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Broker-Dealer Firms We Regulate - F

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

F/M DISTRIBUTORS, LLC
111 HUNTINGTON AVENUE, BOSTON, MA 02199

FAIRMOUNT PARTNERS LP
555 EAST LANCASTER AVENUE, SUITE 640, RADNOR, PA 19087

FAIRPORT CAPITAL, INC.
9141 E. HIDDEN SPUR TRAIL, SCOTTSDALE, AZ 85255

FAIRVIEW SECURITIES, INC.
154 LONG LOTS ROAD, WESTPORT, CT 06880

FALCON SQUARE CAPITAL, LLC
3701 LAKE BOONE TRAIL, SUITE 100, RALEIGH, NC 27607

FALLBROOK CAPITAL SECURITIES CORP.
26610 AGOURA ROAD, SUITE 120, CALABASAS, CA 91302

FALLS BRIDGE SECURITIES, LLC
ONE BALA PLAZA, SUITE 617, BALA CYNWYD, PA 19004

FAMILY INVESTORS COMPANY
265 SOUTH AVENUE, FANWOOD, NJ 07023
Mailing Address: 265 SOUTH AVENUE, P. O. BOX 100, FANWOOD, NJ 07023

FAMILY MANAGEMENT SECURITIES, LLC
10 GRAND CENTRAL, 155 EAST 44TH STREET - 21ST FLOOR, NEW YORK, NY 10017
Mailing Address: 10 GRAND CENTRAL, 155 EAST 44TH STREET - 21ST FLOOR, NEW YORK, NY 10022

FAR HILLS GROUP, LLC.
747 3RD AVENUE, 30TH FLOOR, NEW YORK, NY 10017

FARINA & ASSOCIATES, INC.
C/O BAYAT CONSULTING, INC., 14 WALL STREET, 20TH FLOOR, NEW YORK, NY 10005

FARKAS CAPITAL
407 LINCOLN ROAD, STE 701, MIAMI BEACH, FL 33139

FARMERS FINANCIAL SOLUTIONS, LLC
31051 AGOURA RD., WESTLAKE VILLAGE, CA 91361

FARVAHAR CAPITAL LLC
214 BRAZILIAN AVENUE, SUITE 200-J, PALM BEACH, FL 33480
Mailing Address: 214 BRAZILILAN AVENUE, SUITE 200-J, PALM BEACH, FL 33480

FAS CORP.
4747 WEST 135TH STREET, SUITE 100, LEAWOOD, KS 66224
Mailing Address: 4747 W 135 STREET, SUITE 100, LEAWOOD, KS 66224

FAST EXECUTION SERVICES LLC
425 S FINANCIAL PLACE, SUITE 3650, CHICAGO, IL 60605

FBL MARKETING SERVICES, LLC
5400 UNIVERSITY AVENUE, WEST DES MOINES, IA 50266

FBN SECURITIES, INC.
112 WEST 34TH STREET, 17TH FLOOR, NEW YORK, NY 10120
Mailing Address: 112 WEST 34TH STREET, 18TH FLOOR, NEW YORK, NY 10120

FCA CAPITAL MARKETS LLC
240 SAINT PAUL STREET, SUITE 400, DENVER, CO 80206

FDX CAPITAL LLC
515 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022

FEARNLEY SECURITIES
880 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10022

FED MUTUAL FINANCIAL SERVICES, INC.
3750 W. DEERFIELD RD, RIVERWOODS, IL 60015-3541
Mailing Address: 3750 WEST DEERFIELD ROAD, RIVERWOODS, IL 60015-3541

FEDERATED INTERNATIONAL SECURITIES CORP.
1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

FEDERATED SECURITIES CORP.
1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

FEDERATED SECURITIES, INC.
680 PARK AVENUE, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 2679, HUNTINGTON STATION, NY 11746-0531

FEF DISTRIBUTORS, LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4800

FELDSTEIN FINANCIAL GROUP, LLC
1 SHADOWBROOK LANE, BASKING RIDGE, NJ 07920

FELTL & COMPANY
10900 WAYZATA BOULEVARD, SUITE 200, MINNETONKA, MN 55305
Mailing Address: 10900 WAYZATA BOULEVARD, SUITE 200, MINNETONKA, MN 55305

