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Broker-Dealer Firms We Regulate - B

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

B&D CAPITAL PARTNERS, LLC
211 EAST BLVD., CHARLOTTE, NC 28203-4719

B. C. ZIEGLER AND COMPANY
ONE NORTH WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606

B. RILEY SECURITIES, INC.
11100 SANTA MONICA BLVD, SUITE 800, LOS ANGELES, CA 90025

B. RILEY WEALTH MANAGEMENT
40 SOUTH MAIN, SUITE 1800, MEMPHIS, TN 38103

B.B. GRAHAM & COMPANY, INC.
1700 W. KATELLA AVE., ORANGE, CA 92867

BA SECURITIES, LLC
FOUR TOWER BRIDGE, 200 BARR HARBOR DRIVE, SUITE 400, W. CONSHOHOCKEN, PA 19428

BAADER HELVEA INC.
420 LEXINGTON AVENUE, SUITE 804, NEW YORK, NY 10170

BABCOCK & BROWN SECURITIES LLC
29 RIVER ROAD, SUITE 102, COS COB, CT 06807-2745

BACK BAY LIFE SCIENCE ADVISORY, LLC
545 BOYLSTON STREET, 12TH FLOOR, BOSTON, MA 02116
Mailing Address: 2016 OCEAN STREET, MAIL BOX 5, NARSHFIELD, MA 02050

BACKSTROM MCCARLEY BERRY & CO., LLC
130 BATTERY STREET, SUITE 560, SAN FRANCISCO, CA 94111

BAILEY & CO. SECURITIES, LLC
5511 VIRGINIA WAY, SUITE 200, BRENTWOOD, TN 37027

BAILLIE GIFFORD FUNDS SERVICES LLC
CALTON SQUARE, 1 GREENSIDE ROW, EDINBURGH, EH1 3AN UNITED KINGDOM

BAIN CAPITAL DISTRIBUTORS, LLC
200 CLARENDON STREET, BOSTON, MA 02116

BAKER TILLY CAPITAL, LLC
4807 INNOVATE LANE, MADISON, WI 53718
Mailing Address: PO BOX 7398, MADISON, WI 53707-7398

BAKKT BROKERAGE, LLC
4949 S MACADAM AVENUE, 2ND FLOOR, #70, PORTLAND, OR 97239
Mailing Address: PO BOX 8221, PORTLAND, OR 97207

BALANCED SECURITY PLANNING, INC.
4701 TELLER AVENUE, NEWPORT BEACH, CA 92660

BALLAST ROCK CAPITAL LLC
460 KING STREET, SUITE 200, CHARLESTON, SC 29403

BALLEW INVESTMENTS, INC.
100 VISION DRIVE, SUITE 325, JACKSON, MS 39211

BAMBOO SECURITIES, LLC
12655 NORTH CENTRAL EXPRESSWAY, SUITE 325, DALLAS, TX 75243

BANCO DO BRASIL SECURITIES LLC
701 BRICKELL AVE, SUITE 2610, MIAMI, FL 33131

BANCOLOMBIA CAPITAL LLC
1221 BRICKELL AVENUE, SUITE 2010, MIAMI, FL 33131

BANCROFT CAPITAL, LLC
501 OFFICE CENTER DRIVE, SUITE 130, FORT WASHINGTON, PA 19034

BANCTRUST SECURITIES USA
1 ROCKEFELLER PLAZA, 28TH FLOOR, NEW YORK, NY 10020
Mailing Address: 1 ROCKEFELLER PLAZA, NEW YORK, NY 10020

BANKERS LIFE SECURITIES, INC.
303 E WACKER DRIVE, 5TH FL, CHICAGO, IL 60601
Mailing Address: 303 E. WACKER DRIVE, 5TH FL, CHICAGO, IL 60601

