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Broker-Dealer Firms We Regulate - O

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

O'CONNOR & COMPANY SECURITIES INC.
2901 WEST COAST HIGHWAY, SUITE 200, NEWPORT BEACH, CA 92663

O'TOOLE INSURANCE & SECURITIES
14-30 COLLEGE POINT BLVD, COLLEGE POINT, NY 11356

OAK HILLS SECURITIES, INC.
121 NE 50TH, OKLAHOMA CITY, OK 73105

OAK TREE SECURITIES, INC.
4049 FIRST STREET, SUITE 129, LIVERMORE, CA 94551-4949

OAKLINS DP LLC
90 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10016

OAKPOINT SOLUTIONS, LLC
100 SOUTH ASHLEY DRIVE, SUITE 1130, TAMPA, FL 33602

OAKWOOD CAPITAL SECURITIES, INC.
600 HIGHWAY 169 SOUTH, SUITE 1410, ST. LOUIS PARK, MN 55426

OASIS PRO MARKETS LLC
1 THORNDAL CIRCLE, DARIEN, CT 06820

OBERLIN FINANCIAL INTERNATIONAL, LLC
208 NORTH LYNN STREET, PO BOX 711, BRYAN, OH 43506

OBERON SECURITIES, LLC
445 PARK AVENUE, SUITE 4B, NEW YORK, NY 10022

OBERWEIS SECURITIES, INC.
3333 WARRENVILLE ROAD, SUITE 500, LISLE, IL 60532

OBEX SECURITIES LLC
290 OVERLOOK ROAD, NEW ROCHELLE, NY 10804

OBJECTIVE EQUITY, LLC
380 BRETANO WAY, GREENBRAE, CA 94904

OCEAN FINANCIAL SERVICES, LLC
780 NW 42ND AVENUE, SUITE 621, MIAMI, FL 33126

OCEAN PARK SECURITIES, LLC
655 DEEP VALLEY, SUITE 340-D, ROLLING HILLS ESTATES, CA 90274

OCEAN TOMO INVESTMENT GROUP, LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

OCEANUS SECURITIES, LLC
989 SIXTH AVENUE, 19TH FLOOR, NEW YORK, NY 10018

OCM INVESTMENTS, LLC
333 SOUTH GRAND AVENUE (28TH FLOOR), LOS ANGELES, CA 90071

OCP CAPITAL, LLC
93 WOOD RD, BEDFORD HILLS, NY 10507-1219

OCTAGON CAPITAL GROUP, LLC
21 WOODFIELD DRIVE, SHORT HILLS, NJ 07078-1609

ODDO BHF NEW YORK CORPORATION
150 EAST 52ND STREET, 5TH FLOOR, NEW YORK, NY 10022

ODEON CAPITAL GROUP LLC
750 LEXINGTON AVENUE, 27TH FL., NEW YORK, NY 10022

OFG FINANCIAL SERVICES, INC.
TOWNSITE PLAZA #2, SUITE # 105, 120 SE 6TH AVENUE, TOPEKA, KS 66603-3515

OHANAE SECURITIES LLC
42 BROADWAY SUITE 12-129, NEW YORK, NY 10004
Mailing Address: 42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

OHIO NATIONAL EQUITIES, INC.
ONE FINANCIAL WAY, CINCINNATI, OH 45242
Mailing Address: P.O. BOX 237, CINCINNATI, OH 45201-0371

OLD CITY SECURITIES LLC
589 FIFTH AVENUE, PH, NEW YORK, NY 10017
Mailing Address: 445 CENTRAL AVENUE, SUITE 328, CEDARHURST, NY 11516

OLD GREENWICH PARTNERS, LLC
1614 PONDEROSA PINE DR. E., JACKSONVILLE, FL 32225
Mailing Address: PO BOX 350046, JACKSONVILLE, FL 32235