FENCHURCH PARTNERS, LP
280 PARK AVENUE, 3RD FLOOR, NEW YORK, NY 10017

FENICS EXECUTION, LLC
55 WATER STREET, NEW YORK, NY 10041

FENIMORE SECURITIES, INC.
384 NORTH GRAND STREET-BOX 399, COBLESKILL, NY 12043
Mailing Address: 384 NORTH GRAND STREET - BOX 399, COBLESKILL, NY 12043

FENIX SECURITIES, LLC
ONE WORLD TRADE CENTER, 85TH FLOOR, NEW YORK, NY 10007

FENNEBRESQUE & CO., LLC
2025 CASSAMIA PLACE, CHARLOTTE, NC 28211
Mailing Address: 2025 CASSAMIA PLACE, CHARLOTTE, NC 28210

FENNEL
450 LEXINGTON AVENUE, 4TH FLOOR, NEW YORK, NY 10017

FERGHANA SECURITIES, INC.
420 LEXINGTON AVENUE- SUITE 1402, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE - SUITE 1402, NEW YORK, NY 10170

FERRETTI GROUP, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 77 WATER STREET, SUITE 1604, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 77 WATER STREET, SUITE 1604, NEW YORK, NY 10005

FG CAPITAL LC
7701 FORSYTH BLVD., ST. LOUIS, MO 63105-1820
Mailing Address: 7701 FORSYTH BLVD., SUITE 750, ST. LOUIS, MO 63105-1820

FGC SECURITIES, LLC
11 BROADWAY, SUITE 615, NEW YORK, NY 10004

FHN FINANCIAL SECURITIES CORP.
1000 RIDGEWAY LOOP ROAD SUITE 200, MEMPHIS, TN 38120
Mailing Address: 1000 RIDGEWAY LOOP ROAD, SUITE 200, MEMPHIS, TN 38120

FIDELITY & GUARANTY SECURITIES, LLC
801 GRAND AVE., SUITE 2600, DES MOINES, IA 50309

FIDELITY BROKERAGE SERVICES LLC
900 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: TWO DESTINY WAY, MAIL ZONE: WG3D, WESTLAKE, TX 76262

FIDELITY DISTRIBUTORS COMPANY LLC
900 SALEM STREET, SMITHFIELD, RI 02917
Mailing Address: TWO DESTINY WAY, MAIL ZONE WG3D, WESTLAKE, TX 76262

FIDELITY PRIME FINANCING
155 SEAPORT BOULEVARD, BOSTON, MA 02210
Mailing Address: 245 SUMMER STREET, MAIL ZONE: V1B, BOSTON, MA 02210

FIDUS SECURITIES, LLC
4201 CONGRESS STREET, SUITE 250, CHARLOTTE, NC 28209

FIDX MARKETS LLC
1000 CHESTERBROOK BLVD, STE 100, BERWYN, PA 19312

FIFTH THIRD SECURITIES, INC.
34 FOUNTAIN SQUARE PLAZA, MD 1090AM, CINCINNATI, OH 45202
Mailing Address: 38 FOUNTAIN SQUARE PLAZA, MD 1090AM, CINCINNATI, OH 45263

