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Broker-Dealer Firms We Regulate - P

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

P & M CORPORATE FINANCE, LLC
120 S. RIVERSIDE, SUITE 2100, CHICAGO, IL 60606

P G BOOLE, LLC
18 NORTH MAIN STREET, SUITE 115, SHERBORN, MA 01770
Mailing Address: 30 PEDERZINI DRIVE, MEDFIELD, MA 02052

P. A. N. SECURITIES, LP
45 GLOVER AVENUE, 7TH FLOOR, NORWALK, CT 06850

P.J. ROBB VARIABLE, LLC
6075 POPLAR AVE, SUITE 400, MEMPHIS, TN 38119

P2 CORPORATE FINANCE, LLC
964 EULALIA ROAD NE, SUITE 2, ATLANTA, GA 30319

PACENOTE CAPITAL LLC
1410 EAST 3RD STREET, AUSTIN, TX 78702

PACER FINANCIAL, INC.
500 CHESTERFIELD PARKWAY, MALVERN, PA 19355

PACIFIC ALLIANCE ASSOCIATES LLC
200 VESEY STREET, 24TH FLOOR, NEW YORK, NY 10080

PACIFIC CENTURY SECURITIES, LLC
60-20 WOODSIDE AVENUE, SUITE 211, QUEENS, NY 11377

PACIFIC COAST CAPITAL, LLC
5665 MEADOWS ROAD, SUITE 200, LAKE OSWEGO, OR 97035
Mailing Address: 680 HAWTHORNE AVE., SUITE 140, SALEM, OR 97301

PACIFIC CURRENT GROUP
909 A STREET, SUITE 810, TACOMA, WA 98402

PACIFIC FINANCIAL ASSOCIATES, INC.
10967 NW 61ST CT, PARKLAND, FL 33076

PACIFIC GATE ADVISORS, LLC
1086 HAMER COURT, BRENTWOOD, TN 37027
Mailing Address: 9005 OVERLOOK BLVD, BRENTWOOD, TN 37027

PACIFIC INVESTMENT SECURITIES CORP.
1837 S PALATINE HILL RD, PORTLAND, OR 97219
Mailing Address: PO BOX 946, LAKE OSWEGO, OR 97034

PACIFIC OAK CAPITAL MARKETS, LLC
3200 PARK CENTER DRIVE, SUITE 800, COSTA MESA, CA 92626

PACIFIC POINT SECURITIES, LLC
2300 E. KATELLA, SUITE 275, ANAHEIM, CA 92806-6047

PACIFIC SELECT DISTRIBUTORS, LLC
700 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660-6397

PACKERLAND BROKERAGE SERVICES, INC.
432 SECURITY BLVD., GREEN BAY, WI 54313

PACTOLUS CAPITAL PARTNERS
8614 WESTWOOD CENTER DRIVE, SUITE 620, VIENNA, VA 22182

PAF SECURITIES, LLC
601 BRICKELL KEY DRIVE, SUITE 604, MIAMI, FL 33131

PAG FINANCIAL, LLC
65 MADISON AVENUE,, STE. 300, MORRISTOWN, NJ 07960

PAINTER, SMITH AND AMBERG INC.
1200 CALIFORNIA STREET, SUITE 220, REDLANDS, CA 92374

PALAFOX TRADING LLC
200 SOUTH BISCAYNE BLVD, SUITE 3300, MIAMI, FL 33131

PALICO LLC
499 PARK AVENUE, SUITE 2501, NEW YORK, NY 10022

PALLADIUM CAPITAL GROUP, LLC
333 TAMIAMI TRAIL, SUITE 291, VENICE, FL 34285

PALM TREE SECURITIES LLC
11755 WILSHIRE BLVD, STE 2300, LOS ANGELES, CA 90025

PALMAS SECURITIES
URB PALMAS PLANTATION, 83 GREEN ST, HUMACAO, PR 00791-6018

PALMER CAPITAL ADVISORS, LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004
Mailing Address: 42 BROADWAY, SUITE 12-129, ROOM 11C, NEW YORK, NY 10004

