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Broker-Dealer Firms We Regulate - S

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S&L CAPITAL MARKETS LLC
3333 LEE PARKWAY,, SUITE 600, DALLAS, TX 75219

S. GOLDMAN ADVISORS, LLC
599 LEXINGTON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

S.G. LONG & COMPANY
283 WEST FRONT SUITE 302, SUITE 302, MISSOULA, MT 59802-4328
Mailing Address: 283 WEST FRONT SUITE 302, MISSOULA, MT 59802-4328

S.L. REED & COMPANY
11111 SANTA MONICA BOULEVARD, SUITE 1200, LOS ANGELES, CA 90025-3346

S2K FINANCIAL LLC
5950 HAZELTINE DRIVE, SUITE 305, ORLANDO, FL 32822

SA STONE WEALTH MANAGEMENT INC.
2 PERIMETER PARK SOUTH, SUITE 500 WEST, BIRMINGHAM, AL 35243

SABADELL SECURITIES USA, INC.
1111 BRICKELL AVENUE, 30TH FLOOR, MIAMI, FL 33131

SABLE CAPITAL LLC
101 S. TRYON STREET, SUITE 2620, CHARLOTTE, NC 28280

SAF FINANCIAL SECURITIES LLC
212 WARREN STREET, APT 3G, NEW YORK, NY 10282

SAFENED US, INC.
104 WEST 40TH STREET, OFFICE 432, NEW YORK, NY 10018

SAFRA SECURITIES LLC
546 FIFTH AVE, NEW YORK, NY 10036

SAGE CANYON ADVISORS, LLC
433 CANYONSIDE DRIVE, BOULDER, CO 80302

SAGE PARTNERS SECURITIES, LLC
11111 SANTA MONICA BOULEVARD, SUITE 2200, LOS ANGELES, CA 90025

SAGE, RUTTY & CO., INC.
100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY 14623

SAGEPOINT FINANCIAL, INC.
20 E THOMAS RD, SUITE 2000, PHOENIX, AZ 85012

SAGETRADER, LLC
465 CALIFORNIA STREET, SUITE 838, SAN FRANCISCO, CA 94104

SAINTS ADVISORS LLC
205 MADISON STREET, DENVER, CO 80206
Mailing Address: 1624 MARKET ST STE 226, PMB 29471, DENVER, CO 80202

SAL EQUITY TRADING, GP
401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004-1122

SALEM PARTNERS LLC
11111 SANTA MONICA BOULEVARD, SUITE 2250, LOS ANGELES, CA 90025

SALIENT CAPITAL L.P.
4265 SAN FELIPE STREET, 8TH FLOOR, HOUSTON, TX 77027

SAMCO CAPITAL MARKETS, INC.
6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350, AUSTIN, TX 78731

SAMI BROKERAGE LLC
2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905
Mailing Address: 2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905

SAMMONS FINANCIAL NETWORK, LLC
8300 MILLS CIVIC PARKWAY, WEST DES MOINES, IA 50266

SAMSUNG SECURITIES (AMERICA), INC.
1330 AVENUE OF AMERICAS, SUITE 1020, NEW YORK, NY 10019

SAMUEL A RAMIREZ & CO., INC.
61 BROADWAY 29 TH FLOOR, NEW YORK, NY 10006

SAN BLAS SECURITIES LLC
3424 PEACHTREE RD. NE, SUITE 2200, ATLANTA, GA 30326-1184

SANCTUARY SECURITIES, INC.
250 W., 96TH ST., #300, INDIANAPOLIS, IN 46260-1329

SAND CAPITAL LLC
30 HUDSON YARDS, 83RD FLOOR, NEW YORK, NY 10001

SANDERLIN SECURITIES, LLC
5050 POPLAR AVE STE 618, MEMPHIS, TN 38157

SANDERS MORRIS HARRIS LLC
600 TRAVIS, SUITE 5900, HOUSTON, TX 77002-3003

SANFORD C. BERNSTEIN & CO., LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105

SANTANDER INVESTMENT SECURITIES INC.
45 EAST 53RD STREET, NEW YORK, NY 10022

SANTANDER SECURITIES LLC
2 MORRISSEY BOULEVARD, MAIL CODE: MA1-MB2-03-17, DORCHESTER, MA 02125

SAPENO INC.
6 DERBY STREET, LONDON, W1J 7AD UNITED KINGDOM

SARNA FINANCE LLC
141 W. JACKSON, SUITE 1710A, CHICAGO, IL 60604
Mailing Address: 115 W. THOMAS STREET, ARLINGTON HEIGHTS, IL 60004

SATURN CAPITAL, INC.
75 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110-1904
Mailing Address: 75 FEDERAL STREET, 13TH FLR, BOSTON, MA 02110-1904

SATURNA BROKERAGE SERVICES, INC
1300 N. STATE STREET, BELLINGHAM, WA 98225-4730

SAUER, DAZEY INVESTMENT COMPANY
7800 FORSYTH BLVD, SUITE 820, ST. LOUIS, MO 63105

SAWAYA PARTNERS SECURITIES, LLC
888 SEVENTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019

SAXONY SECURITIES, INC.
11152 S TOWNE SQUARE, ST. LOUIS, MO 63123

SAYBRUS EQUITY SERVICES, LLC
ONE AMERICAN ROW, HARTFORD, CT 06102-5056
Mailing Address: P.O. BOX 5056, HARTFORD, CT 06102-5056

