLINGTON, MA 01803

MISCHLER FINANCIAL GROUP, INC.
1111 BAYSIDE DRIVE, SUITE 100, CORONA DEL MAR, CA 92625

MISSIONSQUARE INVESTMENT SERVICES
777 NORTH CAPITOL STREET, NE, SUITE 600, WASHINGTON, DC 20002-4240

MIT ASSOCIATES, LLC
85 EASTVIEW AVENUE, TIBURON, CA 94920
Mailing Address: PO BOX 774, TIBURON, CA 94920

MITCHELL ENERGY ADVISORS, LLC
7515 GREENVIILLE AVENUE, SUITE 905, DALLAS, TX 75231

MIURA CAPITAL, LLC
1395 BRICKELL AVE, SUITE 1560, MIAMI, FL 33131

MIZUHO SECURITIES CANADA INC.
1271 AVENUE OF THE AMERICAS, FLOORS - 2,3,4,18,19, NEW YORK, NY 10020

MIZUHO SECURITIES USA LLC
1271 AVENUE OF THE AMERICAS, FLOORS - 2,3,4,18,19, NEW YORK, NY 10020

MJ CAPITAL PARTNERS, LLC
ONE CALIFORNIA PLAZA, 300 GRAND AVE., SUITE 4050, LOS ANGELES, CA 90071

MKM PARTNERS LLC
677 WASHINGTON BLVD., SUITE 510, STAMFORD, CT 06901

MM ASCEND LIFE INVESTOR SERVICES, LLC
191 ROSA PARKS, CINCINNATI, OH 45202
Mailing Address: P. O. BOX 5423, CINCINNATI, OH 45201-5423

MM GLOBAL SECURITIES, INC.
110 WALL STREET, UNIT 5070, NEW YORK, NY 10005

MMA SECURITIES LLC
1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

MMC SECURITIES LLC
1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

MML DISTRIBUTORS, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111

MML INVESTORS SERVICES, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001

MML STRATEGIC DISTRIBUTORS, LLC
1295 STATE STREET, SPRINGFIELD, MA 01111-0001

MMX GLOBAL PARTNERS, LLC
1515 NORTH FEDERAL HIGHWAY, SUITE 306, BOCA RATON, FL 33432

MOBILITY SECURITIES, LLC
6203 SAN IGNACIO AVE., SUITE 110, SAN JOSE, CA 95119

MODERN CAPITAL SECURITIES INC.
7000 SIX FORKS RD SUITE 102, RALEIGH, NC 27615
Mailing Address: P.O.BOX 188, PLEASANT VIEW, TN 37146-0188

MOELIS & COMPANY LLC
399 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10022

MOLONEY SECURITIES CO., INC.
13537 BARRETT PARKWAY DRIVE, #300, MANCHESTER, MO 63021

MOMENTUM CAPITAL MARKETS, LLC
101 SECOND STREET, SUITE 1275, SAN FRANCISCO, CA 94105

MOMENTUM INDEPENDENT NETWORK INC.
717 N. HARWOOD STREET, SUITE 3400, DALLAS, TX 75201
Mailing Address: 717 HARWOOD STREET, SUITE 3400, DALLAS, TX 75201

MOMENTUS SECURITIES LLC
1350 BROADWAY, ROOM/SUITE 2320, NEW YORK, NY 10018

MONARCH CAPITAL GROUP, LLC
370 LEXINGTON AVENUE, SUITE 308, NEW YORK, NY 10017

MONDEUM CAPITAL, LLC
999 BRICKELL AVENUE, SUITE 900, MIAMI, FL 33131

MONERE INVESTMENTS, INC.
20 N. MARTINGALE ROAD, SUITE 450, SCHAUMBURG, IL 60173

MONEX SECURITIES, INC.
440 LOUISIANA STREET, SUITE 1240, HOUSTON, TX 77002

MONEY CONCEPTS CAPITAL CORP
11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418
Mailing Address: 11440 NORTH JOG ROAD, PALM BEACH GARDENS, FL 33418-3764

MONEYLION SECURITIES LLC
30 WEST 21ST STREET, 9TH FLOOR, NEW YORK, NY 10010

MONITOR CAPITAL LLC
39 MILLER HILL WOODS COURT, CARMEL, NY 10512
Mailing Address: 1018 MAIN STREET, BOX 414, FISHKILL, NY 12524

MONMOUTH CAPITAL MANAGEMENT LLC
516 BAY AVE, POINT PLEASANT BEACH, NJ 08742

MONNESS CRESPI HARDT & CO., INC.
767 THIRD AVENUE, NEW YORK, NY 10017-2047

MONROE FINANCIAL PARTNERS, INC.
100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606
Mailing Address: 100 N RIVERSIDE PLAZA SUITE 1620, CHICAGO, IL 60606

MONTEC SECURITIES LLC
510 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022

MONTICELLO FINANCIAL GROUP, LLC
301 N. MADISON AVENUE, SUITE 220, MT. PLEASANT, TX 75455

MONTMINY SECURITIES, LLC
201 SANTA MONICA BLVD, SUITE 480, SANTA MONICA, CA 90401

MONTROSE SECURITIES INTERNATIONAL
1 HARBOR DRIVE, SUITE 300, SAUSALITO, CA 94965

MONUMENT GROUP, INC.
500 BOYLSTON STREET, SUITE 1150, BOSTON, MA 02116

MOODY CAPITAL SOLUTIONS, INC
2458 DUNKERRIN LANE, ATLANTA, GA 30360

MOODY SECURITIES, LLC
9655 KATY FREEWAY, SUITE 600, HOUSTON, TX 77024

MOOMOO FINANCIAL INC.
550 S. CALIFORNIA AVENUE, SUITE 200, PALO ALTO, CA 94306

MOORGATE SECURITIES LLC
1686 UNION STREET, # 307, SAN FRANCISCO, CA 94123

MOORS & CABOT, INC.
ONE FEDERAL STREET, 19TH FLOOR, BOSTON, MA 02110

MORETON CAPITAL MARKETS, LLC
101 S. 200 E. SUITE 300, SALT LAKE CITY, UT 84111
Mailing Address: 101 S 200 E. SUITE 300, SALT LAKE CITY, UT 84111

MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
301 WEST BARBEE CHAPEL ROAD, SUITE 200, CHAPEL HILL, NC 27517

MORGAN PARTNERS LLC
100 WORCESTER STREET, SUITE 202, WELLESLEY HILLS, MA 02481

MORGAN STANLEY
2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530
Mailing Address: 100 SOUTH CHARLES STREET, 4TH FLOOR, BALTIMORE, MD 21201

MORGAN STANLEY & CO. LLC
1585 BROADWAY, NEW YORK, NY 10036-8293
Mailing Address: 100 SOUTH CHARLES STREET, 4TH FLOOR, C/O NORTH AMERICAN REGISTRATION, BALTIMORE, MD 21201

MORGAN STANLEY DISTRIBUTION, INC.
522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: 100 SOUTH CHARLES STREET, 4TH FLOOR, BALTIMORE, MD 21201

MORGAN WILSHIRE SECURITIES, INC.
59 HILTON AVE, SUITE 101, GARDEN CITY, NY 11530

MORNINGSTAR INVESTMENT SERVICES LLC
22 W WASHINGTON ST, CHICAGO, IL 60602-1605

MORRIS GROUP, INC.
8445 KEYSTONE XING, SUITE 240, INDIANAPOLIS, IN 46240

MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED
MOTILAL OSWAL TOWERS, GOKHALE & SAYANI RD., MAHARASHTRA, PRABHADEVI, MUMBAI, 400 025 INDIA

MOUNTAINSIDE SECURITIES LLC
450 SPRINGFIELD AVENUE,, SUITE 201, SUMMIT, NJ 07901

MPA BD ADVISOR LLC
590 MADISON AVENUE, 41ST FLOOR, NEW YORK, NY 10022

MSA SECURITIES, LLC
3110 MAIN STREET, SUITE 310, SANTA MONICA, CA 90405

MSC - BD, LLC
410 PEACHTREE PKWY STE 4245, CUMMING, GA 30041

MSEC, LLC
5700 W 112TH STREET, SUITE 500, OVERLAND PARK, KS 66211

MTS MARKETS INTERNATIONAL, INC.
14 WALL STREET, SUITE 4-A, NEW YORK, NY 10005
Mailing Address: 14 WALL STREET, SUITE 4-A, NEW YORK, NY 10005

MTS SECURITIES, LLC
623 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022

MUFG SECURITIES AMERICAS INC.
1221 AVENUE OF THE AMERICAS, 6TH FLOOR, NEW YORK, NY 10020-1001

MUFSON HOWE HUNTER & PARTNERS LLC
1717 ARCH STREET, 39TH FLOOR, PHILADELPHIA, PA 19103

MULLIGAN INVESTMENT BANKERS, LLC
1548 E. OCEAN BLVD., NEWPORT BEACH, CA 92661
Mailing Address: 466 FOOTHILL, STE 377, LA CANADA, CA 91011

MULTI-BANK SECURITIES, INC.
1000 TOWN CENTER #2300, SOUTHFIELD, MI 48075

MULTIPLE FINANCIAL SERVICES, INC.
30320 RANCHO VIEJO ROAD, SUITE 11, SAN JUAN CAPISTRANO, CA 92675
Mailing Address: P.O. BOX 7447, CAPISTRANO BEACH, CA 92624-7447

MUNDIAL FINANCIAL GROUP, LLC
477 MADISON AVE, 6TH FLOOR, NEW YORK, NY 10022

MUNICIPAL CAPITAL MARKETS GROUP, INC.
5220 SPRING VALLEY RD., STE. 522, DALLAS, TX 75254

MURIEL SIEBERT & CO., INC.
15 EXCHANGE PLACE SUITE 800, JERSEY CITY, NJ 07302

MURRAY SECURITIES, INC.
909 ESE LOOP 323, SUITE 200, TYLER, TX 75701

MUTUAL FUNDS ASSOCIATES INC.
1701 CHILI AVE, ROCHESTER, NY 14624

MUTUAL OF AMERICA SECURITIES LLC
320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

MUTUAL OF OMAHA INVESTOR SERVICES, INC.
3300 MUTUAL OF OMAHA PLAZA, OMAHA, NE 68175-1020

MUTUAL SECURITIES, INC.
807-A CAMARILLO SPRINGS ROAD, CAMARILLO, CA 93012
Mailing Address: P.O. BOX 2864, CAMARILLO, CA 93011

MUTUAL TRUST COMPANY OF AMERICA SECURITIES
546 16TH AVE NE, ST. PETERSBURG, FL 33704

MUZINICH CAPITAL LLC
450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022
Mailing Address: 450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022

MVISION PRIVATE EQUITY ADVISERS USA LLC
THIRD FLOOR, 59-60 GROSVENOR STREET, LONDON, W1K3HZ UNITED KINGDOM

MWA FINANCIAL SERVICES INC.
1701 1ST AVENUE, ROCK ISLAND, IL 61201

MYSTIC CAPITAL MARKETS GROUP, LLC
165 MADISON AVENUE, SUITE 402, NEW YORK, NY 10016

Last updated: 11/2/22