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Broker-Dealer Firms We Regulate - R

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

R. F. LAFFERTY & CO., INC.
40 WALL STREET, 29TH FLOOR, NEW YORK, NY 10005

R. SEELAUS & CO., LLC
26 MAIN STREET, SUITE 300, CHATHAM, NJ 07928

R.J. O'BRIEN SECURITIES, LLC
222 SOUTH RIVERSIDE PLAZA, SUITE 1200, CHICAGO, IL 60606
Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 1200, CHICAGO, IL 60606

R.M. DUNCAN SECURITIES, INC.
501 NORTH UNIVERSITY, SUITE 101, LITTLE ROCK, AR 72205

R.M. STARK & CO., INC.
730 S FEDERAL HWY, LAKE WORTH BEACH, FL 33460-4955

R.W. SMITH & ASSOCIATES, LLC
111 TOWN SQUARE PLACE, STE 1500, JERSEY CITY, NJ 07310

R.W.PRESSPRICH & CO.
452 FIFTH AVENUE, NEW YORK, NY 10018

RA CAPITAL ADVISORS LLC
12230 EL CAMINO REAL, SUITE 100, SAN DIEGO, CA 92130

RABO SECURITIES USA, INC.
245 PARK AVENUE, NEW YORK, NY 10167-0062

RACE ROCK CAPITAL LLC
7 WAINWRIGHT ROAD, UNIT #99, WINCHESTER, MA 01890

RADIUS SECURITIES LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

RAFFERTY CAPITAL MARKETS, LLC
1010 FRANKLIN AVENUE, GARDEN CITY, NY 11530

RAINE SECURITIES LLC
65 EAST 55TH STREET, 24TH FLOOR, NEW YORK, NY 10022

RAINMAKER SECURITIES, LLC
3131 NE 1ST AVE., UNIT 3002, MIAMI, FL 33137
Mailing Address: PO BOX 66738, #86647, SAINT LOUIS, MO 63166

RAINMAKERS PARTNERS, LLC
ONE SANSOME STREET, SUITE 3500, SAN FRANCISCO, CA 94104

RANCE KING SECURITIES CORP.
3737 E. BROADWAY, LONG BEACH, CA 90803-6104

RAPHAEL ARYEH AND ASSOCIATES
141-51 72ND CRESCENT, FLUSHING, NY 11367

RAPID EXECUTION SERVICES, LLC
440 S. LASALLE STREET, SUITE 1525, CHICAGO, IL 60605

RAPTOR PARTNERS LLC
ONE NORTH SHORE CENTER, 12 FEDERAL ST., SUITE 201, PITTSBURGH, PA 15212-5700

RAYMOND JAMES & ASSOCIATES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

RAYMOND JAMES (USA) LTD.
925 WEST GEORGIA STREET - 2100, VANCOUVER, B.C., V6C 3L2 CANADA

RAYMOND JAMES FINANCIAL SERVICES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

RB INTERNATIONAL MARKETS (USA) LLC
1177 AVE. OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10036

RBC CAPITAL MARKETS, LLC
3 WORLD FINANCIAL CENTER, 200 VESEY ST., NEW YORK, NY 10281
Mailing Address: 250 NICOLLET MALL, SUITE 1600, MINNEAPOLIS, MN 55401

RBC CMA LLC
RBC ROYAL BANK (BAHAMAS) LIMITED, ROYAL BANK HOUSE, EAST HILL ST, 2ND FL, P O BOX N-7549, NASSAU, N.P., FOREIGN BAHAMAS
Mailing Address: 3 WORLD FINANCIAL CENTER, 200 VESEY STREET - 14TH FLOOR, NEW YORK, NY 10281

RC PRIVATE SECURITIES, LLC
1511 BALTIMORE AVENUE, SUITE 300, KANSAS CITY, MO 64108

RCH SECURITIES
1916 AYRSLEY TOWN BLVD, SUITE 300, CHARLOTTE, NC 28273
Mailing Address: 1916 AYRSLEY TOWN BLVD, SUITE 200, CHARLOTTE, NC 28273

