Skip to main content

Broker-Dealer Firms We Regulate - H

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

H & L EQUITIES, LLC
1175 PEACHTREE ST., NE, SUITE 2200, ATLANTA, GA 30361-6206

H. C. DENISON CO.
618 NORTH 7TH STREET, SHEBOYGAN, WI 53081
Mailing Address: P.O. BOX 28, SHEBOYGAN, WI 53082-0028

H.C.WAINWRIGHT & CO., LLC
430 PARK AVENUE, 4TH FLOOR, NEW YORK, NY 10022

H2C SECURITIES INC.
3344 PEACHTREE ROAD NORTHEAST, SUITE 900, ATLANTA, GA 30326
Mailing Address: 222 RIVERSIDE PLAZA, 29TH FLOOR, MD GRVR1J, CHICAGO, IL 60606

HAITONG INTERNATIONAL SECURITIES (USA) INC.
452 FIFTH AVENUE, 23RD FLOOR, NEW YORK, NY 10018

HALES SECURITIES, LLC
1270 AVENUE OF THE AMERICAS, SUITE 930, NEW YORK, NY 10020

HALEY SECURITIES, INC.
8712 WEST DODGE ROAD STE. 402, OMAHA, NE 68114

HALIFAX AMERICA LLC
5900 SEPULVEDA BLVD #304, SHERMAN OAKS, CA 91411

HALLIDAY FINANCIAL, LLC
725 GLEN COVE AVENUE, GLEN HEAD, NY 11545
Mailing Address: 725 GLEN COVE ANUENE, GLEN HEAD, NY 11545

HALO SECURITIES, LLC
200 WEST JACKSON, SUITE 1800, CHICAGO, IL 60606

HAMILTON CAVANAUGH & ASSOCIATES, INC.
2975 WESTCHESTER AVE, SUITE 114, PURCHASE, NY 10577

HAMILTON CLARK SUSTAINABLE CAPITAL, INC.
1701 PENNSYLVANIA AVENUE NW, SUITE 200, WASHINGTON, DC 20006

HAMILTON GRANT LLC
26963 ALSACE DRIVE, CALABASAS, CA 91302

HAMILTON LANE SECURITIES LLC
110 WASHINGTON STREET, SUITE 1300, CONSHOHOCKEN, PA 19428

HAMPTONROCK PARTNERS
100 CRESCENT CT, STE 525, DALLAS, TX 75201

HANCOCK WHITNEY INVESTMENT SERVICES INC.
701 POYDRAS ST., SUITE 3100, NEW ORLEANS, LA 70139

HAND SECURITIES, INC
820 GESSNER, STE 1250, HOUSTON, TX 77024

HANDELSBANKEN MARKETS SECURITIES, INC.
900 THIRD AVENUE, 17 TH FLOOR, NEW YORK, NY 10022-4678

HANNON ARMSTRONG SECURITIES, LLC
ONE PARK PLACE, SUITE 200, ANNAPOLIS, MD 21401

HANTZ FINANCIAL SERVICES, INC.
26200 AMERICAN DRIVE, FIFTH FLOOR, SOUTHFIELD, MI 48034
Mailing Address: 26200 AMERICAN DRIVE, FIFTH FLOOR, SOUTHFIELD, MI 48034

HAPI
65 FREEBORN ROAD, EASTON, CT 06612

HARBOR FUNDS DISTRIBUTORS, INC.
111 SOUTH WACKER DRIVE, 34TH FLOOR, CHICAGO, IL 60606

HARBOR INVESTMENT ADVISORY, LLC
2330 W. JOPPA ROAD, SUITE 160, LUTHERVILLE, MD 21093

HARBOR VIEW ADVISORS, LLC
310 3RD STREET, SUITE 201, NEPTUNE BEACH, FL 32266

HARBOUR INVESTMENTS, INC.
575 D'ONOFRIO DRIVE, SUITE 300, MADISON, WI 53719

HARGER AND COMPANY, INC.
8048 ONE CALAIS AVE SUITE D, BATON ROUGE, LA 70809

HARKEN CAPITAL SECURITIES, LLC
16 ANN VINAL ROAD, SCITUATE, MA 02066

HARLEY CAPITAL LLC
55 WEST POST ROAD, 3RD FLOOR, WESTPORT, CT 06880

HAROLD DANCE INVESTMENTS
72 E CENTER STREET, LOGAN, UT 84321

HARPETH SECURITIES, LLC
ONE AMERICAN CENTER, 3100 WEST END AVENUE - SUITE 710, NASHVILLE, TN 37203

HARRIS ASSOCIATES SECURITIES L.P.
111 S. WACKER DRIVE, SUITE 4600, CHICAGO, IL 60606

HARRIS WILLIAMS
1001 HAXALL POINT, 9TH FLOOR, RICHMOND, VA 23219

HARTFIELD, TITUS & DONNELLY, LLC
111 TOWN SQUARE PLACE, JERSEY CITY, NJ 07310

HARTFORD FUNDS DISTRIBUTORS, LLC
690 LEE ROAD, WAYNE, PA 19087

HARVEST USA
1185 AVENUE OF THE AMERICAS, SUITE 206, NEW YORK, NY 10036

HARVESTONS SECURITIES, INC.
8301 E. PRENTICE AVE., SUITE 305, GREENWOOD VILLAGE, CO 80111

HASTINGS CAPITAL GROUP, LLC
527 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10022

