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Broker-Dealer Firms We Regulate - D

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

D-MERC SERVICES
375 BALSAM ST, LAKEWOOD, CO 80226

D. B. MCKENNA & CO., INC.
207 WEST MAIN STREET, BENNINGTON, VT 05201-2108

D.A. DAVIDSON & CO.
8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104
Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015

D.E. SHAW SECURITIES, L.L.C.
1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036

D.H. HILL SECURITIES, LLLP
1543 GREEN OAK PLACE, SUITE 100, KINGWOOD, TX 77339

D.M. KELLY & COMPANY
3900 INGERSOLL AVENUE, SUITE 300, DES MOINES, IA 50312

D/B/A PALAZZO
145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10019
Mailing Address: 145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10010

D12 CAPITAL MARKETS INC.
5 REVERE PLACE, TORONTO, M8Z 2Z1 CANADA

DABBAH SECURITIES CORP.
167 EAST 63RD STREET, NEW YORK, NY 10065

DAI SECURITIES, LLC
2200 CENTURY PARKWAY NE, SUITE 435, ATLANTA, GA 30345

DAIWA CAPITAL MARKETS AMERICA INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3538

DALMORE GROUP LLC
525 GREEN PLACE, WOODMERE, NY 11598

DALZELL TRADING, LLC
250 E. BEAVER AVE., SUITE 772, SUITE 772, STATE COLLEGE, PA 16801

DAM CAPITAL (USA) INC.
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

DANSKE MARKETS INC.
575 FIFTH AVENUE, 33RD FLOOR, NEW YORK, NY 10017

DARWOOD ASSOCIATES INCORPORATED
284 U.S. HIGHWAY 206, UNIT D3, HILLSBOROUGH, NJ 08844

DASH FINANCIAL TECHNOLOGIES LLC
200 S.WACKER DRIVE, SUITE 2450, CHICAGO, IL 60606

DASH PRIME LLC
200 SOUTH WACKER DRIVE, SUITE 2450, CHICAGO, IL 60606

DAVENPORT & COMPANY LLC
ONE JAMES CENTER, 901 E. CARY STREET, RICHMOND, VA 23219
Mailing Address: P.O. BOX 85678, RICHMOND, VA 23285-5678

DAVID LERNER ASSOCIATES, INC.
477 JERICHO TPKE, P.O.BOX 9006, SYOSSET, NY 11791-9006

DAVINCI CAPITAL MANAGEMENT, INC.
801 CAMBRIDGE ST., CAMBRIDGE, MA 02141
Mailing Address: 801 CAMBRIDGE ST., CAMBRIDGE, MA 02141

DAVIS DISTRIBUTORS, LLC
3600 E. HEMISPHERE LOOP, TUCSON, AZ 85706
Mailing Address: 2949 EAST ELVIRA ROAD, SUITE 101, TUCSON, AZ 85756

DAVIS SECURITIES LLC
31 WEST 34TH STREET, 8TH FLOOR, SUITE 8067, NEW YORK, NY 10001

DAVY SECURITIES
DAVY HOUSE, 49 DAWSON STREET, DUBLIN 2, D2 IRELAND

DAWSON JAMES SECURITIES, INC.
101 NORTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432

DBO PARTNERS LLC
1409 CHAPIN AVE, 2ND FLOOR, BURLINGAME, CA 94010

DBS VICKERS SECURITIES (USA) INC.
777 THIRD AVE, SUITE 1701, NEW YORK, NY 10017
Mailing Address: 777 THIRD AVENUE, SUITE 1701, NEW YORK, NY 10017

DC ADVISORY
605 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10158

DCF, LLC
629 MARKET STREET, SUITE 120, CHATTANOOGA, TN 37402
Mailing Address: 629 MARKET STREET, SUITE 120, CHATTANOOGA, TN 37402

DCM BROKERS, LLC
566 W. ADAMS, SUITE 300, CHICAGO, IL 60661
Mailing Address: 555 W. JACKSON, SUITE 600, CHICAGO, IL 60661