BANKOH INVESTMENT SERVICES, INC.
130 MERCHANT STREET, CC#475, HONOLULU, HI 96813-4405

BANORTE SECURITIES INTERNATIONAL, LTD.
5075 WESTHEIMER, SUITE 975W, HOUSTON, TX 77056

BANYAN SECURITIES, LLC
17 E SIR FRANCIS DRAKE BLVD, SUITE 201, LARKSPUR, CA 94939

BANYAN TREE SECURITIES, LLC
21250 HAWTHORNE BLVD, SUITE 550, TORRANCE, CA 90503

BARCLAYS CAPITAL INC.
745 7TH AVENUE, NEW YORK, NY 10019

BARDI CO. LLC
633 WEST 5TH ST.,, 28TH FLOOR, LOS ANGELES, CA 90071

BARINGS SECURITIES LLC
300 S. TRYON STREET, SUITE 2500, CHARLOTTE, NC 28202

BARNABAS CAPITAL, LLC
227 WEST TRADE STREET, SUITE 1610, CHARLOTTE, NC 28202

BARNETT & PARTNERS ADVISORS, LLC
767 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

BARON CAPITAL, INC.
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY 10153

BARRETT & COMPANY
42 WEYBOSSET ST, PROVIDENCE, RI 02903
Mailing Address: THE WILCOX BUILDING, 42 WEYBOSSET STREET, PROVIDENCE, RI 02903

BARRINGTON RESEARCH ASSOCIATES, INC.
161 N. CLARK ST., SUITE 2950, CHICAGO, IL 60601-3221

BATES SECURITIES, INC.
8437 NORTHERN AVE, ROCKFORD, IL 61107

BAY CREST PARTNERS, LLC
40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005

BAYBERRY SECURITIES, INC.
80 M ST. SE, 2ND FLOOR, WASHINGTON, DC 20003
Mailing Address: 9752 AVENEL FARM DRIVE, POTOMAC, MD 20854

BAYRIDGE SECURITIES, LLC
600 MONTGOMERY STREET, SAN FRANCISCO, CA 94111

BAYSHORE PARTNERS, LLC
550 S. ANDREWS AVENUE, SUITE 330, FORT LAUDERDALE, FL 33301

BAYSTATE CAPITAL SERVICES, INC.
330 WHITNEY AVENUE, SUITE 500, HOLYOKE, MA 01040

BBVA SECURITIES INC.
1345 AVENUE OF THE AMERICAS 44TH FLOOR, NEW YORK, NY 10105-0302
Mailing Address: 1345 AVENUE OF THE AMERICAS 44TH FLOOR, 44TH FLOOR, NEW YORK, NY 10105-0302

BC FINANCIAL
19803 1ST AVE S, SUITE 200, NORMANDY PARK, WA 98148

BC PARTNERS SECURITIES LLC
650 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022
Mailing Address: 650 MADISON AVE, 23RD FLOOR, NEW YORK, NY 10022

BCG SECURITIES, INC.
51 HADDONFIELD ROAD, SUITE 210, CHERRY HILL, NJ 08002

BCI SECURITIES, INC.
1450 BRICKELL AVENUE, SUITE 2850, MIAMI, FL 33131

BCP SECURITIES, INC.
289 GREENWICH AVENUE - 4TH FL, GREENWICH, CT 06830

BCS GLOBAL MARKETS
230 PARK AVENUE, 3/4TH FL WEST, NEW YORK, NY 10169

BCW SECURITIES LLC
55 POST ROAD WEST, SUITE 200, WESTPORT, CT 06880

BDA ADVISORS INC.
1270 AVENUE OF THE AMERICAS, SUITE 2901, NEW YORK, NY 10020

BDO CAPITAL ADVISORS, LLC
ONE INTERNATIONAL PLACE, 4TH FLOOR, BOSTON, MA 02110

BDT & MSD PARTNERS, LLC
401 N. MICHIGAN AVE. SUITE 3100, CHICAGO, IL 60611-4250

BD|CORTINA
2110 EAST HALLADAY ROAD, HALLADAY, UT 84117
Mailing Address: PO BOX 982437, PARK CITY, UT 84098

BEACON SECURITIES US LIMITED
66 WELLINGTON STREET WEST, SUITE 4050, TORONTO, ONTARIO, M5K 1H1 CANADA

BEACONSFIELD FINANCIAL SERVICES, INC.
SOUTHPOINTE INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317
Mailing Address: SOUTHPOINT INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317