PALMETTO ADVISORY GROUP
210 YELLOWTHROAT LANE, KIAWAH ISLAND, SC 29455

PANMURE GORDON SECURITIES LIMITED
7TH FLOOR, 40 GRACECHURCH STREET, LONDON, EC3V 0BT UNITED KINGDOM

PANTEK SECURITIES LLC
954 AVE PONCE DE LEON, SUITE #403B, SAN JUAN, PR 00907
Mailing Address: 954 AVE PONCE DE LEON, SUITE #403, SAN JUAN, PR 00907

PANTHEON SECURITIES, LLC
11 TIMES SQUARE, 35TH FLOOR, NEW YORK, NY 10036
Mailing Address: 11 TIMES SQUARE, NEW YORK, NY 10036

PAPAMARKOU WELLNER & CO., INC.
430 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

PAR5 CAPITAL & CO LLC
600 BRICKELL AVENUE, SUITE 2520, MIAMI, FL 33131

PARADIGM CAPITAL U.S. INC.
95 WELLINGTON STREET WEST - SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA
Mailing Address: 95 WELLINGTON STREET WEST-SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA

PARADIGM EQUITIES, INC.
1216 KENDALE BLVD, EAST LANSING, MI 48823
Mailing Address: 1216 KENDALE BOULEVARD, PO BOX 2501, EAST LANSING, MI 48826

PARAGON HEALTH CAPITAL, LLC
2340 COLLINS AVENUE, SUITE 403, MIAMI BEACH, FL 33139

PARALEL DISTRIBUTORS
1700 BROADWAY, SUITE 1850, DENVER, CO 80290

PARAMAX SECURITIES, LLC
333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY 14221

PARETO SECURITIES INC.
150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY 10022

PARITER SECURITIES, LLC
243 CARRETERA #2, GUAYNABO, PR 00966
Mailing Address: P.O. BOX 11852, SAN JUAN, PR 00922

PARK AVENUE SECURITIES LLC
10 HUDSON YARDS, NEW YORK, NY 10001

PARK MADISON PARTNERS LLC
200 HARBOR RD., PORT WASHINGTON, NY 11050

PARK WALK CAPITAL MARKETS, LLC
1120 SOUTH CAPITAL OF TEXAS HIGHWAY, BLDG. 1, SUITE 120, AUSTIN, TX 78746

PARKER STREET SECURITIES LLC
751 PARK OF COMMERCE DRIVE, SUITE 128, BOCA RATON, FL 33487

PARKLAND SECURITIES, LLC
300 PARKLAND PLAZA, ANN ARBOR, MI 48103

PARKMAN WHALING SECURITIES LLC
600 TRAVIS STREET, SUITE 600, HOUSTON, TX 77002

PARNASSUS FUNDS DISTRIBUTOR, LLC
THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

PARSONEX CAPITAL MARKETS, LLC
8310 S. VALLEY HIGHWAY, STE. 110, ENGLEWOOD, CO 80112

PARSONEX SECURITIES, INC.
8310 S. VALLEY HIGHWAY, SUITE 110, ENGLEWOOD, CO 80112

PARTNERCAP SECURITIES, LLC
43 STATION LOOP, BLUFFTON, SC 29910
Mailing Address: 25 THURMOND WAY, # 2406, BLUFFTON, SC 29910

PARTNERS FINANCE
1360 POST OAK BLVD, SUITE 1900, HOUSTON, TX 77056

PARTNERSHIP CAPITAL GROWTH, LLC
2 NORTH SANTA CRUZ AVENUE, SUITE 201, LOS GATOS, CA 95030
Mailing Address: PO BOX 7, LOS GATOS, CA 95031

PASSCO CAPITAL, INC.
2050 MAIN STREET, SUITE 650, IRVINE, CA 92614
Mailing Address: 2050 MAIIN STREET, SUITE 650, IRVINE, CA 92614

PATRICK CAPITAL MARKETS, LLC
11152 SOUTH TOWNE SQUARE, ST LOUIS, MO 63123
Mailing Address: 11152 SOUTH TOWNE SQUARE, ST. LOUIS, MO 63123