SBERBANK CIB USA, INC.
CARNEGIE HALL TOWER, 152 WEST 57TH STREET, 46TH FLOOR, NEW YORK, NY 10019

SC LOWY FINANCIAL (US) LLC
405 LEXINGTON AVENUE, 9TH FLOOR, NEW YORK CITY, NY 10174
Mailing Address: 405 LEXINGTON AVENUE, 9TH FLOOR, NEW YORK CITY, NY 10174

SC&H CAPITAL CORPORATION
6011 UNIVERSITY BOULEVARD, SUITE 490, ELLICOTT CITY, MD 21043

SCA DEVELOPMENT, LLC
569 BROOKWOOD VILLAGE, SUITE 901, BIRMINGHAM, AL 35209

SCENIC ADVISEMENT
915 BATTERY STREET, 1ST FLOOR, SAN FRANCISCO, CA 94111

SCF SECURITIES, INC.
155 E. SHAW AVENUE, SUITE #102, FRESNO, CA 93710

SCH ENTERPRISES, INC.
690 W. NORTHFIELD DRIVE, STE 100, BROWNSBURG, IN 46112
Mailing Address: P.O. BOX 607, BROWNSBURG, IN 46112

SCHLITT INVESTOR SERVICES, INC.
1717 INDIAN RIVER BLVD-STE 300, VERO BEACH, FL 32960-0867

SCHNEIDER DOWNS CORPORATE FINANCE, LP
ONE PPG PLACE, SUITE 1700, PITTSBURGH, PA 15222

SCHRODER FUND ADVISORS LLC
7 BRYANT PARK, NEW YORK, NY 10018-3706

SCOTIA CAPITAL (USA) INC.
250 VESEY STREET, NEW YORK, NY 10281

SCOTT JAMES GROUP, INC.
6700 ARLINGTON BOULEVARD, FALLS CHURCH, VA 22042

SCOTT T. TAYLOR, LTD.
14482 HILLSHIRE DR., WILLIS, TX 77318-4478

SCOTT-MACON SECURITIES, INC.
800 THIRD AVE., 16TH FL., NEW YORK, NY 10022
Mailing Address: 800 THIRD AVE.,, 16TH FL., NEW YORK, NY 10022

SCOTTSDALE CAPITAL ADVISORS CORP
7170 E. MCDONALD RD. SUITE 6, SCOTTSDALE AZ, AZ 85253
Mailing Address: 7170 E. MCDONALD RD. SUITE 6, SCOTTSDALE AZ, AZ 85253

SCULLY CAPITAL SECURITIES CORP.
1050 CONNECTICUT AVENUE NW, SUITE 500, WASHINGTON, DC 20036

SDR CAPITAL MARKETS, INC.
5613 DTC PARKWAY, SUITE 830, GREENWOOD VILLAGE, CO 80111

SEABROOK PARTNERS LLC
1356 BEVERLY ROAD, SUITE 300, MCLEAN, VA 22101

SEABURY SECURITIES LLC
392 SPRINGFIELD AVE, 2ND FLOOR, SUMMIT, NJ 07901
Mailing Address: 1350 AVENUE OF THE AMERICAS, 31ST FLOOR, NEW YORK, NY 10019

SEACAP SECURITIES LLC
392 SPRINGFIELD AVE, 2ND FLOOR, SUMMIT, NJ 07901
Mailing Address: 1350 AVENUE OF THE AMERICAS, 31ST FLOOR, NEW YORK, NY 10019

SEALY INVESTMENT SECURITIES, LLC
8401 N. CENTRAL EXPRESSWAY, SUITE 150, DALLAS, TX 75225

SEAPORT GLOBAL SECURITIES LLC
360 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017

SEAPORT SECURITIES CORP.
60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004

SEAPOWER CARPENTER CAPITAL, INC.
23 CORPORATE PLAZA DRIVE, SUITE 150, NEWPORT BEACH, CA 92660

SEARLE & CO.
333 GREENWICH AVE., GREENWICH, CT 06830

SEB SECURITIES, INC.
245 PARK AVENUE, 33RD FLOOR, NEW YORK, NY 10167

SECFI SECURITIES, LLC
615 BATTERY STREET, 6TH FLOOR, SAN FRANCISCO, CA 94111

SECOND STREET SECURITIES, INC.
21860 BURBANK BLVD., SUITE 150, WOODLAND HILLS, CA 91367

SECU BROKERAGE SERVICES
801 HILLSBOROUGH STREET, 3RD FLOOR, RALEIGH, NC 27603
Mailing Address: P.O. BOX 26807, RALEIGH, NC 27611-6807

SECURE PLANNING, LLC
42 MIDDLE STREET, PORTSMOUTH, NH 03801

SECUREVEST FINANCIAL GROUP
163 MADISON AVE, SUITE 100, MORRISTOWN, NJ 07960
Mailing Address: 163 MADISON AVE, SUITE100, MORRISTOWN, NJ 07960

SECURIAN FINANCIAL SERVICES, INC.
400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

SECURITIES AMERICA, INC.
12325 PORT GRACE BLVD., LAVISTA, NE 68128
Mailing Address: P. O. BOX 460001, PAPILLION, NE 68046-0001

SECURITIES CAPITAL CORPORATION
2107 5TH AVENUE NORTH, STE. 500, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 2772, BIRMINGHAM, AL 35202

SECURITIES EQUITY GROUP
26800 ALISO VIEJO PARKWAY, SUITE 150, ALISO VIEJO, CA 92656

SECURITIES MANAGEMENT & RESEARCH, INC.
4201 42ND STREET NE, SUITE 100, CEDAR RAPIDS, IA 52402
Mailing Address: P.O. BOX 11606, CEDAR RAPIDS, IA 52410-1606