RCM SECURITIES
318 W ADAMS ST, FLOOR 10, CHICAGO, IL 60606

RCX CAPITAL GROUP, LLC
2002 TIMBERLOCH PLACE, SUITE 200, THE WOODLANDS, TX 77380

RD CAPITAL GROUP, INC.
MCS PLAZA SUITE 305, 255 PONCE DE LEON AVENUE, SAN JUAN, PR 00917-1903

REAGAN SECURITIES, INC.
3495 PIEDMONT ROAD, NE, BUILDING 10, SUITE 920, ATLANTA, GA 30305

REALBLOCKS PRIVATE SECURITIES, INC.
43 W 23RD STREET, FOURTH FLOOR, NEW YORK, NY 10010

REALCADRE LLC
419 PARK AVENUE SOUTH, 12TH FLOOR, NEW YORK, NY 10016

REALTO SECURITIES, LLC
7285 WEST 132ND, SUITE 260, OVERLAND PARK, KS 66213

REALTYX, LLC
62 POST ROAD WEST, WESTPORT, CT 06880

REDBIRD BD LLC
667 MADISON AVE, 16TH FLOOR, NEW YORK, NY 10065

REDBRIDGE SECURITIES LLC
7300 LONE STAR DRIVE, SUITE C200, PLANO, TX 75024

REDBURN (USA) LLC
461 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

REDE PARTNERS (AMERICAS) LLC
1270 AVENUE OF THE AMERICAS, SUITE 408, NEW YORK, NY 10020

REDI GLOBAL TECHNOLOGIES LLC
28 LIBERTY STREET, 58TH FLOOR, NEW YORK, NY 10005
Mailing Address: 28 LIBERTY STREET, 58TH FLOOR, ATTN MDORSEY, NEW YORK, NY 10005

REDMONT CAPITAL MARKETS LLC
820 SHADES CREEK PARKWAY, SUITE 1200, BIRMINGHAM, AL 35209

REDROCK TRADING PARTNERS, LLC
2605 WALTON WAY, AUGUSTA, GA 30904

REDTAIL CAPITAL MARKETS, LLC
30 WALL STREET, 8TH FLOOR, NEW YORK, NY 10005

REEF RESOURCES, LLC
140 LAKESIDE AVENUE, SUITE 100, SEATTLE, WA 98122

REEF SECURITIES, INC.
1901 N CENTRAL EXPRESSWAY, SUITE 400, RICHARDSON, TX 75080-3558

REGAL SECURITIES, INC.
950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025
Mailing Address: 950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025-3766

REGIMENT SECURITIES, LLC.
118 PARKER STREET, NEWTON, MA 02459

REGIONAL BROKERS, INC.
2370 STATE RT. 70, SUITE 105, CHERRY HILL, NJ 08002
Mailing Address: 2370 STATE RT 70, SUITE 105, CHERRY HILL, NJ 08002

REGIONAL INVESTMENT SERVICES, INC.
5871 CHEVIOT ROAD, SUITE #4, CINCINNATI, OH 45247

REGIONS SECURITIES LLC
1180 W PEACHTREE STREET, NW, SUITE 1400, ATLANTA, GA 30309

REGISTER FINANCIAL ASSOCIATES, INC.
3500 LENOX ROAD, SUITE 1700, ATLANTA, GA 30326

REGULUS FINANCIAL GROUP, LLC
2687 44TH STREET, SE, SUITE 101, KENTWOOD, MI 49512

REHMANN FINANCIAL NETWORK, LLC
4086 LEGACY PARKWAY, LANSING, MI 48911

REID & RUDIGER LLC
55 BROAD STREET, STE 28C, 28TH FLOOR, NEW YORK, NY 10004

REIGNS CAPITAL, LTD.
199 MAIN STREET, SUITE 901, WHITE PLAINS, NY 10601

RELIANCE CAPITAL MANAGEMENT ADVISORS LLC
18 TERRACE AVE - MIRAMAR, HALF MOON BAY, CA 94019

RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
800 THIRD AVENUE, NEW YORK, NY 10022

RENAISSANCE MACRO SECURITIES, LLC
116 EAST 16TH ST, 12TH FLOOR, NEW YORK, NY 10003

RENCAP SECURITIES, INC.
780 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10017

REPUBLIC PARTNERS, LLC
2000 NORTH RACINE AVENUE, SUITE 4700, CHICAGO, IL 60614-4045

RESEARCH CAPITAL USA INC.
199 BAY STREET, SUITE 4500, COMMERCE COURT WEST, TORONTO, M5L 1G2 CANADA

RESOLUTE INVESTMENT DISTRIBUTORS, INC.
220 EAST LAS COLINAS BLVD. STE. 1200, IRVING, TX 75039

RETIREMENT PLAN ADVISORS SERVICES, LLC
105 WEST ADAMS STREET, SUITE 2175, CHICAGO, IL 60603
Mailing Address: 3121 EMERALD LANE, SUITE 500, JEFFERSON CITY, MO 65109