PAULSON INVESTMENT COMPANY LLC
10220 SW GREENBURG RD, SUITE 380, PORTLAND, OR 97223

PAVE SECURITIES, LLC
171 MADISON AVE., SUITE 1500, NEW YORK, NY 10016

PAYCHEX SECURITIES CORPORATION
220 KENNETH DRIVE, ROCHESTER, NY 14623

PAYDEN & RYGEL DISTRIBUTORS
333 SOUTH GRAND AVE, 39TH FLOOR, LOS ANGELES, CA 90071-1536
Mailing Address: 333 SOUTH GRAND AVE., 39TH FLOOR, LOS ANGELES, CA 90071-1536

PCA CAPITAL SECURITIES, LLC
900 WALT WHITMAN RD., SUITE 309, MELVILLE, NY 11747

PCE INVESTMENT BANKERS, INC.
200 E. NEW ENGLAND AVENUE, SUITE 400, WINTER PARK, FL 32789

PCF CAPITAL MARKETS LLC
260 FRANKLIN STREET, BOSTON, MA 02110
Mailing Address: 2016 OCEAN STREET, MAIL BOX 5, MARSHFIELD, MA 02050

PEACHCAP SECURITIES, INC.
550 PHARR RD,, SUITE 700, ATLANTA, GA 30305

PEACHTREE PC INVESTORS, LLC
3500 LENOX ROAD, SUITE 625, ATLANTA, GA 30326

PEAK BROKERAGE SERVICES, LLC
1070 EAST INDIANTOWN ROAD, SUITE 208 - 210, JUPITER, FL 33477-9999

PEAK6 TRADING LLC
141 W JACKSON BLVD, SUITE 500, CHICAGO, IL 60604

PEAKSTONE SECURITIES, LLC
550 WEST VAN BUREN STREET, SUITE 1460, CHICAGO, IL 60607

PEDERSON&CO LLC
100 NW 6TH STREET, #4008, MIAMI, FL 33136

PEEL HUNT INC.
7TH FLOOR, 100 LIVERPOOL STREET, LONDON, EC2M 2AT UNITED KINGDOM

PEI GLOBAL PARTNERS LLC
1001 WATER STREET, SUITE 620, TAMPA, FL 33602

PELOTON SECURITIES LLC
10 COMMERCIAL ALLEY, SUITE 4, PORTSMOUTH, NH 03801

PENDULUM SECURITIES, LLC
345 NORTH MAPLE DRIVE, SUITE 160, BEVERLY HILLS, CA 90210

PENNHAVEN BROKERAGE PARTNERS, LLC
108 N. MAIN STREET, SUITE 205, DOYLESTOWN, PA 18091

PENROD FINANCIAL GROUP
574 STATE HIGHWAY 248 SUITE 5, BRANSON, MO 65616
Mailing Address: P.O. BOX 220, BRANSON, MO 65615

PENSERRA SECURITIES, LLC
4 ORINDA WAY, SUITE 100-A, ORINDA, CA 94563

PENSIONMARK SECURITIES, LLC
24 EAST COTA STREET, SUITE 200, SANTA BARBARA, CA 93101

PENTALPHA CAPITAL, LLC
2 GREENWICH OFFICE PARK, GREENWICH, CT 06831
Mailing Address: P.O. BOX 4839, GREENWICH, CT 06831

PENTEGRA DISTRIBUTORS INC.
701 WESTCHESTER AVENUE, SUITE 320E, WHITE PLAINS, NY 10604

PEP ADVISORY LLC
100 WAUGH DRIVE, SUITE 600, HOUSTON, TX 77007

PERCENT SECURITIES, LLC
145 EAST 57TH STREET, NEW YORK, NY 10022

PERELLA WEINBERG PARTNERS LP
767 FIFTH AVENUE, NEW YORK, NY 10153

PERFORMANCE TRUST CAPITAL PARTNERS, LLC
500 W. MADISON, SUITE 450, CHICAGO, IL 60661

PERICULUM CAPITAL MARKETS, LLC
4 CARTER GREEN, SUITE 200, CARMEL, IN 46032

PERIGEE SECURITIES LP
1990 MAIN STREET, PH 11, SARASOTA, FL 34236

PERITUS CAPITAL, LLC
535 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017