SECURITIES RESEARCH, INC.
3055 CARDINAL DRIVE, SUITE 104, VERO BEACH, FL 32963

SECURITIZE MARKETS, LLC
110 WALL STREET, 3RD FLOOR OFFICE #2-038, NEW YORK, NY 10005

SECURITY CAPITAL BROKERAGE, INC.
260 PEACHTREE STREET, NW, SUITE 2200, ATLANTA, GA 30303

SECURITY DISTRIBUTORS
ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636-0001
Mailing Address: ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636

SECURRENCY SECURITIES INC.
201 W. MAIN STREET, STE 300, PMB 309, DURHAM, NC 27701

SEI INVESTMENTS DISTRIBUTION CO.
ONE FREEDOM VALLEY DRIVE, OAKS, PA 19456

SELECT CAPITAL CORPORATION
1201 PUERTA DEL SOL, SUITE 320, SAN CLEMENTE, CA 92673

SELKIRK INVESTMENTS, INC.
421 W RIVERSIDE, SUITE 1020 B, SPOKANE, WA 99201-0409
Mailing Address: 421 W  RIVERSIDE, SUITE 1020 B, SPOKANE, WA 99201-0409

SENAHILL SECURITIES, LLC
115 BROADWAY, 5TH FLOOR, NEW YORK, NY 10006

SENATE SECURITIES
108 NORTH FRONT STREET, KINGSTON, NY 12401
Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402

SENDERO SECURITIES, LLC
250 W NOTTINGHAM, SUITE 300, SAN ANTONIO, TX 78209

SENTINEL BROKERS COMPANY, INC.
102 XANADU PLACE, JUPITER, FL 33477

SENTINEL SECURITIES, INC.
100 QUANNAPOWITT PKWY, SUITE 300, WAKEFIELD, MA 01880

SENTINUS-HALO SECURITIES, LLC
700 COMMERCE DRIVE, SUITE 170, OAK BROOK, IL 60523

SENTRY EQUITY SERVICES, INC.
1800 NORTH POINT DRIVE, STEVENS POINT, WI 54481

SEPULVEDA DISTRIBUTORS LLC
11100 SANTA MONICA BOULEVARD, SUITE 2000, LOS ANGELES, CA 90025

SEQUENCE FINANCIAL SPECIALISTS LLC
781 MEETING STREET, STE B, CHARLESTON, SC 29403

SEQUOIA EQUITIES SECURITIES CORPORATION
1655 NORTH MAIN STREET SUITE 270, WALNUT CREEK, CA 94596

SEQUOIA INVESTMENTS, INC.
201 74TH AVENUE NORTH, #2543, MYRTLE BEACH, SC 29572
Mailing Address: 980 CIPRIANA DR, A1, #247, MYRTLE BEACH, SC 29572

SERA GLOBAL SECURITIES US LLC
1114 6TH AVENUE, 22ND FLOOR, THE GRACE BUILDING, NEW YORK, NY 10036

SERIESONE SECURITIES, LLC
42 BROADWAY SUITE 3300, NEW YORK, NY 10004

SETTER CAPITAL INC.
2 BLOOR STREET WEST SUITE 1700, TORONTO, ONTARIO, M4W 3E2 CANADA

SEVEN POINTS CAPITAL, LLC
805 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10022

SEXTANT SECURITIES, LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

SF INVESTMENTS, INC.
799 CENTRAL AVE. SUITE 350, HIGHLAND PARK, IL 60035
Mailing Address: 799 CENTRAL AVE, HIGHLAND PARK, IL 60035

SFA FINANCIAL, LLC
107 MANLY STREET, GREENVILLE, SC 29601

SFG SECURITIES, INC.
200 WANAQUE AVENUE, SUITE 300, POMPTON LAKES, NJ 07442-2130

SFI CAPITAL GROUP, LLC
1100 SUPERIOR AVENUE EAST, SUITE 1700, CLEVELAND, OH 44114

SG AMERICAS SECURITIES, LLC
245 PARK AVENUE, NEW YORK, NY 10167

SGI SECURITIES LLC
7 PENN PLAZA, SUITE 1400, NEW YORK, NY 10001

SHANNON ADVISORS LLC
272 E. DEERPATH ROAD, SUITE 254, LAKE FOREST, IL 60045-5328

SHARE FINANCIAL SERVICES, INC.
15770 DALLAS PARKWAY, SUITE 275, DALLAS, TX 75248

SHAREHOLDERS SERVICE GROUP, INC.
9845 ERMA ROAD STE 312, SAN DIEGO, CA 92131

SHARENETT SECURITIES LLC
12 EAST 49TH STREET, SUITE 7-120, NEW YORK, NY 10017
Mailing Address: 12 EAST 49TH STREET, 11TH FLOOR, NEW YORK, NY 10017

SHASTA PARTNERS, LLC
100 CAMBRIDGE STREET, 14TH FLOOR, BOSTON, MA 02114

SHEA & COMPANY, LLC
200 CLARENDON STREET, FLOOR 45, BOSTON, MA 02116

SHEARMAN, RALSTON INC.
333 GREENWICH AVENUE, GREENWICH, CT 06830

SHEARSON FINANCIAL SERVICES, LLC
7000 W. PALMETTO PARK ROAD, SUITE 501, BOCA RATON, FL 33433

SHELTER ROCK CAPITAL GROUP LLC
34 ROCKWOOD RD, PLANDOME, NY 11030

SHERMAN & COMPANY LLC
6302 FAIRVIEW ROAD SUITE 320, CHARLOTTE, NC 28210

SHIELDS & COMPANY, INC.
890 WINTER STREET, SUITE 160, WALTHAM, MA 02451

SHINHAN INVESTMENT AMERICA INC.
1325 AVENUE OF THE AMERICAS STE. 2002A, NEW YORK, NY 10019

SHOPOFF SECURITIES, INC.
18565 JAMBOREE ROAD, SUITE 200, IRVINE, CA 92612

SHOREBRIDGE CAPITAL SECURITIES, LLC
780 THIRD AVENUE, 30TH FLOOR, NEW YORK, NY 10017

SHORELINEAMBROSE ADVISORS, LLC
6310 GREENWICH DRIVE, SUITE 120, SAN DIEGO, CA 92122

SHOT TOWER SECURITIES LLC
621 EAST PRATT STREET, SUITE 600, BALTIMORE, MD 21202

SI SECURITIES, LLC
135 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10016