REVA CAPITAL MARKETS LLC
3 COLUMBUS CIRCLE, 15TH FLOOR, NEW YORK, NY 10019
Mailing Address: 3 COLUMBUS CIRCLE, 16TH FLOOR, NEW YORK, NY 10019

REVERE MERCHANT SECURITIES, LLC
650 5TH AVE 35TH FLOOR, NEW YORK, NY 10019

REVERE SECURITIES LLC
650 FIFTH AVENUE, 35FTH FLOOR, NEW YORK, NY 10019

REVL SECURITIES, LLC
1921 WALNUT STREET, 2ND FLOOR, PHILADELPHIA, PA 19103

REVOLUT SECURITIES INC.
53 BEACH STREET, FLOOR 3, NEW YORK, NY 10013

REWIRE SECURITIES LLC
40 EAST MONTGOMERY AVENUE, SUITE 412, ARDMORE, PA 19003
Mailing Address: 40 EAST MONTGOMERY AVENUE, SUTIE 412, ARDMORE, PA 19003

REYNOLDS ADVISORY PARTNERS,LLC
3131 E ALAMEDA AVENUE, UNIT 1308, DENVER, CO 80206
Mailing Address: 100 FILLMORE STREET, SUITE 500, DENVER, CO 80206

RFS PARTNERS
1875 LAWRENCE STREET, SUITE 300, DENVER, CO 80202-1805

RHCA SECURITIES, LLC
5065 WESTHEIMER, SUITE 604, HOUSTON, TX 77056

RHODES SECURITIES, INC.
306 WEST 7TH STREET, SUITE 1000, FT WORTH, TX 76102
Mailing Address: 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102

RHONE GROUP ADVISORS LLC
630 FIFTH AVENUE, SUITE 3110, NEW YORK, NY 10111

RIALTO MARKETS LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

RICE FINANCIAL PRODUCTS COMPANY
4235 HILLSBORO PIKE, SUITE 300, NASHVILLE, TN 37215
Mailing Address: 3 COLUMBUS CIRCLE, 15TH FL, NEW YORK, NY 10019

RICE, VOELKER, LLC
327 N. COLUMBIA ST., COVINGTON, LA 70433

RICHARD BROTHERS SECURITIES
50 DONALD B. DEAN DRIVE, SUITE ONE, SOUTH PORTLAND, ME 04106

RICHARD JAMES & ASSOCIATES, INC.
75 JACKSON AVE, STE 204, SYOSSET, NY 11791

RICHARDS MERRILL WEALTH MANAGEMENT
612 WEST MAIN STREET, THE M BUILDING SUITE 201, SPOKANE, WA 99201

RICHFIELD ORION INTERNATIONAL, INC.
757 MALETA LANE, SUITE 202, CASTLE ROCK, CO 80108

RIDGEVIEW CAPITAL, LLC
723 W PACIFIC AVENUE, SUITE 100, SALT LAKE CITY, UT 84104

RIEDL FIRST SECURITIES COMPANY OF KANSAS
1841 N. ROCK ROAD COURT, SUITE 400, WICHITA, KS 67206-4213

RINCON SECURITIES GROUP LLC
3027 TOWNSGATE ROAD, SUITE 230, WESTLAKE VILLAGE, CA 91361

RISE FINANCIAL SERVICES, LLC
410 PARK AVE, NEW YORK, NY 10022

RIVERSOURCE DISTRIBUTORS, INC.
707 SECOND AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5229 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

RIVERSTONE CAPITAL SERVICES LLC
712 5TH AVENUE, NEW YORK, NY 10019

RIVINGTON SECURITIES, LLC
609 MAIN STREET, SUITE 3900, HOUSTON, TX 77002

RKCA, INC.
1077 CELESTIAL STREET, CINCINNATI, OH 45202

RMB SECURITIES (USA) INC.
75 ROCKEFELLER PLAZA, SUITE 23A, NEW YORK, NY 10019

RMK CAPITAL
352 SEVENTH AVENUE, SUITE 603, NEW YORK, NY 10001

RNR SECURITIES, L.L.C.
1802 HEMPSTEAD TPKE, EAST MEADOW, NY 11554-1032

ROBERT A. STANGER & COMPANY, INC.
1129 BROAD STREET, SUITE 201, SHREWSBURY, NJ 07702

ROBERT BLUM MUNICIPALS, INC.
376 17TH AVENUE, SAN FRANCISCO, CA 94121

ROBERT W. BAIRD & CO. INCORPORATED
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202
Mailing Address: P.O. BOX 672, MILWAUKEE, WI 53201