PERKINS FUND MARKETING, L.L.C.
1001 N US HIGHWAY 1, SUITE 204, JUPITER, FL 33477

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
3 CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: 3 CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

PERRYMAN SECURITIES, INC.
12221 MERIT DRIVE - SUITE 1660, DALLAS, TX 75251

PERSHING ADVISOR SOLUTIONS LLC
ONE PERSHING PLAZA, JERSEY CITY, NJ 07399

PERSHING LLC
ONE PERSHING PLAZA, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399

PERTH ADVISORS LLC
16 MADISON SQUARE PARK WEST, 12TH FLOOR, NEW YORK, NY 10010

PETER ELISH INVESTMENTS SECURITIES
5049 EDWARDS RANCH ROAD, STE 400, FORT WORTH, TX 76109

PETERS & CO. EQUITIES INC.
2300 JAMIESON PLACE, 308 FOURTH AVENUE SW, CALGARY, AB, T2P 0H7 CANADA

PETRIE PARTNERS SECURITIES, LLC
1144 15TH STREET, SUITE 3900, DENVER, CO 80202

PFM FUND DISTRIBUTORS, INC.
213 MARKET STREET, HARRISBURG, PA 17101
Mailing Address: 213 MARKET STREET, HARRISBRUG, PA 17101

PFS INVESTMENTS INC.
1 PRIMERICA PARKWAY, DULUTH, GA 30099-0001

PGB SECURITIES LLC
500 HILLS DRIVE, BEDMINSTER, NJ 07921

PGM GLOBAL INC.
1010 DE LA GAUCHETIERE W - SUITE 2010, MONTREAL QUEBEC, H3B 2N2 CANADA
Mailing Address: 1010 DE LA GAUCHETIERE W, SUITE 2010, MONTREAL QUEBEC, H3B 2N2 CANADA

PGP CAPITAL ADVISORS, LLC
865 S. FIGUEROA STREET, SUITE 1330, LOS ANGELES, CA 90017

PH PARTNERS, LLC
515 CONGRESS AVENUE, SUITE 1515, AUSTIN, TX 78701

PHARUS SECURITIES, LLC
535 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10017
Mailing Address: 535 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10017

PHILLIP CAPITAL INC.
141 W. JACKSON, SUITE 1531A, CHICAGO, IL 60604-2653

PHILLIPS & COMPANY
521 SW 11TH, SUITE 200, PORTLAND, OR 97205

PHILOSMITH SECURITIES LLC
SIX LANDMARK SQUARE, STAMFORD, CT 06901

PHILPOTT BALL & WERNER, LLC
11325 NORTH COMMUNITY HOUSE ROAD, SUITE 430, CHARLOTTE, NC 28277

PHOENIX IB
110 COMMONS COURT, CHADDS FORD, PA 19317

PHX FINANCIAL, INC.
100 WALL STREET, FLOOR 10, NEW YORK, NY 10005

PI FINANCIAL (US) CORP.
VANCOUVER CENTRE II, 2500 - 733 SEYMOUR STREET, VANCOUVER, V6B 0S6 CANADA

PICKWICK CAPITAL PARTNERS, LLC
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601