SIA SECURITIES CORPORATION
3300 IDS CENTER, 80 S. 8TH STREET, MINNEAPOLIS, MN 55402

SIDOTI & COMPANY, LLC
1177 AVENUE OF AMERICAS, FLOOR 5, NEW YORK, NY 10036
Mailing Address: P.O. BOX 5337, NEW YORK, NY 10185

SIEBERT WILLIAMS SHANK & CO., LLC
100 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005

SIENA GLOBAL SECURITIES, LLC
2992 BURDECK DRIVE, OAKLAND, CA 94602

SIERRA PACIFIC SECURITIES, LLC
10100 W CHARLESTON AVE, SUITE 214, LAS VEGAS, NV 89135
Mailing Address: 10100 W. CHARLESTON SUITE 214, SUITE 214, LAS VEGAS, NV 89135

SIG BROKERAGE, LP
140 BROADWAY, 47TH FLOOR, NEW YORK, NY 10005
Mailing Address: 401 CITY LANE AVE, BALA CYNWYD, PA 19004

SIGMA AMERICAS SECURITIES LLC
125 PARK AVENUE, 25TH FLOOR, SUITE 2602, NEW YORK, NY 10017
Mailing Address: 125 PARK AVENUE, 25TH FLOOR, SUITE 2525, NEW YORK, NY 10017

SIGMA FINANCIAL CORPORATION
300 PARKLAND PLAZA, ANN ARBOR, MI 48103-9508

SIGNAL SECURITIES, INC.
700 THROCKMORTON STREET, FORT WORTH, TX 76102-5036

SIGNATURE SECURITIES
1177 AVENUE OF THE AMERICAS, 11TH FLOOR, NEW YORK, NY 10036

SIGNET SECURITIES, LLC
250 CIVIC CENTER DRIVE, SUITE 300, COLUMBUS, OH 43215
Mailing Address: 250 CIVIC CENTER DRIVE,SUITE 300, COLUMBUS, OH 43215

SIGNUM GROWTH CAPITAL LLC
23 WELLSFORD DRIVE, GOSHEN, CT 06756

SIGULER GUFF GLOBAL MARKETS, LLC
200 PARK AVENUE, 23RD FLOOR, NEW YORK, NY 10166

SIKICH CORPORATE FINANCE LLC
1415 W. DIEHL RD., SUITE 400, NAPERVILLE, IL 60563

SILICON PRAIRIE CAPITAL PARTNERS, LLC
475 CLEVELAND AVE, SUITE 101B, ST. PAUL, MN 55104

SILICON VALLEY PARTNERS LLC
5031 E DESERT JEWEL DRIVE, PARADISE VALLEY, AZ 85253

SILVER LEAF PARTNERS, LLC
200 PARK AVENUE, FLOOR 17, NEW YORK, NY 10166

SILVER OAK SECURITIES, INCORPORATED
403 N. PARKWAY, SUITE 101, JACKSON, TN 38305
Mailing Address: 403 N. PARKWAY, STE 101, JACKSON, TN 38305

SILVERGROVE ADVISORS LLC
110 W. 40TH STREET, SUITE 302, NEW YORK, NY 10018

SILVERMARK PARTNERS LLC
3102 WEST END AVE., SUITE 150, NASHVILLE, TN 37203

SILVERWOOD PARTNERS
SILVERWOOD FARM PLACE, 32 PLEASANT STREET, SHERBORN, MA 01770

SIMON MARKETS LLC
368 9TH AVE, 16TH FLOOR, NEW YORK, NY 10001

SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
86 SUMMIT AVE, SUITE 303, SUMMIT, NJ 07901

SINGPOLI WEALTH MANAGEMENT LLC
25 EAST FOOTHILL BLVD, ARCADIA, CA 91006

SISUNG SECURITIES CORPORATION
PLACE ST. CHARLES, 201 ST. CHARLES AVE., STE 4240, NEW ORLEANS, LA 70170

SIXPOINT PARTNERS LLC
600 LEXINGTON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

SIXTH STREET BD, LLC
888 SEVENTH AVENUE, 41ST FLOOR, NEW YORK, NY 10106
Mailing Address: 888 SEVENTH AVENUE, 34TH FLOOR, NEW YORK, NY 10106