BEAR CREEK SECURITIES LLC
1200 17TH STREET SUITE 970, DENVER, CO 80202

BEECH HILL SECURITIES, INC.
880 3RD AVENUE 16TH FLOOR, NEW YORK, NY 10022-4730

BEEKMAN SECURITIES, INC.
177 WEST PUTNAM AVENUE, GREENWICH, CT 06831

BELL POTTER SECURITIES (US) LLC
444 MADISON AVE, FLOOR 39, NEW YORK, NY 10022
Mailing Address: 444 MADISON AVE, NEW YORK, NY 10022

BELLE HAVEN INVESTMENTS, L.P.
800 WESTCHESTER AVENUE, SUITE N607, RYE BROOK, NY 10573

BELLMARK PARTNERS, LLC
75 CENTRAL STREET, 4TH FLOOR, BOSTON, MA 02109

BELMONT CAPITAL
535 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017

BELZBERG CAPITAL
589 FIFTH AVENUE, SUITE 1602, NEW YORK, NY 10017

BENCHMARK SECURITIES LLC
250 S. PARK AVENUE, SUITE 380, WINTER PARK, FL 32789

BENEDETTO, GARTLAND & COMPANY, INC.
444 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10022

BENEFIT FINANCE SECURITIES, LLC
SIX CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141-7164

BENEFIT FUNDING SERVICES, LLC
425 N MARTINGALE RD, SUITE 1220, SCHAUMBURG, IL 60173

BENGUR BRYAN & CO., INC.
509 SOUTH EXETER STREET, SUITE 210, BALTIMORE, MD 21202

BENJAMIN F. EDWARDS & COMPANY, INC.
ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO 63105

BENJAMIN SECURITIES, INC.
750 VETERANS MEMORIAL HIGHWAY SUITE 210, HAUPPAUGE, NY 11788

BENTALLGREENOAK REAL ESTATE US LLC
399 PARK AVENUE, 18TH FLOOR, NEW YORK, NY 10022

BENTLEY SECURITIES CORPORATION
437 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022
Mailing Address: 437 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022

BERCHWOOD PARTNERS LLC
515 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022

BERENBERG CAPITAL MARKETS LLC
1251 AVENUE OF THE AMERICAS, 53RD FLOOR, NEW YORK, NY 10020

BERENSON & COMPANY, LLC
667 MADISON AVENUE, 18TH FLOOR, NEW YORK, NY 10065

BERKERY NOYES SECURITIES, LLC
250 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10177

BERKSHIRE GLOBAL ADVISORS LP
527 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10022-4212

BERNARDI SECURITIES, INC.
423 CENTRAL AVENUE, NORTHFIELD, IL 60093

BERNSTEIN INSTITUTIONAL SERVICES LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
4201 42ND STREET NE, SUITE 100, CEDAR RAPIDS, IA 52402
Mailing Address: P. O. BOX 11340, CEDAR RAPIDS, IA 52410-1340

BESSEMER INVESTOR SERVICES, INC.
1271 AVENUE OF THE AMERICAS, 46 FLOOR, NEW YORK, NY 10020

BESTEX RESEARCH SECURITIES, LLC
2 LANDMARK SQUARE, SUITE 214, STAMFORD, CT 06901

BESTVEST INVESTMENTS, LTD.
600 NORTH JACKSON STREET, SUITE 305, MEDIA, PA 19063

BETHEL LANDING SECURITIES LLC
125 MILE COMMON RD, EASTON, CT 06612
Mailing Address: 295 CENTER RD, PO BOX 451, EASTON, CT 06612

BETHESDA SECURITIES, LLC
355 RIVERSIDE AVENUE, SUITE 301, WESTPORT, CT 06880

BETTERMENT SECURITIES
27 WEST 23RD STREET, 6TH FLOOR, NEW YORK, NY 10010
Mailing Address: 8 WEST 24TH STREET, 6TH FLOOR, NEW YORK, NY 10010