DCMB SECURITIES LLC
1700 WEST LOOP SOUTH, SUITE 450, HOUSTON, TX 77027

DEALER SOLUTIONS NORTH AMERICA LLC
42 BROADWAY, SUITE 12-129, NEW YORK, NY 10004

DEALERWEB INC.
185 HUDSON STREET, HARBORSIDE 5, SUITE 2200, JERSEY CITY, NJ 07311

DECADE SECURITIES CORP.
13555 BISHOPS COURT, BROOKFIELD, WI 53005

DECHEQUE SECURITIES LLC
60 SOUTH 600 EAST, SUITE #150, SALT LAKE CITY, UT 84102

DECKER & CO, LLC
700 EL CAMINO REAL, SUITE 120, MENLO PARK, CA 94025

DEER ISLE CAPITAL, LLC
2 WEST 46TH STREET, SUITE 402, NEW YORK, NY 10036

DELAWARE DISTRIBUTORS, L.P.
100 INDEPENDENCE, 610 MARKET STREET, PHILADELPHIA, PA 19106-2354

DELOITTE CORPORATE FINANCE LLC
111 S. WACKER DRIVE, CHICAGO, IL 60606-4301

DELPHX SERVICES CORPORATION
265 DAVIDSON AVENUE, SUITE 210, SOMERSET, NJ 08873

DELTA SECURITIES COMPANY, LLC
696 NORTH MAITLAND AVENUE, MAITLAND, FL 32751

DEMATTEO RESEARCH LLC
70 EAST 55TH STREET, 10TH FLOOR, NEW YORK, NY 10022

DEMETER ADVISORY GROUP, LLC
36957 KNESTIS LANE, POLSON, MT 59860-9998
Mailing Address: 105 4TH AVE. EAST , PO BOX 1245, POLSON, MT 59860-9998

DEMPSEY FINANCIAL NETWORK, INC.
2951 PIEDMONT ROAD NE, SUITE 200, ATLANTA, GA 30305-2786

DEMPSEY LORD SMITH, LLC
901 N BROAD STREET, SUITE 400, ROME, GA 30161

DENNING & COMPANY LLC
150 CALIFORNIA STREET, SUITE 650, SAN FRANCISCO, CA 94111

DESJARDINS SECURITIES INTERNATIONAL INC.
1170 PEEL STREET, SUITE 300, MONTREAL, QUEBEC, H3B 0A9 CANADA

DESTINY CAPITAL SECURITIES CORPORATION
13922 DENVER WEST PARKWAY, SUITE 150, GOLDEN, CO 80401-3102
Mailing Address: 13922 DENVER WEST PARKWAY-SUITE 150, GOLDEN, CO 80401-3102

DESTRA CAPITAL INVESTMENTS LLC
443 N. WILLSON AVE., BOZEMAN, MT 59715

DEUTSCHE BANK SECURITIES INC.
1 COLUMBUS CIRCLE, NEW YORK, NY 10019

DEVELOPMENT CORPORATION FOR ISRAEL
641 LEXINGTON AVENUE, NEW YORK, NY 10022

DEVENIR, LLC
8500 NORMANDALE LAKE BLVD, SUITE 2160, MINNEAPOLIS, MN 55437

DFA SECURITIES LLC
6300 BEE CAVE ROAD, BUILDING ONE, AUSTIN, TX 78746

DFPG INVESTMENTS, LLC
9017 S RIVERSIDE DRIVE, SUITE 210, SANDY, UT 84070

DIGITAL BROKERAGE SERVICES LLC
499 WASHINGTON BLVD, JERSEY CITY, NJ 07310
Mailing Address: TWO DESTINY WAY, MAIL ZONE WG3D, WESTLAKE, TX 76262

DIGITAL CAPITAL MARKETS LLC
10211 FLEMING AVENUE, BETHESDA, MD 20814

DIGITAL OFFERING LLC
1461 GLENNEYRE STREET, SUITE D, LAGUNA BEACH, CA 92651

DINAN CAPITAL ADVISORS
307 N GATEWAY BLVD, PHOENIX, AZ 85008-6589

DINOSAUR FINANCIAL GROUP, L.L.C
470 PARK AVE SOUTH, 9TH FLOOR, NEW YORK, NY 10016
Mailing Address: 470 PARK AVENUE SOUTH, 9TH FLOOR, NEW YORK, NY 10016

DIRECT REALTY SECURITIES, INC.
5743 CORSA AVENUE, SUITE 215, WESTLAKE VILLAGE, CA 91362

DIRECTED SERVICES LLC
SUITE 200, 1475 DUNWOODY DRIVE, WEST CHESTER, PA 19380
Mailing Address: SUITE 1350, 699 WALNUT STREET, DES MOINES, IA 50309

DISRUPTIVE SECURITIES
1925 CENTURY PARK EAST, SUITE 1700, LOS ANGELES, CA 90067

DIVERSIFIED RESOURCES, LLC
70 JEFFERSON BLVD., WARWICK, RI 02888

DIVERSIFIED SECURITIES, INCORPORATED
6700 E. PACIFIC COAST HWY-150, LONG BEACH, CA 90803

DLP SECURITIES,.LLC
6700 COMANCHE TRAIL, AUSTIN, TX 78732

DMG SECURITIES, INC.
746 WALKER ROAD, SUITE 10, GREAT FALLS, VA 22066-2643

DMK ADVISOR GROUP, INC.
17961 HUNTING BOW CIRCLE, SUITE 102, LUTZ, FL 33558

DNB MARKETS, INC.
30 HUDSON YARDS, 81ST FLOOR, 500 WEST 33RD STREET, NEW YORK, NY 10001

DOEREN MAYHEW CAPITAL ADVISORS, LLC
2600 NORTH LOOP WEST, SUITE 600, HOUSTON, TX 77092

DOFT & CO., INC.
55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY 10022

DOMINION INVESTOR SERVICES, INC.
9000 HIGHWAY 2147 WEST, SUITE 201, HORSESHOE BAY, TX 78657
Mailing Address: P. O. BOX 4768, HORSESHOE BAY, TX 78657