SKA SECURITIES, INC.
22725 FAIRVIEW CENTER DRIVE, SUITE 100, FAIRVIEW PARK, OH 44126

SKB SECURITIES
222 SW COLUMBIA STREET, SUITE 700, PORTLAND, OR 97201

SKYPOINT CAPITAL PARTNERS, LLC
1380 WEST PACES FERRY ROAD, SUITE 2180, ATLANTA, GA 30327

SKYSTONE SECURITIES, LLC
6205 ST. ANDREWS, DALLAS, TX 75205
Mailing Address: P. O. BOX 192167, DALLAS, TX 75219

SKYVIEW INVESTMENT BANKING
232 MANHATTAN BEACH BLVD., SUITE D, MANHATTAN BEACH, CA 90266

SKYWAY CAPITAL MARKETS, LLC
100 NORTH TAMPA STREET, SUITE 3550, TAMPA, FL 33602

SKYWORKS SECURITIES, LLC
283 GREENWICH AVENUE, 4TH FLOOR, GREENWICH, CT 06830

SLD AMERICA EQUITIES, INC.
1475 DUNWOODY DRIVE, ATTENTION:COMPLIANCE, WEST CHESTER, PA 19380

SMBC NIKKO SECURITIES AMERICA, INC.
277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172

SMBC NIKKO SECURITIES CANADA, LTD.
277 PARK AVENUE, NEW YORK, NY 10172

SMH CAPITAL INVESTMENTS LLC
4200 S. HULEN, SUITE 534, FT. WORTH, TX 76109

SMI CAPITAL MARKETS LLC
2018 156TH AVE NE SUITE 100 BUILDING F, BELLEVUE, WA 98007
Mailing Address: 12715 NE 36TH STREET, BELLEVUE, WA 98005

SMITH CAPITAL MARKETS, LLC.
8333 DOUGLAS AVE., SUITE 1365, DALLAS, TX 75225

SMITH POINT CAPITAL LTD
322 CIRCLE PARK PLACE, CHAPEL HILL, NC 27517

SMITH, BROWN & GROOVER, INC.
4001 VINEVILLE AVENUE, MACON, GA 31210-5039

SMITH, MOORE & CO.
7777 BONHOMME AVE., SUITE 2400, CLAYTON, MO 63105

SNOWBALL SECURITIES LLC
445 PARK AVENUE, SUITE 901, NEW YORK, NY 10022

SNOWBRIDGE SECURITIES LLC
3801 PGA BOULEVARD, SUITE 600, PALM BEACH GARDENS, FL 33410

SNOWDEN ACCOUNT SERVICES LLC
540 MADISON AVE, 9TH FLOOR, NEW YORK, NY 10022

SOFI SECURITIES LLC
234 1ST STREET, SAN FRANCISCO, CA 94105

SOGOTRADE, INC.
250 W 57TH STREET, SUITE 1632, NEW YORK, NY 10107
Mailing Address: 1 MCBRIDE AND SON CENTER DRIVE, SUITE 288, CHESTERFIELD, MO 63005

SOJOURNER SECURITIES, LLC
223 EAST BLVD, SUITE 300, CHARLOTTE, NC 28203

SOLEBURY CAPITAL LLC
400 SOUTH RIVER ROAD,, SUITE 300, NEW HOPE, PA 18938

SOLIC CAPITAL LLC
1603 ORRINGTON AVE, SUITE 1600, EVANSTON, IL 60201

SOLOMON PARTNERS SECURITIES, LLC
1345 AVENUE OF THE AMERICAS, 31ST FLOOR, NEW YORK, NY 10105

SOMERSET SECURITIES, INC.
4600 S KELLY AVE, PORTLAND, OR 97239

SONENSHINE & COMPANY LLC
250 E HARTSDALE AVE, SUITE 24, HARTSDALE, NY 10530

SORRENTO PACIFIC FINANCIAL, LLC
10150 MEANLEY DRIVE, 1ST FLOOR, SAN DIEGO, CA 92131

SORSBY FINANCIAL CORP.
100 E HURON ST, SUITE 3503, CHICAGO, IL 60611

SOUND CAPITAL DISTRIBUTORS LLC
2S406 SENECA DRIVE, WHEATON, IL 60189

SOUTH ATLANTIC ENTERPRISES, INC.
6135 PARK SOUTH DRIVE, SUITE 510, CHARLOTTE, NC 28210

SOUTH FORK SECURITIES
1688 MERIDIAN AVENUE, MIAMI BEACH, FL 33139

SOUTH STREET SECURITIES LLC
1155 SIXTH AVE, 14TH FLOOR, NEW YORK, NY 10036

SOUTH TEXAS SECURITIES CO.
13027 TAYLORCREST, HOUSTON, TX 77079
Mailing Address: PO BOX 79626, HOUSTON, TX 77279

SOUTHEAST INVESTMENTS, N.C., INC.
820 TYVOLA ROAD-SUITE 104, CHARLOTTE, NC 28217

SOUTHERN WEALTH SECURITIES, LLC
5005 LBJ PARKWAY, SUITE 1313, DALLAS, TX 75244

SOVEREIGN GLOBAL ADVISORS LLC
1 VILLAGE PLAZA, SUITE 201, KINGS PARK, NY 11754

SOVEREIGN LEGACY SECURITIES, INC.
100 GRAY FOX RUN, PINEHURST, NC 28374
Mailing Address: P.O. BOX 2299, SOUTHERN PINES, NC 28388

SP SECURITIES LLC
1717 ST. JAMES PLACE, SUITE 250, HOUSTON, TX 77056

SPAREBANK 1 CAPITAL MARKETS INC.
3225 TURTLE CREEK BLVD., SUITE 704, DALLAS, TX 75219

SPARRING PARTNERS CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170

SPARTAN CAPITAL SECURITIES, LLC
45 BROADWAY, 19TH FLOOR, NEW YORK, NY 10006

SPC CAPITAL MARKETS LLC
20 HORSENECK LANE,, FIRST FLOOR, GREENWICH, CT 06830

SPEARHEAD CAPITAL, LLC
12012 SOUTH SHORE BLVD, SUITE 112, WELLINGTON, FL 33414

SPEEDROUTE LLC
1 WORLD TRADE CENTER, 285 FULTON STREET, 58TH FLOOR, NEW YORK, NY 10007

SPENCER CLARKE LLC
1111 LINCOLN ROAD, SUITE 500, MIAMI BEACH, FL 33139

SPENCER-WINSTON SECURITIES CORPORATION
45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825