BETTINGER & LEECH FINANCIAL CORP.
600 PALISADE AVENUE, ENGLEWOOD CLIFFS, NJ 07632

BEYONDTRADE SECURITIES INC.
8805 RYEGATE CT, ST. LOUIS, MO 63127

BFC CAPITAL LLC
400 CROWN COLONY DRIVE, SUITE 602, QUINCY, MA 02169
Mailing Address: 101 FEDERAL STREET, SUITE 1900, BOSTON, MA 02110

BFIN FINANCIAL SERVICES, LLC
199 WATER STREET, 17TH FLOOR, NEW YORK, NY 10038

BFINANCE US LTD.
2ND FLOOR, 36 QUEEN STREET, LONDON, EC4R 1BN UK

BFP SECURITIES, LLC
6 CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141

BFY SECURITIES, LLC
1253 WORCESTER RD., SUITE 403, FRAMINGHAM, MA 01701

BG STRATEGIC ADVISORS LLC
525 SOUTH FLAGLER DRIVE, SUITE 200, WEST PALM BEACH, FL 33401

BG WORLDWIDE SECURITIES, INC.
340 NORTH WESTLAKE BLVD.,, SUITE 160, WESTLAKE VILLAGE, CA 91362

BGC FINANCIAL, L.P.
55 WATER STREET, 10TH FLOOR, NEW YORK, NY 10004
Mailing Address: 55 WATER STREET, 10TH FLOOR, NEW YORK, NY 10041

BGV SECURITIES
201 S BISCAYNE BLVD, SUITE 1130, MIAMI, FL 33131

BHK SECURITIES, LLC
2200 LAKESHORE DRIVE, SUITE 250, BIRMINGHAM, AL 35209

BIDS TRADING L.P.
ONE LIBERTY PLAZA, 165 BROADWAY, 23RD FLOOR, NEW YORK, NY 10006

BIG SKY ENERGY CAPITAL, LLC
4801 BONITA BAY BLVD, #1901, BONITA SPRINGS, FL 34134-5654
Mailing Address: PO BOX 368192, BONITA SPRINGS, FL 34136

BIGELOW CAPITAL SECURITIES LLC
ONE HARBOUR PLACE, SUITE 215, PORTSMOUTH, NH 03801

BILL PARKER AGENCY
4528 MILLRACE RD., SACRAMENTO, CA 95864-0826
Mailing Address: PO BOX 201, CARMICHAEL, CA 95609-0201

BIRCH LAKE PARTNERS, LP
71 SOUTH WACKER DRIVE SUITE 2425, CHICAGO, IL 60606

BIRKELBACH & CO.
8080 CYPRESS HOLLOW COURT, PONTE VEDRA BEACH, FL 32082

BITOODA TECHNOLOGIES LLC
1 HOME PLACE, UNIT A, GREENWICH, CT 06830

BJC CAPITAL ADVISORS LLC
7 PROCTOR STREET, MANCHESTER, MA 01944
Mailing Address: 2016 OCEAN STREET, UNIT 23, MARSHFIELD, MA 02050, MA 02050

BLACK OAK SECURITIES, INC.
707 CARROLL STREET, SUITE C, PAWNEE, IL 62558
Mailing Address: 707 CARROLL STREET, SUITE C, P.O. BOX 590, PAWNEE, IL 62558

BLACKARCH SECURITIES LLC
227 W. TRADE STREET, SUITE 2200, CHARLOTTE, NC 28202

BLACKROCK EXECUTION SERVICES
50 HUDSON YARDS, NEW YORK, NY 10001
Mailing Address: 1 UNIVERSITY SQUARE DRIVE, PRINCETON, NJ 08540

BLACKROCK INVESTMENTS, LLC
50 HUDSON YARDS, NEW YORK, NY 10001
Mailing Address: 1 UNIVERSITY SQUARE DRIVE, PRINCETON, NJ 08540