PICTET OVERSEAS INC.
1000 DE LA GAUCHETIERE WEST, SUITE 3100, MONTREAL, QC, H3B 4W5 CANADA

PILOT HILL CAPITAL LLC
87 HILLCREST AVE, SUMMIT, NJ 07901
Mailing Address: 55 UNION PLACE, SUITE 131, SUMMIT, NJ 07901

PIMCO INVESTMENTS LLC
1633 BROADWAY, 45TH FLOOR, NEW YORK, NY 10019

PINE DISTRIBUTORS LLC
501 S. CHERRY STREET, SUITE 610, DENVER, CO 80246

PINEBRIDGE SECURITIES LLC
65 EAST 55TH STREET, PARK AVENUE TOWER, NEW YORK, NY 10022

PINNACLE CAPITAL SECURITIES, LLC
4105 E BROADWAY, SUITE 102, LONG BEACH, CA 90803

PINNACLE INVESTMENTS, LLC
5845 WIDEWATERS PKWY, STE 300, EAST SYRACUSE, NY 13057

PIPER SANDLER & CO.
800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020
Mailing Address: 800 NICOLLET MALL, SUITE 900, MINNEAPOLIS, MN 55402-7020

PJT PARTNERS LP
280 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10017

PLACE TRADE FINANCIAL, INC.
6501 NEW MARKET WAY, RALEIGH, NC 27615

PLAN B INVESTMENTS, INC.
13770 CENTER ST, SUITE 206, CARMEL VALLEY, CA 93924
Mailing Address: PO BOX 669, CARMEL VALLEY, CA 93924

PLANMEMBER SECURITIES CORPORATION
6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060

PLANNED FINANCIAL PROGRAMS, INC.
734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216

PLANNER SECURITIES LLC
405 LEXINGTON AVENUE, 7TH FL., SUITE 707, NEW YORK, NY 10174
Mailing Address: 801 BRICKELL AVENUE, 7TH FLOOR SUITE 713, MIAMI, FL 33131

PLANTE MORAN INSURANCE AGENCY
3000 TOWN CENTER, SUITE 100, SOUTHFIELD, MI 48075
Mailing Address: PO BOX 307, SOUTHFIELD, MI 48037-0307

PLEXUS ENERGY CAPITAL, LLC
8859 WEST CRESTLINE DR., LITTLETON, CO 80123

PLEXUS FINANCIAL SERVICES, LLC
21805 FIELD PARKWAY, SUITE 300, DEER PARK, IL 60010

PLUM CAPITAL, LLC
5640 W. MAPLE RD., SUITE 101, W. BLOOMFIELD, MI 48322

PLURIS CAPITAL GROUP, INC.
1501 BROADWAY, SUITE 1515, NEW YORK, NY 10036
Mailing Address: 204 E. 3RD STREET, BROOKLYN, NY 11218

PLUS VENTURE PARTNERS, LLC
1729 ABBOT KINNEY BLVD, VENICE, CA 90291
Mailing Address: 578 WASHINGTON BLVD, 1700, MARINA DEL REY, CA 90292

PMA SECURITIES, LLC
2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563
Mailing Address: 2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563

PNC CAPITAL MARKETS LLC
300 FIFTH AVENUE, 5TH FLOOR, PITTSBURGH, PA 15222
Mailing Address: 1600 MARKET STREET, F2-F070-21-4, PHILADELPHIA, PA 19103

PNC INVESTMENTS
300 FIFTH AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222
Mailing Address: 1900 E. 9TH STREET, 17TH FLOOR, CLEVELAND, OH 44114

PNFP CAPITAL MARKETS, INC.
150 3RD AVE SOUTH, SUITE 900, NASHVILLE, TN 37201

POINSETT SECURITIES, LLC
777 LOWNDES HILL ROAD, BLDG 3, SUITE 110, GREENVILLE, SC 29607

POLAR INVESTMENT COUNSEL, INC.
19547 210TH AV NE, THIEF RIVER FALLS, MN 56701
Mailing Address: 19547 210TH AVE NE, THIEF RIVER FALLS, MN 56701