FIGURE SECURITIES, INC.
650 CALIFORNIA STREET, SUITE 2700, SAN FRANCISCO, CA 94108

FIMCO SECURITIES GROUP, INC.
110 S. WISCONSIN ST., UNIT 2G, PORT WASHINGTON, WI 53074

FIN2
80 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10004

FINALIS SECURITIES LLC
228 PARK AVE SOUTH, SUITE 85550, NEW YORK, NY 10003

FINAMEX INTERNATIONAL, LLC
2700 POST OAK BLVD., 20TH FLOOR, SUITE 20-126, HOUSTON, TX 77056

FINANCE 500, INC.
584 WALD, IRVINE, CA 92618

FINANCE OF AMERICA SECURITIES LLC
489 FIFTH AVENUE, 26 FLOOR, NEW YORK, NY 10017

FINANCIAL GOAL SECURITIES, INC.
35-900 BOB HOPE DRIVE, SUITE 202, RANCHO MIRAGE, CA 92270

FINANCIAL NORTHEASTERN SECURITIES, INC.
100 PASSAIC AVENUE, FAIRFIELD, NJ 07004

FINANCIAL SECURITY MANAGEMENT, INCORPORATED
477 VIKING DRIVE, SUITE 305, VIRGINIA BEACH, VA 23452

FINANCIAL SENSE SECURITIES, INC.
10809 THORNMINT ROAD, 2ND FLOOR, SAN DIEGO, CA 92127
Mailing Address: P.O. BOX 503147, SAN DIEGO, CA 92150-3147

FINANCIAL TELESIS INC
4340 REDWOOD HIGHWAY, SUITE B-75, SAN RAFAEL, CA 94903

FINANCORP GROUP INTERNATIONAL CORPORATION
800 BRICKELL AVE, STE. 435, MIAMI, FL 33131

FINANTIA USA INC.
1221 BRICKELL AVENUE, 14TH FLOOR, SUITE 1460, MIAMI, FL 33131

FINPRO CAPITAL ADVISORS, INC.
46 E. MAIN STREET, SUITE 303, SOMERVILLE, NJ 08876

FINTRON INVEST
201 BROAD STREET, FLOOR 6, SUITE 604, STAMFORD, CT 06901

FINTRUST BROKERAGE SERVICES, LLC
124 VERDAE BLVD, SUITE 504, GREENVILLE, SC 29607

FIRST ANALYSIS SECURITIES CORPORATION
ONE SOUTH WACKER DRIVE, SUITE 3900, CHICAGO, IL 60606

FIRST ASSET FINANCIAL INC.
110 E. IRON AVE., SALINA, KS 67401

FIRST AVENUE
461 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10017

FIRST BALLANTYNE, LLC
13950 BALLANTYNE CORPORATE PLACE, SUITE 185, CHARLOTTE, NC 28277-2747

FIRST BANKERS' BANC SECURITIES, INC
1714 DEER TRACKS TRAIL, SUITE 110, ST. LOUIS, MO 63131

FIRST BROKERS SECURITIES LLC
HARBORSIDE 5, 185 HUDSON STREET, SUITE 1500, JERSEY CITY, NJ 07311

FIRST CHICAGO ADVISORS, INC.
32 OTIS ROAD, BARRINGTON, IL 60010

FIRST CITIZENS CAPITAL SECURITIES, LLC
11 WEST 42ND STREET, 13TH FLOOR, NEW YORK, NY 10036

FIRST CITIZENS INVESTOR SERVICES, INC.
4300 SIX FORKS ROAD, RALEIGH, NC 27609
Mailing Address: P.O. BOX 27131, RALEIGH, NC 27611-7131

FIRST COMMAND BROKERAGE SERVICES, INC.
1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109
Mailing Address: P.O. BOX 2387, FORT WORTH, TX 76113

FIRST COMMONWEALTH SECURITIES CORPORATION
75 14TH STREET NE, SUITE 3240, ATLANTA, GA 30309

FIRST CRAFT SECURITIES, LLC
103 MULBERRY STREET, ST. MICHAELS, MD 21663
Mailing Address: P.O. BOX 901, ST. MICHAELS, MD 21663

FIRST DALLAS SECURITIES INCORPORATED
2905 MAPLE AVENUE, DALLAS, TX 75201

FIRST DOMINION CAPITAL CORP.
8730 STONY POINT PARKWAY, BUILDING III, SUITE 205, RICHMOND, VA 23235
Mailing Address: 8730 STONY POINT PARKWAY, SUITE 205, RICHMOND, VA 23235

FIRST FINANCIAL SECURITIES OF AMERICA, INC.
16945 NORTHCHASE DRIVE, STE. 1800, HOUSTON, TX 77060
Mailing Address: PO BOX 670329, HOUSTON, TX 77267-0329