BLACKSTONE SECURITIES PARTNERS L.P.
345 PARK AVENUE, NEW YORK, NY 10154-0191
Mailing Address: 601 LEXINGTON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

BLAKESLEE AND BLAKESLEE INC.
1101 MARSH STREET, SAN LUIS OBISPO, CA 93401

BLAYLOCK VAN, LLC
600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022

BLEY INVESTMENT GROUP, INC.
6300 RIDGLEA PLACE, SUITE 508, FORT WORTH, TX 76116

BLINK SECURITIES LLC
27 UNION SQUARE WEST, 4TH FLOOR, NEW YORK, NY 10003

BLOOM SECURITIES, LLC
1010 S FEDERAL HWY, SUITE 2804, HALLANDALE BEACH, FL 33009

BLOOMBERG TRADEBOOK CANADA COMPANY
BROOKFIELD PLACE,TD CANADA TRUST TOWER,161 BAY ST., SUITE 4300, TORONTO, ONTARIO, M5J 2S1 CANADA

BLOOMBERG TRADEBOOK LLC
731 LEXINGTON AVE, NEW YORK, NY 10022

BLUE OCEAN ATS
515 N. FLAGLER DR, SUITE P-300, 515, WEST PALM BEACH, FL 33401

BLUE OWL SECURITIES
575 LEXINGTON AVENUE, NEW YORK, NY 10022
Mailing Address: 575 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY 10022

BLUE SAND SECURITIES LLC
17830 NEW HAMPSHIRE AVENUE, SUITE 303, ASHTON, MD 20861

BLUE VISTA CAPITAL, LLC
353 N. CLARK ST., SUITE 730, CHICAGO, IL 60654-3453

BLUEFIN RESEARCH PARTNERS, INC.
133 FEDERAL ST, SUITE 301, BOSTON, MA 02110

BLUEPATH CAPITAL LLC
39 MESA STREET, SUITE 103, SAN FRANCISCO, CA 94129
Mailing Address: 16 NEW YORK AVE., PO BOX 2510, HUNTINGTON, NY 11743

BLUEROCK CAPITAL MARKETS LLC
1345 AVENUE OF THE AMERICAS, 32ND FLOOR, NEW YORK, NY 10105

BLUESQUARE CAPITAL ADVISORS, LLC
15 SHOOKVILLE RD., MILAN, NY 12571

BLV SECURITIES
175 STRAFFORD AVENUE, SUITE ONE - #109, WAYNE, PA 19087

BMI CAPITAL INTERNATIONAL LLC
535 5TH AVENUE, 22ND FLOOR, NEW YORK, NY 10017

BML SECURITIES LLC
2016 OCEAN ST, UNIT 23, MARSHFIELD, MA 02050

BMO CAPITAL MARKETS CORP.
151 WEST 42ND STREET, NEW YORK, NY 10036

BMO NESBITT BURNS SECURITIES LTD.
C/O LEGAL DEPT. 9TH FLOOR 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA
Mailing Address: 115 SOUTH LASALLE, FLOOR 18 WEST, CHICAGO, IL 60603

BMS CAPITAL ADVISORY, INC.
757 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10017

BNA WEALTH, INC.
596 HERRONS FERRY ROAD, SUITE 300, ROCK HILL, SC 29730

BNP PARIBAS SECURITIES CORP.
787 SEVENTH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310

BNY MELLON CAPITAL MARKETS, LLC
240 GREENWICH STREET, NEW YORK, NY 10286
Mailing Address: 240 GREENWICH STREET, 3RD FLOOR, NEW YORK, NY 10286

BNY MELLON SECURITIES CORPORATION
240 GREENWICH STREET, NEW YORK, NY 10286
Mailing Address: 240 GREENWICH STREET, 9TH FLOOR, NEW YORK, NY 10286

BOFA SECURITIES PRIME, INC.
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 100 N TRYON STREET, NC1-007-14-30, CHARLOTTE, NC 28255