DOMINION PARTNERS, L.C.
4801COX ROAD, STE 104, GLEN ALLEN, VA 23060

DONALD CAPITAL LLC
420 LEXINGTON AVE, 14TH FLOOR, SUITE # 1402, NEW YORK, NY 10170

DONNELLY PENMAN & PARTNERS
20902 MACK AVENUE, SUITE 200, GROSSE POINTE WOODS, MI 48236

DORN & CO., INC.
216 EAST WASHINGTON AVENUE, FERGUS FALLS, MN 56537-2812

DORSET PEAK SECURITIES LLC
152 W. 57TH STREET, 41ST FLOOR, NEW YORK, NY 10019

DORSEY & COMPANY, INC.
511 GRAVIER STREET, NEW ORLEANS, LA 70130-2701

DOUGLAS SCOTT SECURITIES, INC.
1700 ALMA DR, SUITE 110A, PLANO, TX 75075

DOWLING & PARTNERS SECURITIES LLC
190 FARMINGTON AVENUE, FARMINGTON, CT 06032

DRAGONFLY CAPITAL PARTNERS, LLC
345 SHARON TOWNSHIP LANE, SUITE 202, CHARLOTTE, NC 28211

DRAKE STAR SECURITIES LLC
950 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10022

DRESNER INVESTMENT SERVICES, INC.
10 S. LASALLE SUITE 2170, CHICAGO, IL 60603

DREXEL HAMILTON, LLC
77 WATER STREET, SUITE 201, NEW YORK, NY 10005
Mailing Address: 77 WATER STREET, SUITE 201, NEW YORK, NY 10005

DRIVEWEALTH INSTITUTIONAL LLC
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: 97 MAIN STREET, SUITE 201, CHATHAM, NJ 07928

DRIVEWEALTH, LLC
15 EXCHANGE PLACE, 10TH FLOOR, JERSEY CITY, NJ 07302

DRUM CAPITAL CORP
4139 VIA MARINA STE 801, MARINA DEL REY, CA 90292

DRW EXECUTION SERVICES, LLC
540 W. MADISON ST., SUITE 2500, CHICAGO, IL 60661

DSIL INVESTMENT SERVICES LLC
180 MAIDEN LANE, SUITE 1302, NEW YORK, NY 10038-4925

DSP SECURITIES, LLC
300 BARR HARBOR DRIVE, SUITE 420, WEST CONSHOHOCKEN, PA 19428

DUANE STREET CAPITAL BD LLC
1688 MERIDIAN AVENUE, SUITE 701, MIAMI BEACH, FL 33139

DUCERA SECURITIES LLC
11 TIMES SQUARE, FLOOR 36, NEW YORK, NY 10036

DUFF & PHELPS SECURITIES LLC
167 N. GREEN ST., FLOOR 12, CHICAGO, IL 60607

DUNCAN-WILLIAMS, INC.
6750 POPLAR A VENUE - SUITE 300, MEMPHIS (SHELBY), TN 38138-7424
Mailing Address: 6750 POPLAR AVENUE - SUIITE 300, MEMPHIS (SHELBY), TN 38138-7424

DUNES SECURITIES CORPORATION
12 NEW ORLEANS ROAD, HILTON HEAD ISLAND, SC 29928

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
10251 VISTA SORRENTO PARKWAY, SUITE 200, SAN DIEGO, CA 92121
Mailing Address: P.O. BOX 910309, SAN DIEGO, CA 92191

DUNN RUSH & CO. LLC
339 WELLESLEY STREET, WESTON, MA 02493
Mailing Address: 101 FEDERAL STREET, SUITE 1900, BOSTON, MA 02110

DUNN SECURITIES, LLC
309 SE OSCEOLA ST. SUITE 350, STUART, FL 34994-2240

DUPREE & COMPANY, INC.
125 SOUTH MILL STREET, LEXINGTON, KY 40507-1683
Mailing Address: P. O. BOX 1149, LEXINGTON, KY 40588-1149

DV FINANCIAL SERVICES, LLC
22 E. JACKSON STREET, PHOENIX, AZ 85004

DWM FINANCE LLC
750 WASHINGTON BLVD, 5TH FLOOR, STAMFORD, CT 06901

DWS DISTRIBUTORS, INC.
222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-5808
Mailing Address: 875 THIRD AVENUE, 27TH FLOOR- MAIL STOP NYC03-2720, NEW YORK, NY 10022

DYNAMEX TRADING, LLC
11 BROADWAY, SUITE 360, NEW YORK, NY 10004

DYNASTY SECURITIES, LLC
200 CENTRAL AVENUE, FLOOR 15, SAINT PETERSBURG, FL 33701
Mailing Address: 200 CENTRAL AVENUE, FLOOR 15, SAINT PETERSBURG, FL 33701

DZ FINANCIAL MARKETS LLC
ONE VANDERBILT, 49TH FLOOR, NEW YORK, NY 10017

Last updated: 12/14/21