ROBERTS & RYAN INVESTMENTS INC.
39 BROADWAY, 16TH FLOOR, STE 1640, NEW YORK, NY 10006-3003
Mailing Address: 39 BROADWAY, 16TH FLOOR, STE 1640, NEW YORK, NY 10006-3003

ROBERTSON STEPHENS CAPITAL MARKETS, LLC
455 MARKET STREET, STE. 1600, SAN FRANCISCO, CA 94105-2444

ROBINHOOD FINANCIAL, LLC
650 SOUTH TRYON STREET, CHARLOTTE, NC 28202
Mailing Address: 650 SOUTH TRYON STREET, SUITE 900, CHARLOTTE, NC 28202

ROBINHOOD SECURITIES, LLC
500 COLONIAL CENTER PARKWAY, SUITE 100, LAKE MARY, FL 32746

ROBINSON & ROBINSON, INC.
1337 HAMILTON STREET, ALLENTOWN, PA 18102

ROBOTTI SECURITIES, LLC
125 PARK AVENUE, SUITE 1607, NEW YORK, NY 10017

ROBUS CAPITAL PARTNERS LLC
301 RECINTO SUR STREET STE 204, SAN JUAN, PR 00901

ROC GLOBAL LLC
295 MADISON AVE,, 12TH FLOOR, OFFICE 1226, NEW YORK, NY 10017

ROCKDALE SECURITIES, LLC
1123 BROADWAY, SUITE 1200, NEW YORK, NY 10010

ROCKEFELLER FINANCIAL LLC
45 ROCKEFELLER PLAZA, FLOOR 5, NEW YORK, NY 10111

ROCKFLEET FINANCIAL SERVICES, INC
420 LEXINGTON AVENUE, SUITE 1402, NEW YORK, NY 10170

ROCKLAND SECURITIES, LLC
87 BEECHWOOD ROAD, SUMMIT, NJ 07901

RODGERS BROTHERS, INC.
223 MERCER STREET, HARMONY, PA 16037

RODMAN & RENSHAW, LLC
430 PARK AVENUE, NEW YORK, NY 10022

ROGAN & ASSOCIATES, INC.
200 9TH AVENUE. NORTH, SUITE 100, SAFETY HARBOR, FL 34695-3500

ROMANO BROTHERS AND COMPANY
1560 SHERMAN AVENUE, SUITE 1300, EVANSTON, IL 60201

RONDOUT PARTNERS, LLC
617 BERME ROAD, HIGH FALLS, NY 12440

ROOSEVELT & CROSS, INCORPORATED
ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY 10006

ROSE & CO. CAPITAL ADVISORS, LLC
610 5TH AVENUE, SUITE 308, NEW YORK, NY 10020

ROSELAINE SECURITIES LLC
1515 PALISADES DRIVE, SUITE K, PACIFIC PALISADES, CA 90272

ROSENBLATT SECURITIES INC.
40 WALL STREET, 59TH FLOOR, NEW YORK, NY 10005

ROTH CAPITAL PARTNERS, LLC
888 SAN CLEMENTE, SUITE 400, NEWPORT BEACH, CA 92660

ROTHSCHILD & CO US INC.
1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

ROTHSCHILD INVESTMENT CORPORATION
311 S. WACKER DRIVE, SUITE 5900, CHICAGO, IL 60606-6618

ROW ASSOCIATES, LLC
1222 16TH AVENUE SOUTH, SUITE 21, NASHVILLE, TN 37212

ROYAL ALLIANCE ASSOCIATES, INC.
10 EXCHANGE PLACE, SUITE 1410, JERSEY CITY, NJ 07302

ROYCE FUND SERVICES, LLC
745 5TH AVENUE, NEW YORK, NY 10151

RQD* CLEARING, LLC
250 VESEY STREET, SUITE 2601, NEW YORK, NY 60605
Mailing Address: 250 VESEY STREET, SUITE 2601, NEW YORK, NY 10281

RSP INVESTMENTS, LLC
2550 M STREET NW, SUITE 321, WASHINGTON, DC 20037

RUBICON CAPITAL ADVISORS
10 PEMBROKE PLACE, BALLSBRIDGE, DUBLIN 4, D04 V1W6 IRELAND

RUCKER CAPITAL PARTNERS, LLC
6 MOUNT DRIVE, PERRINEVILLE, NJ 08535

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
1301 SECOND AVENUE, 18TH FLOOR, SEATTLE, WA 98101

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
1301 SECOND AVENUE, 18TH FLOOR, SEATTLE, WA 98101

Last updated: 6/21/22