SPEYSIDE ADVISORS, LLC
1910 PACIFIC AVENUE, STE 14183, DALLAS, TX 75201

SPIDERROCK EXS, LLC
300 S. RIVERSIDE PLAZA, SUITE 2350, CHICAGO, IL 60606

SPIRE SECURITIES, LLC
7901 JONES BRANCH DR., SUITE 810, MCLEAN, VA 22102
Mailing Address: 7901 JONES BRANCH DR., SUITE 800, MCLEAN, VA 22102

SPOKE REAL ESTATE FINANCIAL, LLC
2500 BRYDEN ROAD, COLUMBUS, OH 43209

SPP CAPITAL PARTNERS L L C
550 FIFTH AVENUE, 12TH FLOOR, NEW YORK, NY 10036

SPRINKLEBROKERAGE, INC.
116 OGDEN AVE., 3A, JERSEY CITY, NJ 07307

SPROTT GLOBAL RESOURCE INVESTMENTS LTD
1910 PALOMAR POINT WAY, SUITE 200, CARLSBAD, CA 92008

SPURRIER CAPITAL PARTNERS LLC
299 PARK AVENUE, 7TH FLOOR, NEW YORK, NY 10171

SQUARE GLOBAL MARKETS
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

SRT SECURITIES LLC
514 ROUND HILL ROAD, GREENWICH, CT 06831

SS&C MARKET SERVICES, LLC
920 2ND AVE SOUTH SUITE 1500, MINNEAPOLIS, MN 55402-4007
Mailing Address: 920 2ND AVE SOUTH, SUITE 1500, MINNEAPOLIS, MN 55402-4007

SSG CAPITAL ADVISORS, LLC
300 BARR HARBOR DRIVE, SUITE 420, WEST CONSHOHOCKEN, PA 19428

SSY FINANCE LLC
3 COLUMBUS CIRCLE, SUITE 1503, NEW YORK, NY 10019

ST INVEST LLC
9901 IH 10 W, SUITE 8035, SAN ANTONIO, TX 78230

ST. BERNARD FINANCIAL SERVICES, INC.
1609 WEST MAIN ST., RUSSELLVILLE, AR 72801

ST. GERMAIN SECURITIES, INC.
1500 MAIN STREET, SPRINGFIELD, MA 01115

STACEY BRAUN FINANCIAL SERVICES, INC.
377 BROADWAY, NEW YORK, NY 10013

STANCORP EQUITIES, INC.
1100 SW SIXTH AVENUE, PORTLAND, OR 97204-1093
Mailing Address: 900 SW 5TH AVENUE, C22, PORTLAND, OR 97204-1093

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

STANDARD NEW YORK, INC.
520 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

STANLEY LAMAN GROUP SECURITIES, LLC
1235 WESTLAKES DRIVE, SUITE 295, BERWYN, PA 19312

STANWICH ADVISORS LLC
596 SOUTH HOLLOW RD., STOWE, VT 05672

STAR MOUNTAIN ADVISORS, LLC
2 GRAND CENTRAL TOWER, 140 EAST 45TH STREET, 37TH FLOOR, NEW YORK, NY 10017

STARK MUNICIPAL BROKERS
515 MARIN STREET, SUITE 416, THOUSAND OAKS, CA 91360

STARLIGHT FUNDING INVESTMENTS, LLC
1307 BONITA AVE, BERKELEY, CA 94709

STARSHAK WINZENBURG & CO
55 W. MONROE ST., SUITE 2530, CHICAGO, IL 60603-5008

STARTENGINE PRIMARY LLC
3900 W ALAMEDA AVE, SUITE 1200, BURBANK, CA 91505

STARWOOD CAPITAL, L.L.C.
591 WEST PUTNAM AVENUE, GREENWICH, CT 06830

STASH CAPITAL LLC
75 VARICK STREET, 8TH FLOOR, NEW YORK, NY 10013

STATE FARM VP MANAGEMENT CORP.
ONE STATE FARM PLAZA, BLOOMINGTON, IL 61710-0001

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
CHANNEL CENTER, 1 IRON STREET, BOSTON, MA 02210
Mailing Address: PO BOX 5501, BOSTON, MA 02210-5501

STATE STREET GLOBAL MARKETS, LLC
STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111

STATESMAN CORPORATE FINANCE, LLC
1900 WEST LOOP SOUTH, SUITE 850, HOUSTON, TX 77027

STATETRUST INVESTMENTS INC.
1750 CLINT MOORE ROAD, BOCA RATON, FL 33487

STAX CAPITAL
7960 ENTRADA LAZANJA, SAN DIEGO, CA 92127
Mailing Address: P.O. BOX 7182, RANCHO SANTA FE, CA 92067

STELLA PARTNERS LLC
65 E GOETHE, APT. 7W, CHICAGO, IL 60610

STEPHENS
111 CENTER STREET, LITTLE ROCK, AR 72201-3507

STERLING CAPITAL DISTRIBUTORS, LLC
899 CASSATT ROAD, 400 BERWYN PARK, SUITE 110, BERWYN, PA 19312

STERLING SMITH CORPORATION
4326A SCOTLAND, HOUSTON, TX 77007

STERLING, GRACE MUNICIPAL SECURITIES CORPORATION
100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884-1278
Mailing Address: 100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884