BOFA SECURITIES, INC.
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 100 N TRYON ST, NC1-007-14-30, CHARLOTTE, NC 28255

BOK FINANCIAL SECURITIES, INC.
ONE WILLIAMS CENTER, PLAZA SOUTHEAST, TULSA, OK 74172
Mailing Address: P.O. BOX 2300, TULSA, OK 74192

BOLT-X LLC
440 SOUTH LASALLE, SUITE 1525, CHICAGO, IL 60603

BOLTON GLOBAL CAPITAL
579 MAIN STREET, BOLTON, MA 01740

BOLTON SECURITIES CORPORATION
579 MAIN STREET, BOLTON, MA 01740

BONDS.COM LLC
32 OLD SLIP, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: 32 OLD SLIP, 34TH FLOOR, NEW YORK, NY 10005

BOOMERANG CAPITAL LLC
4 COVEWOOD DRIVE, ROWAYTON, CT 06853
Mailing Address: PO BOX 47, DARIEN, CT 06820

BOREAL CAPITAL SECURITIES LLC
1450 BRICKELL AVENUE, SUITE 2900, MIAMI, FL 33131

BOREALIS CAPITAL LLC
330 112TH AVENUE SUITE 300, UNIT 100, BELLEVUE, WA 98004
Mailing Address: 12715 NE 36TH STREET, BELLEVUE, WA 98005

BOSONIC SECURITIES
835 5TH AVENUE, SAN RAFEAL, CA 94901

BOSTON PARTNERS SECURITIES, L.L.C.
ONE BEACON STREET- 30TH FLOOR, BOSTON, MA 02108

BOURNE PARTNERS SECURITIES, LLC
550 SOUTH CALDWELL STREET, SUITE 900, CHARLOTTE, NC 28202

BOURNEHILL INVESTMENT SERVICES, INC.
626 RXR PLAZA, UNIONDALE, NY 11556

BOURSA INVESTMENTS
690 OTAY LAKES ROAD, SUITE 275, CHULA VISTA, CA 91910

BOUSTEAD SECURITIES, LLC
6 VENTURE, SUITE 395, IRVINE, CA 92618

BOWEN, INC.
34 MAIN STREET EXTENSION, SUITE 203, PLYMOUTH, MA 02360

BOWNE PARK CAPITAL, INC.
189-14 CROCHERON AVE, #305, FLUSHING, NY 11358-2338

BP SECURITIES, LLC
11100 NE 8TH STREET, SUITE 400, BELLEVUE, WA 98004

BRADESCO INVESTMENTS INC.
3011 PONCE DE LEON BLVD, PH1, CORAL GABLES, FL 33134

BRADESCO SECURITIES, INC.
450 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10022

BRADLEY WOODS & CO. LTD.
845 THIRD AVE, SUITE 1703, NEW YORK, NY 10022

BRASIL PLURAL SECURITIES LLC
950 THIRD AVENUE, SUITE 1702, NEW YORK, NY 10022

BRATTLE ADVISORS LLC
53 STATE STREEET, SUITE 500, BOSTON, MA 02109

BREAKWATER GROUP DISTRIBUTION SERVICES, LLC
350 MADISON AVENUE, NEW YORK, NY 10017

BREAN CAPITAL, LLC
505 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10017

BREN VENTURES LLC
590 MADISON AVENUE, 21ST FLOOR, NEW YORK, NY 10022
Mailing Address: 590 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022

BRENDAN E. CRYAN AND COMPANY, L.L.C.
14 WALL STREET, SUITE 2094, NEW YORK, NY 10005
Mailing Address: 14 WALL STREET, SUITE 2028, NEW YORK, NY 10005