POLARIS PRIVATE PLACEMENTS, LLC
735 JOHNNIE DODDS BLVD, SUITE 105, MT. PLEASANT, SC 29464

POLYGON CAPITAL ADVISORS, LLC
15 SECOND STREET #9, SAUSALITO, CA 94965

POPULAR SECURITIES, LLC
208 AVENUE PONCE DE LEON, POPULAR CENTER SUITE 1200, SAN JUAN, PR 00918-1035

PORT SECURITIES, INC.
2717 W. COAST HWY, NEWPORT BEACH, CA 92663

PORTFOLIO RESOURCES GROUP, INC.
800 BRICKELL AVENUE, SUITE 903, MIAMI, FL 33131

PORTSMOUTH FINANCIAL SERVICES
601 MONTGOMERY STREET, SUITE 1950, SAN FRANCISCO, CA 94111

PORTUM CAPITAL LLC
40 WALL ST, SUITE 1700, NEW YORK, NY 10005

POTOMAC INVESTMENT COMPANY
1221 JEBBER LOOP, THE VILLAGES, FL 32162

POWDER POINT FINANCIAL LLC
61 RIDGE ROAD, MARSHFIELD, MA 02050

PPHB SECURITIES LP
1885 ST. JAMES PLACE, SUITE 900, HOUSTON, TX 77056

PRAGMA LLC
55 HUDSON YARDS, FLOOR 15, NEW YORK, NY 10001

PRAIRIE CAPITAL MARKETS, LLC
ONE LINCOLN CENTRE, 18W140 BUTTERFIELD ROAD, SUITE 800, OAKBROOK TERRACE, IL 60181

PREFERRED CAPITAL SECURITIES, LLC
3290 NORTHSIDE PARKWAY, NW, SUITE 800, ATLANTA, GA 30327

PREFERRED CLIENT GROUP, INC.
3707 DARTMOUTH, DALLAS, TX 75205

PREP SECURITIES, LLC
2750 RASMUSSEN ROAD, SUITE 202, PARK CITY, UT 84098

PRESIDENT STREET GLOBAL, LLC
34 SHREWSBURY AVE., RED BANK, NJ 07701
Mailing Address: 32 SHREWSBURY AVE., RED BANK, NJ 07701

PRESIDIO MERCHANT PARTNERS LLC
255 CLAYTON STREET, SUITE 200, DENVER, CO 80206

PRETIUM SECURITIES, LLC
60 COLUMBUS CIRCLE, 19TH FLOOR, NEW YORK, NY 10023
Mailing Address: 60 CLOUMBUS CIRCLE, 19THFLOOR, NEW YORK, NY 10023

PREVAIL CAPITAL LLC
89 SILVER OAKS CIRCLE, #5103, NAPLES, FL 34119

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
1 N. WACKER DRIVE, 6TH FLOOR, CHICAGO, IL 60606

PRIME DEALER SERVICES CORP.
1585 BROADWAY, NEW YORK, NY 10036
Mailing Address: NORTH AMERICAN REGISTRATION, 100 SOUTH CHARLES STREET, 4TH FLOOR, BALTIMORE, MD 21201

PRIME DECISION CONSULTING LLC
151 WEST 17TH STREET, 2D, NEW YORK, NY 10011-5414

PRIME EXECUTIONS, INC.
40 WALL STREET - 58TH FLOOR, NEW YORK, NY 10005

PRIME NUMBER CAPITAL, LLC
14 MYRTLE DR, GREAT NECK, NY 11021

PRIMERICA BROKERAGE SERVICES, INC.
1 PRIMERICA PARKWAY, DULUTH, GA 30099

PRIMUS FINANCIAL SERVICES, LLC
111 N. ORANGE AVENUE, SUITE 1000, ORLANDO, FL 32801

PRINCIPAL FUNDS DISTRIBUTOR, INC.
711 HIGH STREET, DES MOINES, IA 50392

PRINCIPAL SECURITIES, INC.
711 HIGH STREET, DES MOINES, IA 50392
Mailing Address: PRINCIPAL FINANCIAL GROUP, 711 HIGH STREET, DES MOINES, IA 50392-2080

PRINCIPLED ADVISORS, INC.
55 BROOKSIDE LOOP, STATEN ISLAND, NY 10309

PRISM FINANCIAL PRODUCTS LP
130 WEST 42ND STREET, 23RD FLOOR, NEW YORK, NY 10036

PRIVATE BROKERS, LLC
745 5TH AVENUE, SUITE 500, NEW YORK, NY 10151

PRIVATE CLIENT SERVICES, LLC
2225 LEXINGTON RD., LOUISVILLE, KY 40206

PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
2754 BRANDT DRIVE SOUTH, SUITE 200, FARGO, ND 58104