FIRST GEORGETOWN SECURITIES, INC.
1700 DIAGONAL RD., # 200, ALEXANDRIA, VA 22314

FIRST HEARTLAND CAPITAL, INC.
4101 LAKE ST. LOUIS BLVD., LAKE ST. LOUIS, MO 63367
Mailing Address: 4101 LAKE ST. LOUIS BLVD, LAKE ST. LOUIS, MO 63367

FIRST HILL SECURITIES, LLC
6800 S. DAWSON CIRCLE, SUITE 227, CENTENNIAL, CO 80112
Mailing Address: 6800 S. DAWSON CIRCLE, SUITE 127, CENTENNIAL, CO 80112

FIRST HONOLULU SECURITIES, INC.
3615 HARDING AVE, SUITE 207, HONOLULU, HI 96816

FIRST HORIZON ADVISORS, INC.
165 MADISON AVENUE, 14TH FLOOR, MEMPHIS, TN 38103

FIRST KENTUCKY SECURITIES CORPORATION
4360 BROWNSBORO ROAD, SUITE 300, LOUISVILLE, KY 40207

FIRST LIBERTIES FINANCIAL
15150 PRESTON ROAD, SUITE 300, DALLAS, TX 75248

FIRST MANHATTAN SECURITIES LLC
399 PARK AVENUE, NEW YORK, NY 10022

FIRST OMEGA, LLC
1270 AVENUE OF THE AMERICAS, FLOOR 7, NEW YORK, NY 10020

FIRST PALLADIUM, LLC
888 S HARRISON, STE 900, FORT WAYNE, IN 46802

FIRST PUBLIC, LLC
12007 RESEARCH BLVD, AUSTIN, TX 78759

FIRST SECURITIES NORTHWEST, INC.
18824 SE MILDRED ST, MILWAUKIE, OR 97267

FIRST SOUTH CAROLINA SECURITIES, INC.
6300 ST. ANDREWS ROAD, SUITE B, COLUMBIA, SC 29212

FIRST SOUTHERN, LLC
2 TABONUCO STREET, SUITE 200, GUAYNABO, PR 00968-1772

FIRST TRUST PORTFOLIOS L.P.
120 E. LIBERTY DRIVE, SUITE 400, WHEATON, IL 60187

FIRST TRYON SECURITIES, LLC
6101 CARNEGIE BLVD, #210, CHARLOTTE, NC 28209

FIRST WESTERN SECURITIES, INC.
669 AIRPORT FREEWAY #409, HURST, TX 76053

FIRSTRADE SECURITIES INC.
30-50 WHITESTONE EXPRESSWAY, SUITE A301, FLUSHING, NY 11354

FIS BROKERAGE & SECURITIES SERVICES LLC
270 REMINGTON BLVD., SUITE A, BOLINGBROOK, IL 60440

FITZGIBBON TOIGO & CO. LLC
76 WORCESTER DRIVE, WAYNE, NJ 07470
Mailing Address: 76 WORCESER DRIVE, WAYNE, NJ 07470

FLAGSTAR ADVISORS
1400 BROADWAY, 16TH FLOOR, NEW YORK, NY 10018

FLEXTRADE LLC
111 GREAT NECK ROAD, GREAT NECK, NY 11021
Mailing Address: 111 GREAT NECK ROAD, SUITE 314, GREAT NECK, NY 11021

FLI INVESTORS, LLC
1 JERICHO PLAZA - SUITE 201, JERICHO, NY 11753-1673
Mailing Address: 1 JERICHO PLAZA - SUITE 201, JERICHO, NY 11753-1673

FLORIDA ATLANTIC SECURITIES CORP.
9130 SOUTH DADELAND BLVD., SUITE 1600, MIAMI, FL 33156
Mailing Address: 9130 SOUTH HIGHDADELAND BLVD, SUITE 160, MIAMI, FL 33156

FLOURISH FINANCIAL LLC
2 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10016

FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
1114 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036

FLOW TRADERS U.S. LLC
1114 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036