BRENTWOOD CAPITAL ADVISORS LLC
1600 WEST END AVENUE, SUITE 1550, NASHVILLE, TN 37203

BREVAN HOWARD US LLC
1345 AVENUE OF THE AMERICAS, 20TH FLOOR, NEW YORK, NY 10105

BREX TREASURY LLC
650 SOUTH 500 WEST, SUITE 209, SALT LAKE CITY, UT 84101-2380

BRIDGE ALTERNATIVES SECURITIES, LLC.
207 E. WESTMINSTER AVE. SUITE 210, LAKE FOREST, IL 60045

BRIDGE STREET SECURITIES, LLC
535 MISSION STREET, 14TH FLOOR, SAN FRANCISCO, CA 94105
Mailing Address: 535 MISSION STREET, 14TH FLOOR, SAN FRANCISCO, CA 94105

BRIDGEWATER JAMES LIMITED, LLC
15 BAYVIEW AVE., BELVEDERE, CA 94920

BRIDGEWOOD ADVISORS INC.
126 N. JEFFERSON ST., #330, MILWAUKEE, WI 53202

BRIGHTCHOICE FINANCIAL, LLC
2019 LOMBARDY AVE, SUITE 430, NASHVILLE, TN 37215
Mailing Address: 555 GREAT CIRCLE ROAD, C/O SARAH HANLON, NASHVILLE, TN 37228

BRIGHTHOUSE SECURITIES, LLC
11225 NORTH COMMUNITY HOUSE ROAD, CHARLOTTE, NC 28277

BRIGHTON HOUSE ASSOCIATES
1 LINCOLN STREET, 24TH FLOOR, BOSTON, MA 02111

BRIGHTON SECURITIES CORP.
1703 MONROE AVENUE, ROCHESTER, NY 14618-1487

BRIGHTTOWER SECURITIES LLC
110 EAST 25TH STREET, 11TH FLOOR, NEW YORK, NY 10010

BRINKER CAPITAL SECURITIES, LLC
1055 WESTLAKES DRIVE, SUITE 250, BERWYN, PA 19312

BRITEHORN SECURITIES
1401 LAWRENCE ST, SUITE 1600, DENVER, CO 80202

BROAD STREET CAPITAL MARKETS, LLC
101 CRAWFORDS CORNER RD, SUITE 4116, HOLMDEL, NJ 07733

BROADHAVEN SECURITIES LLC
150 N RIVERSIDE PLAZA, 25TH FLOOR, CHICAGO, IL 60606

BROADOAK PARTNERS, LLC
4800 MONTGOMERY LANE, SUITE 230, BETHESDA, MD 20814

BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
300 EXECUTIVE DRIVE, SUITE 1, EDGEWOOD, NY 11717-8382

BROADSPAN SECURITIES LLC
1441 BRICKELL AVENUE, SUITE 1550, MIAMI, FL 33131

BROADSTONE SECURITIES
80 STATE STREET, ALBANY, NY 12207

BROCK SECURITIES LLC
505 PARK AVE, 14TH FLOOR, NEW YORK, NY 10022

BROKERAGESELECT
364 WEST 117TH STREET, SUITE 5A, NEW YORK, NY 10026

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.
4135 NW URBANDALE DR, URBANDALE, IA 50322

BROKERTEC AMERICAS LLC
300 VESEY STREET, 7TH FLOOR, NEW YORK, NY 10282

BRONSON FINANCIAL LLC
15707 ROCKFIELD BLVD., SUITE 105, IRVINE, CA 92618
Mailing Address: 15707 ROCKFIELD BLVD., IRVINE, CA 92618

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
225 LIBERTY STREET, 43RD FLOOR, NEW YORK, NY 10281
Mailing Address: 250 VESEY STREET, 15TH FLOOR, NEW YORK, NY 10281

BROOKFIELD PRIVATE ADVISORS LLC
BROOKFIELD PLACE, 250 VESEY STREET, 15TH FLOOR, NEW YORK, NY 10281-1021

BROOKLANDS CAPITAL STRATEGIES BD, LP
909 MONTGOMERY ST. 4TH FLOOR, SAN FRANCISCO, CA 94133

BROOKLIGHT PLACE SECURITIES, INC.
16930 E. PALISADES BLVD, SUITE 100-D, FOUNTAIN HILLS, AZ 85268

BROOKS, HOUGHTON SECURITIES, INC.
ONE STAMFORD PLAZA-263 TRESSER BLVD, 9TH FLOOR, STAMFORD, CT 06901
Mailing Address: ONE STAMFORD PLAZA - 263 TRESSER BLVD, 9TH FLOOR, STAMFORD, CT 06901