PRIVATE PORTFOLIO, INC.
7816 IVANHOE AVE STE 10, LA JOLLA, CA 92037-4535

PROBITAS FUNDS GROUP, LLC
425 CALIFORNIA STREET, SUITE 550, SAN FRANCISCO, CA 94104

PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
1111 WEST WOLFENSBERGER ROAD, CASTLE ROCK, CO 80109-9629

PROFINANCIAL, INC.
7841 WAYSIDE DR, BATON ROUGE, LA 70806

PROFOR ADVISORS
800 WESTCHESTER AVE, SUITE 641N, RYE BROOK, NY 10573

PROFUNDS DISTRIBUTORS, INC.
7272 WISCONSIN AVE., 21ST FLOOR, BETHESDA, MD 20814-6527

PROMETHEAN CAPITAL GROUP LLC
77 MOSHUP TRAIL, AQUINNAH, MA 02535

PROMETHEUM ATS
120 WALL STREET, 25TH FLOOR, NEW YORK, NY 10005

PROMETHEUM EMBER CAPITAL
120 WALL STREET, 25TH FLOOR, NEW YORK, NY 10005

PROMETHEUS FINANCIAL, LLC
18067 KAREN ST., ENCINO, CA 91316

PROOF SERVICES LLC
176 BROADWAY #15D, NEW YORK, NY 10038

PROPEL ADVISORY GROUP, INC.
2215 IXORA AVENUE, SARASOTA, FL 34234

PROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, SUITE 750, DALLAS, TX 75240

PROVABLE MARKETS LLC
160 VARICK STREET, 3RD FLOOR, NEW YORK, NY 10013

PROVENANCE CAPITAL SERVICES LLC
1519 WOODLARK DRIVE, NORTHBROOK, IL 60062

PRUCO SECURITIES, LLC.
751 BROAD STREET, NEWARK, NJ 07102-3777

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
ONE CORPORATE DRIVE, SHELTON, CT 06484

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
655 BROAD STREET, 19TH FLOOR, NEWARK, NJ 07102
Mailing Address: 655 BROAD STREET, 19TH FLOOR, NEWARK, NJ 07102

PTI SECURITIES & FUTURES L. P.
411 S WELLS, SUITE 900, CHICAGO, IL 60607

PTP SECURITIES, LLC
664 PROSPECT AVENUE, HARTFORD, CT 06105-4255

PTS BROKERAGE, LLC
125 GAITHER DRIVE, SUITE C, MOUNT LAUREL, NJ 08054-1706

PUBLIC VENTURES, LLC
14135 MIDWAY ROAD, SUITE G-150, ADDISON, TX 75001

PUENTE SERVICIOS FINANCIEROS LLC
801 BRICKELL AVENUE, SUITE 2010, MIAMI, FL 33131

PULLMAN SECURITIES, LLC
9250 ROBIN DRIVE, LOS ANGELES, CA 90069
Mailing Address: 8721 SANTA MONICA BLVD., SUITE 747, LOS ANGELES, CA 90069

PUMA CAPITAL, LLC
555 THEODORE FREMD AVENUE, SUITE C204, RYE, NY 10580

PURESTREAM, LLC
712 FIFTH AVENUE, 21ST FLOOR, NEW YORK, NY 10019

PURSHE KAPLAN STERLING INVESTMENTS
80 STATE STREET, ALBANY, NY 12207

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
100 FEDERAL STREET, BOSTON, MA 02110

PWA SECURITIES, LLC
200 EAST LAS OLAS BLVD, 19TH FLOOR, FORT LAUDERDALE, FL 33301-2281

PYRAMID FUNDS CORPORATION
21 EVERETT ROAD EXTENSION, ALBANY, NY 12205

PZENA FINANCIAL SERVICES, LLC
320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022

Last updated: 1/31/24