FM (USA), LLC
80 8TH AVENUE, SUITE 1603, NEW YORK, NY 10011

FMG DISTRIBUTORS, INC.
557 OENOKE RIDGE ROAD, NEW CANAAN, CT 06840

FMI CAPITAL ADVISORS, INC.
44 COOK ST STE 900, DENVER, CO 80206-5827

FMN CAPITAL CORPORATION
26041 ACERO, MISSION VIEJO, CA 92691

FMSBONDS, INC.
4775 TECHNOLOGY WAY, BOCA RATON, FL 33431

FN REALTY ADVISORS LLC
151 BODMAN PLACE, SUITE 201, RED BANK, NJ 07701

FNBB CAPITAL MARKETS, LLC
600 UNIVERSITY PARK PLACE, SUITE 380, BIRMINGHAM, AL 35209

FNC AG STOCK, LLC
4050 GARDEN VIEW DR. SUITE 103, GRAND FORKS, ND 58201

FNEX CAPITAL, LLC
ONE INDIANA SQUARE, SUITE 2252, INDIANAPOLIS, IN 46204

FOCUS SECURITIES LLC
3353 PEACHTREE ROAD, NE, SUITE 1160, ATLANTA, GA 30326

FOCUS STRATEGIES MERCHANT BANKING, LLC
7600 N CAPITAL OF TEXAS HIGHWAY, BUILDING B, SUITE 345, AUSTIN, TX 78731

FOCUSPOINT PRIVATE CAPITAL GROUP
712 FIFTH AVENUE, 8TH FLOOR, SUITE 008A, NEW YORK, NY 10019

FOG EQUITIES LLC
209 SOUTH LASALLE STREET, SUITE 502, CHICAGO, IL 60604

FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
725 15TH STREET N.W., 2ND FLOOR, SUITE 200, WASHINGTON, DC 20005-2109
Mailing Address: 725 15TH STREET N.W., WASHINGTON, DC 20005-2109

FOLIONET FINANCIAL LLC
1221 BRICKELL AVENUE, SUITE 900, MIAMI, FL 33131

FOLLA CAPITAL, LLC
3722 SHIPYARD BOULEVARD, SUITE E, WILMINGTON, NC 28403

FON CORPORATE FINANCE LLC
3033 WILSON BLVD, SUITE 230, ARLINGTON, VA 22201

FORESIDE DISTRIBUTION SERVICES, L.P.
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIDE FINANCIAL SERVICES, LLC
THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIDE FUND SERVICES, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIDE FUNDS DISTRIBUTORS LLC
THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FORESIDE GLOBAL SERVICES, LLC
THREE CANAL PLAZA, SUITE 100, 3RD FLOOR, PORTLAND, ME 04101

FORGE SECURITIES LLC
4 EMBARCADERO CENTER, SUITE 1500, SAN FRANCISCO, CA 94111

FORO CAPITAL MARKETS, LLC
2173 HAWKINS STREET, SUITE D, CHARLOTTE, NC 28203
Mailing Address: 2173 HAWKINS STREET, SUITE D, SUITE D, CHARLOTTE, NC 28203

FOROS SECURITIES LLC
461 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10017

FORTE SECURITIES LLC
77 WATER STREET, SUITE 1604, NEW YORK, NY 10005

FORTREND SECURITIES, INC.
LEVEL 50, 525 COLLINS STREET, MELBOURNE, VIC, 3000 AUSTRALIA

FORTRESS CAPITAL FORMATION LLC
1345 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY 10105

FORTRESS PRIVATE LEDGER, LLC
3110 EDWARDS MILL RD, STE 200, RALEIGH, NC 27612

FORTUNE FINANCIAL SERVICES, INC.
3582 BRODHEAD ROAD, SUITE 202, MONACA, PA 15061
Mailing Address: P.O. BOX 238, MONACA, PA 15061

FORTUNE SECURITIES, INC.
388 E. VALLEY BLVD., SUITE 208, ALHAMBRA, CA 91801

FORUM CAPITAL SECURITIES LLC
477 MADISON AVENUE, 6TH FLOOR, PMB #6819, NEW YORK, NY 10022

FORVIS CAPITAL ADVISORS, LLC
910 EAST ST. LOUIS STREET, SUITE 200, SPRINGFIELD, MO 65806
Mailing Address: P.O. BOX 1190, SPRINGFIELD, MO 65806-2523