OLD MISSION MARKETS LLC
1 N. DEARBORN ST., 8TH FLOOR, CHICAGO, IL 60602

OLD SLIP CAPITAL MANAGEMENT, INC.
40 WALL STREET, 28TH FLOOR, NEW YORK, NY 10005

OLDEN LANE SECURITIES, LLC
100 SOMERSET CORPORATE BLVD, SUITE 101-2ND FLOOR, BRIDGEWATER, NJ 08807

OLDFIELD CAPITAL GROUP LLC
7 PENN PLAZA, SUITE 810, NYC, NY 10001

OLIMPIA PARTNERS (USA) LLC
12239 DARLINGTON AVE., LOS ANGELES, CA 90049

OLSEN PALMER LLC
1501 M STREET, NW, SUITE 250, WASHINGTON, DC 20005

OMAC BEVERAGE SECURITIES LLC
305 WEST WIEUCA ROAD, NE, ATLANTA, GA 30342

OMEGA SECURITIES, INC.
300 THROCKMORTON, SUITE 1450, FORT WORTH, TX 76102-6996

OMNI FINANCIAL SECURITIES, INC.
1900 POLARIS PARKWAY, SUITE 450, COLUMBUS, OH 43240

OMNICAP, LLC
36 BANK STREET, NEW YORK, NY 10014
Mailing Address: 36 BANK STREET, NEW YORK, NY 10014

ONE 2800 CAPITAL ADVISORS, LLC
12800 N. MERIDIAN STREET,, SUITE 400, CARMEL, IN 46032

ONE AMHERST PARTNERS, LLC
255 EAST BROWN STREET, SUITE 120, BIRMINGHAM, MI 48009

ONEAMERICA SECURITIES, INC.
ONE AMERICAN SQUARE, INDIANAPOLIS, IN 46282
Mailing Address: ONE AMERICAN SQUARE, P.O. BOX 1984, INDIANAPOLIS, IN 46206-1984

ONECHRONOS
433 BROADWAY, STE 211, NEW YORK, NY 10013

ONESOURCE FI LLC
200 VESEY STREET, 24TH FLOOR, NEW YORK, NY 10281

ONPEAK CAPITAL LLC
448 BROOME STREET, 3RD FLOOR, NEW YORK, NY 10013

ONYX PARTNERS, INCORPORATED
3605 S TOWN CENTER DR, STE A, LAS VEGAS, NV 89135

OPAL SECURITIES, INC.
980 6TH AVENUE, 2ND FLOOR, NEW YORK, NY 10018
Mailing Address: 21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367

OPEN TO THE PUBLIC INVESTING, INC.
6 HARRISON ST, 5TH FLOOR/SUITE, NEW YORK, NY 10013

OPENDEAL BROKER LLC
1345 AVENUE OF THE AMERICAS 15TH FLOOR, NEW YORK, NY 10105
Mailing Address: 475 SPRINGFIELD AVE, STE 301, SUMMIT, NJ 07901

OPPENHEIMER & CO. INC.
85 BROAD STREET, 22ND,24TH FLOOR, NEW YORK, NY 10004
Mailing Address: 85 BROAD STREET, 22ND FLOOR, NY, NY 10004

OPPORTUNE PARTNERS LLC
711 LOUISIANA STREET, SUITE 3100, HOUSTON, TX 77002

OPTIONALITY SECURITIES
423 PLEASANT VALLEY DRIVE, CONSHOHOCKEN, PA 19428

OPTIONS AI FINANCIAL LLC
11 BROADWAY, SUITE 615, NEW YORK, NY 10004

OPTSECURITIES, LLC
200 S. COLLEGE ST., 16TH FLOOR, CHARLOTTE, NC 28202

ORBIS INVESTMENTS (U.S.), LLC
THREE CANAL PLAZA 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA SUITE 100, PORTLAND, ME 04101

ORCHARD SECURITIES, LLC
365 GARDEN GROVE LANE, SUITE 100, PLEASANT GROVE, UT 84062

ORE ADVISORY
10B PINEBROOK ROAD, PARK CITY, UT 84098

ORIENTAL FINANCIAL SERVICES LLC
254 MUNOZ RIVERA AVE 2ND FLOOR, ORIENTAL GROUP CENTER, SAN JUAN, PR 00918
Mailing Address: P.O. BOX 195119, SAN JUAN, PR 00919-5119

OSCAR GRUSS & SON INCORPORATED
10 EAST 53RD STREET, 17TH FLOOR, NEW YORK, NY 10022

OSHIMA & ASSOCIATES
21 MERCHANTS ROW, 5TH FLOOR, BOSTON, MA 02109

OTA LLC
ONE MANHATTANVILLE ROAD, PURCHASE, NY 10577

OTC LINK LLC
300 VESEY STREET, (1 NORTH END AVE), 12TH FLOOR, NEW YORK, NY 10282

OTCEX, LLC
608 5TH AVENUE, SUITE 602, NEW YORK, NY 10020

OTR GLOBAL TRADING LLC
4 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OUTCOME CAPITAL, LLC
99 HIGH STREET, SUITE 2900, BOSTON, MA 02110

OUTSET GLOBAL TRADING LIMITED
1185 AVENUE OF THE AMERICAS, 3RD FLOOR, NEW YORK, NY 10036

Last updated: 6/21/22