BROOKWOOD ASSOCIATES, L.L.C.
15 PIEDMONT CENTER SUITE 820, ATLANTA, GA 30305

BROOKWOOD SECURITIES PARTNERS, LLC
138 CONANT STREET, BEVERLY, MA 01915

BROWN AND BROWN SECURITIES, INC.
6440 NORTH CENTRAL EXPRESSWAY #107, DALLAS, TX 75206-4026

BROWN ASSOCIATES, INC.
819 BROAD STREET, CHATTANOOGA, TN 37402-2613

BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
140 BROADWAY, NEW YORK, NY 10005-1108

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
1375 E. 9TH STREET, SUITE 2500, CLEVELAND, OH 44114

BROWN, LISLE/CUMMINGS, INC.
ONE TURKS HEAD PLACE - SUITE 800, PROVIDENCE, RI 02903-2273

BROWNSTONE INVESTMENT GROUP, LLC
505 FIFTH AVENUE, 10TH FLOOR, NEW YORK, NY 10017

BRUCE A. LEFAVI SECURITIES, INC.
2323 FOOTHILL DR., SUITE 100, SALT LAKE CITY, UT 84109

BRYAN GARNIER SECURITIES, LLC
750 LEXINGTON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

BRYANT PARK CAPITAL SECURITIES, INC.
161 WASHINGTON ST., SUITE 310, CONSHOHOCKEN, PA 19428

BTG PACTUAL US CAPITAL, LLC
601 LEXINGTON AVENUE, 57TH FLOOR, NEW YORK, NY 10022-6831

BTIG, LLC
600 MONTGOMERY STREET, 6TH FLOOR, SAN FRANCISCO, CA 94111

BTS SECURITIES CORPORATION
55 OLD BEDFORD ROAD, SUITE 203, LINCOLN, MA 01773

BUCK HR SECURITIES LLC
420 LEXINGTON AVENUE, SUITE 2220, NEW YORK, NY 10170-2220

BUCKLER SECURITIES LLC
3001 OCEAN DRIVE, SUITE 201, VERO BEACH, FL 32963

BUCKMAN, BUCKMAN & REID, INC.
44 CHURCH ST., LITTLE SILVER, NJ 07739

BUCKRAM SECURITIES LTD
168 FOREST AVENUE, SUITE 202, LOCUST VALLEY, NY 11560

BUELL SECURITIES CORP.
200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033
Mailing Address: 200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033

BUILDER ADVISOR GROUP, LLC
770 TAMALPAIS DRIVE, SUITE 401B, CORTE MADERA, CA 94925

BULL MARKET SECURITIES, INC.
175 SW 7TH STREET, SUITE 1616, MIAMI, FL 33130

BULLISH BOB BAGLEY SECURITIES, INC.
429 COUNTRY VIEW LANE, GARLAND, TX 75043

BULLTICK, LLC
333 SE 2ND AVE., STE 3950, MIAMI, FL 33131

BUNDY GROUP SECURITIES, LLC
2700 COLTSGATE ROAD, SUITE 201, CHARLOTTE, NC 28211

BURCH & COMPANY, INC
4151 N. MULBERRY DRIVE, SUITE 235, KANSAS CITY, MO 64116

BURNHAM & FLOWER FINANCIAL, INC.
315 SOUTH KALAMAZOO MALL, KALAMAZOO, MI 49007

BUTLER CAPITAL PARTNERS
151 POST ROAD - TITUS HOUSE, OLD WESTBURY, NY 11568

BUTTONWOOD PARTNERS, INC.
701 DEMING WAY, SUITE 100, MADISON, WI 53717

BV SECURITIES, LLC
8390 LBJ FREEWAY, SUITE 570, DALLAS, TX 75243

Last updated: 3/13/24