FOUNDERS FINANCIAL SECURITIES LLC
1026 CROMWELL BRIDGE ROAD, SUITE 100, TOWSON, MD 21286

FOUNDERS M&A ADVISORY, LLC
2400 FIFTH AVENUE SOUTH, SUITE 100, BIRMINGHAM, AL 35233

FOUNTAINPLACE SECURITIES PARTNERS LLC
3818 RHODES AVENUE, CHARLOTTE, NC 28210

FOUR POINTS CAPITAL PARTNERS LLC
55A E. RIDGEWOOD AVENUE, SUITE 12, RIDGEWOOD, NJ 07450

FOURBRIDGES SECURITIES, LLC
735 BROAD STREET, SUITE 1204, CHATTANOOGA, TN 37402

FRANKLIN DISTRIBUTORS, LLC
ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403
Mailing Address: 100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202

FREC SECURITIES LLC
171 2ND STREET, 3RD FLOOR, SAN FRANCISCO, CA 94105

FRED ALGER & COMPANY, LLC
100 PEARL STREET, 27TH FLOOR, NEW YORK, NY 10004

FREDERICKS MICHAEL SECURITIES, INC.
430 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022

FREEDOM INVESTMENTS, INC.
375 RARITAN CENTER PARKWAY, EDISON, NJ 08837

FREITAG CAPITAL LLC
75 STATE STREET, SUITE 100, BOSTON, MA 02109

FRONTCOURT SECURITIES LLC
6671 W. INDIANTOWN ROAD, SUITE 50-102, JUPITER, FL 33458

FRONTEGRA STRATEGIES, LLC
400 SKOKIE BOULEVARD, SUITE 500, NORTHBROOK, IL 60062

FRONTIER SOLUTIONS, LLC
3307 CHURCH ROAD, SUITE 220, RICHMOND, VA 23233

FROST BROKERAGE SERVICES, INC.
111 W. HOUSTON STREET, SAN ANTONIO, TX 78205
Mailing Address: P.O. BOX 2538, SAN ANTONIO, TX 78299

FS INVESTMENT SOLUTIONS, LLC
201 ROUSE BOULEVARD, PHILADELPHIA, PA 19112

FSB PREMIER WEALTH MANAGEMENT, INC.
131 TOWER PARK DRIVE SUITE 115, WATERLOO, IA 50701

FT GLOBAL CAPITAL, INC.
1688 MERIDIAN AVENUE, SUITE 700, MIAMI BEACH, FL 33139

FTI CAPITAL ADVISORS, LLC
555 12TH STREET, NW, 7TH FLOOR, WASHINGTON, DC 20004

FTP SECURITIES LLC
100 CALIFORNIA STREET, 7TH FLOOR, SAN FRANCISCO, CA 94111

FULCRUM CAPITAL MARKETS LLC
111 CONGRESS AVENUE, SUITE 2550, AUSTIN, TX 78701

FUND INVESTORS, INC.
510 EAST HIGH STREET, EBENSBURG, PA 15931

FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC
115 WEST 30TH STREET, FOURTH FLOOR  UNIT 401, NEW YORK, NY 10001
Mailing Address: 115 WEST 30TH STREET, FOURTH FLOOR. UNIT 401, NEW YORK, NY 10001

FUNDOPOLIS SECURITIES, LLC
10 CONVERSE PLACE, FLOOR 2- AD MELIORA SUITE, WINCHESTER, MA 01890

FUNDS DISTRIBUTOR, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

FUSION PARTNERS GLOBAL LLC
205 EAST 59 ST., SUITE 12B, NEW YORK, NY 10022

FUTU CLEARING INC
12750 MERIT DRIVE, SUITE 475, DALLAS, TX 75251

FWS RETIREMENT SERVICES, LLC
ONE CALIFORNIA STREET, SUITE 400, SAN FRANCISCO, CA 94111

Last updated: 3/13/24