STERN BROTHERS & CO.
8000 MARYLAND AVE., SUITE 800, ST. LOUIS, MO 63105-3911

STERN CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
15495 SW SEQUOIA PARKWAY, SUITE 150, PORTLAND, OR 97224

STEWARD SECURITIES GROUP LLC
17615 PRIMROSE MEADOW LANE, HOUSTON, TX 77095

STIFEL INDEPENDENT ADVISORS, LLC
ONE FINANCIAL PLAZA 501 NORTH BROADWAY, ST. LOUIS, MO 63102

STIFEL, NICOLAUS & COMPANY, INCORPORATED
501 NORTH BROADWAY, ST. LOUIS, MO 63102

STILLPOINT CAPITAL, LLC
13301 W. HILLSBOROUGH AVENUE, SUITE 101, TAMPA, FL 33635

STINSON SECURITIES, LLC
220 SANSOME STREET, SUITE 1330, SAN FRANCISCO, CA 94104
Mailing Address: 220 SANSOME STREET, SAN FRANCISCO, CA 94104

STOCK TRADERS
16152 BEACH BLVD., SUITE 271, HUNTINGTON BEACH, CA 92647-3815

STOCKBLOCK SECURITIES
430 PARK AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 430 PARK AVENUE, NEW YORK, NY 10022

STOCKKINGS CAPITAL LLC
26 BROADWAY, SUITE 346, NEW YORK, NY 10004

STOCKPILE INVESTMENTS, INC.
679 TOLAND PLACE, SAN FRANCISCO, CA 94124
Mailing Address: 548 MARKET ST. PMB 61216, SAN FRANCISCO, CA 94104-5401

STOCKSHIELD, LLC
600 NORTH ROSEMEAD BLVD, SUITE 227, PASADENA, CA 91107

STOEVER, GLASS & COMPANY INC.
30 WALL STREET, NEW YORK, NY 10005

STONE KEY SECURITIES LLC
411 WEST PUTNAM AVENUE, GREENWICH, CT 06830

STONEBRIDGE SECURITIES, LLC.
1465 130TH AVE NE, BELLEVUE, WA 98005
Mailing Address: 7345 164TH AVE NE STE 145-290, REDMOND, WA 98052

STONECASTLE SECURITIES, LLC
152 WEST 57TH STREET, 35TH FLOOR, NEW YORK, NY 10019

STONECREST CAPITAL MARKETS, INC.
300 W. 6TH ST., SUITE 1520, AUSTIN, TX 78701

STONEGATE CAPITAL MARKETS, INC.
8201 PRESTON ROAD, SUITE 325, DALLAS, TX 75225

STONEHAVEN, LLC
275 MADISON AVENUE, SUITE 2002, NEW YORK, NY 10016

STONELIVING SECURITIES, LLC
443 NORTH CLARK STREET, SUITE 200, CHICAGO, IL 60654

STONEPINE ADVISORS, LLC
9151 E HARVARD AVE, DENVER, CO 80231

STONEX FINANCIAL INC.
329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789
Mailing Address: 329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789

STONINGTON CORPORATION
342 WEST 22ND STREET, NEW YORK, NY 10011

STONINGTON DRIVE SECURITIES LLC
51 JFK PARKWAY FIRST FLOOR WEST, SHORT HILLS, NJ 07078

STORMHARBOUR SECURITIES LP
100 PARK AVENUE, FLOOR 16, NEW YORK, NY 10017

STORY3 ADVISORS LLC
15020 ALTATA DR, PACIFIC PALISADES, CA 90272
Mailing Address: 1624 MARKET ST STE 226, PMB 43072, DENVER, CO 80202

STOUT CAPITAL, LLC
150 WEST SECOND STREET, SUITE 400, ROYAL OAK, MI 48067

STRATCAP SECURITIES, LLC
3101 WEST COAST HIGHWAY, NEWPORT BEACH, CA 92663
Mailing Address: 3101 WEST COAST HIGHWAY SUITE 140, ATTN: SUITE 140 COMPLIANCE, NEWPORT BEACH, CA 92663

STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
52 VANDERBILT AVENUE, 19TH FLOOR, NEW YORK, NY 10017
Mailing Address: 52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017

STRATEGIC MARKETING SOLUTIONS LTD., LLC
2302B BRIDGEWAY, SAUSALITO, CA 94965

STRATHMORE GROUP LLC
11 CEDARBERRY LANE, SOUTHAMPTON, NY 11968-1515

STRATOS WEALTH SECURITIES, LLC
3750 PARK EAST DRIVE, SUITE 200, BEACHWOOD, OH 44122

STRAUS CAPITAL, LLC
50 PRINCETON-HIGHTSTOWN ROAD, (SUITE J), PRINCETON JUNCTION, NJ 08550

STRONG CAPITAL MARKETS, LLC
193 SUN DANCE ROAD, STAMFORD, CT 06905

STRUCTURA GROUP, LTD.
344 N. OLD WOODWARD, BIRMINGHAM, MI 48009

STUART FRANKEL & CO., INCORPORATED
60 CUTTER MILL ROAD, SUITE 210, GREAT NECK, NY 11021

STUART PORTFOLIO CONSULTANTS, L.P.
12 EAST 49TH STREET, 11TH FLOOR, NEW YORK, NY 10017

STURDIVANT & CO. INC
3000 ATRIUM WAY, SUITE 520, MT. LAUREL, NJ 08054

STUYVESANT SQUARE ADVISORS, INC.
30 OLD KINGS HIGHWAY SOUTH, SUITE 228, DARIEN, CT 06820

SUMMIT TRAIL SECURITIES, LLC
2 GRAND CENTRAL TOWER, 140 E. 45TH STREET, NEW YORK, NY 10017

SUMRIDGE PARTNERS, LLC
111 TOWN SQUARE PLACE, JERSEY CITY, NJ 07310
Mailing Address: 111 TOWN SQUARE, JERSEY CITY, NJ 07310

SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
ONE SUN LIFE EXECUTIVE PARK, WELLESLEY HILLS, MA 02481

SUN'S BROTHERS SECURITIES INC.
6770 HAWAII KAI DRIVE #209, HONOLULU, HI 96825

SUNBELT SECURITIES, INC.
2700 POST OAK BLVD, STE 1700, HOUSTON, TX 77056

SUNDIAL GROUP, LLC
450 E. LAS OLAS BLVD., SUITE 850, FT. LAUDERDALE, FL 33301

SUNSET FINANCIAL SERVICES, INC.
3520 BROADWAY, KANSAS CITY, MO 64111
Mailing Address: P.O. BOX 219365, KANSAS CITY, MO 64121-9365

SUNSTREET SECURITIES, LLC
10320 W. MCDOWELL RD, BLDG F, SUITE 6018, AVONDALE, AZ 85392

SUNTHAY GRX LLC
60 EAST 42ND STREET, #1700, NEW YORK, NY 10165

SUPERIOR FINANCIAL SERVICES,INC.
N168 W21931 MAIN STREET, JACKSON, WI 53037
Mailing Address: PO BOX 139, JACKSON, WI 53037

SUPERVISION BROKERAGE LLC
641 LEXINGTON AVENUE, FL 17, NEW YORK, NY 10022

SUPPORT SERVICES FINANCIAL ADVISORS, INC.
7335 EAST ORCHARD RD, SUITE 200, GREENWOOD VILLAGE, CO 80111-2512

SUPREME ALLIANCE LLC
14804 RESOLVES LANE, CHARLOTTE, NC 28277
Mailing Address: BOX 49112, CHARLOTTE, NC 28277

SURETY FINANCIAL SERVICES INC.
3375 PARK AVENUE, SUITE 3006, WANTAGH, NY 11793-3712

SURFTRADE LLC
5704 LUNADA LANE, LONG BEACH, CA 90814

SURYA CAPITALE SECURITIES LLC
55 WALL STREET, SUITE 530B, NEW YORK, NY 10005

SUSQUEHANNA FINANCIAL GROUP, LLLP
401 CITY AVE, SUITE 220, BALA CYNWYD, PA 19004-1122

SUSTAINABLE DEVELOPMENT CAPITAL, LLC
60 EAST 42ND STREET, SUITE 1100, NEW YORK, NY 10165

SUTTER SECURITIES CLEARING, LLC
6 VENTURE, SUITE 395, IRVINE, CA 92618

SUTTER SECURITIES INCORPORATED
6 VENTURE, SUITE 395, SUITE 395, IRVINE, CA 92618

SVB INVESTMENT SERVICES INC.
505 HOWARD STREET, SAN FRANCISCO, CA 94105
Mailing Address: 2750 E COTTONWOOD PARKWAY, SUITE 420, COTTONWOOD HEIGHTS, UT 84121

SVB SECURITIES LLC
53 STATE STREET, 40TH FLOOR, BOSTON, MA 02109
Mailing Address: 53 STATE STREET 40TH FL, BOSTON, MA 02109

SW FINANCIAL
1295 WALT WHITMAN RD., SUITE A, MELVILLE, NY 11747

SWARTWOOD, HESSE INC.
733 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10017
Mailing Address: PO BOX 4557, 2ND FLOOR, NEW YORK, NY 10163

SWBC INVESTMENT SERVICES, LLC
9311 SAN PEDRO, STE 600, SAN ANTONIO, TX 78216

SWISS RE CAPITAL MARKETS CORPORATION
1301 AVENUE OF THE AMERICAS, 43RD FLOOR, NEW YORK, NY 10019

SWORD SECURITIES LLC
201 TRESSER BOULEVARD, SUITE 345, STAMFORD, CT 06901-3435
Mailing Address: 886 PATTERSON AVENUE, NEW YORK, NY 10306

SYCAMORE FINANCIAL GROUP
2713 ROCKFORD LANE, KOKOMO, IN 46902-4058
Mailing Address: 2713 ROCKFORD LANE, KOKOMO, IN 46902

SYMBRIDGE CAPITAL LLC
TWO SOUND VIEW DRIVE, GREENWICH, CT 06830

SYMETRA SECURITIES, INC.
777 108TH AVE NE, SUITE 1200, BELLEVUE, WA 98004-5135

SYMPHONIC SECURITIES LLC
400 PARK AVENUE, NEW YORK, NY 10022

SYNAPSE BROKERAGE LLC
2012 NORTHWEST MILITARY HIGHWAY, SAN ANTONIO, TX 78213

SYNDICATED CAPITAL, INC.
1299 OCEAN AVENUE 2ND FLOOR, SANTA MONICA, CA 90401
Mailing Address: P. O. BOX 274, BREA, CA 92822

SYNERGY ADVISORS, LLC
840 APOLLO STREET, SUITE 213, EL SEGUNDO, CA 90245

SYNERGY CAPITAL I, LLC
40 FULTON STREET, NEW YORK, NY 10038

SYNOVUS SECURITIES, INC.
SYNOVUS CENTRE, 1111 BAY AVENUE, 4TH FLOOR, COLUMBUS, GA 31901
Mailing Address: P.O. BOX 2628, COLUMBUS, GA 31902-2628

Last updated: 6/21/22