HATTERAS CAPITAL DISTRIBUTORS, LLC
8510 COLONNADE CENTER DRIVE, SUITE 150, RALEIGH, NC 27615

HAVELI GLOBAL SECURITIES, LLC
405 COLORADO ST, SUITE 1600, AUSTIN, TX 78701

HAVERFORD TRUST SECURITIES, INC.
THREE RADNOR CORPORATE CENTER STE. 450, RADNOR, PA 19087
Mailing Address: THREE RADNOR CORPORATE CENTER STE. 450, SUITE 400, RADNOR, PA 19087

HAYWOOD SECURITIES (USA) INC.
200 BURRARD ST, SUITE 700, VANCOUVER, BC, V6C 3L6 CANADA

HAZARD & SIEGEL, INC.
5793 WIDEWATERS PARKWAY, DEWITT, NY 13214
Mailing Address: PO BOX 157, SYRACUSE, NY 13214

HAZLETT, BURT & WATSON, INC.
1300 CHAPLINE STREET, WHEELING, WV 26003

HB SECURITIES, LLC
5000 BIRCH STREET, STE 3000, NEWPORT BEACH, CA 92660

HBK SORCE BROKERAGE LLC
6603 SUMMIT DRIVE, CANFIELD, OH 44406

HCC SECURITIES GROUP, INC
261 OLD YORK RD # 823A, JENKINTOWN (MONTGOMERY), PA 19046
Mailing Address: 261 OLD YORK RD #823 A, JENKINTOWN (MONTGOMERY), PA 19046

HCFP/CAPITAL MARKETS LLC
733 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10017
Mailing Address: PO BOX 4557, NEW YORK, NY 10163-4557

HEALTHCARE COMMUNITY SECURITIES CORP.
ONE EMPIRE DRIVE, RENSSELAER, NY 12144

HEDGE PRO
125 TOWNPARK DRIVE, SUITE 300, KENNESAW, GA 30179

HEDGEBAY SECURITIES LLC
62 POST ROAD WEST, WESTPORT, CT 06880

HEDGECO SECURITIES, LLC
105 NARCISSUS AVENUE, SUITE 701, WEST PALM BEACH, FL 33401-5322

HEDGEMARK SECURITIES LLC
300 PARK AVENUE, 22ND FLOOR, NEW YORK, NY 10022

HEDGESERV INVESTMENT SERVICES LLC
8081 ARCO CORPORATE DRIVE, SUITE 100, RALEIGH, NC 27617

HEIGHT CAPITAL MARKETS
1401 NEW YORK AVENUE NW, SUITE 700, WASHINGTON, DC 20005
Mailing Address: 1401 NEW YORK AVENUE, NW, SUITE 700, WASHINGTON, DC 20005

HEIM, YOUNG & ASSOCIATES, INC.
1256 E. KINGSLEY ST, SPRINGFIELD, MO 65804-7211

HEITMAN SECURITIES LLC
110 N. WACKER DRIVE, SUITE 4000, CHICAGO, IL 60606
Mailing Address: 110 N. WACKER DRIVE, SUITE 4000, CHICAGO, IL 60606

HENLEY & COMPANY LLC
506 RXR PLAZA, UNIONDALE, NY 11556

HENNEPIN PARTNERS LLC
730 SECOND AVENUE SOUTH, SUITE 285, MINNEAPOLIS, MN 55402

HENNION & WALSH, INC.
2001 ROUTE 46, WATERVIEW PLAZA, PARSIPPANY, NJ 07054-1018

HENRIES SECURITIES
1667 SAINT MARKS AVENUE, BROOKLYN, NY 11233

HERBERT J. SIMS & CO, INC.
2150 POST ROAD, SUITE 301, FAIRFIELD, CT 06824

HERITAGE CAPITAL GROUP, INC.
5210 BELFORT RD., # 300, JACKSONVILLE, FL 32256

HERITAGE FINANCIAL SYSTEMS, LLC
5 GREAT VALLEY PARKWAY, SUITE 334, MALVERN, PA 19355

HERNDON PLANT OAKLEY, LTD.
800 NORTH SHORELINE BLVD., SUITE 2200 SOUTH, CORPUS CHRISTI, TX 78401

HEROLD & LANTERN INVESTMENTS, INC.
35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747

HEWLETT POINT SECURITIES, LLC
3932 BADEN DRIVE, HOLIDAY, FL 34691

HEXT CAPITAL PARTNERS LLC
5001 SPRING VALLEY ROAD, SUITE 850W, DALLAS, TX 75244

HGP SECURITIES, LLC
2001 KIRBY DRIVE, SUITE 814, HOUSTON, TX 77019

HI2 SECURITIES, INC.
747 THIRD AVE., 26TH FLOOR, NEW YORK, NY 10017

HIGGINS CAPITAL MANAGEMENT, INC.
2223 AVENIDA DE LA PLAYA STE. 210, LA JOLLA, CA 92037-3218

HIGHTOWER SECURITIES, LLC
200 WEST MADISON STREET, SUITE 2500, CHICAGO, IL 60606-3414

HIGHWOOD SECURITIES LLC
62 OAK HILL DRIVE, OYSTER BAY, NY 11771

HIIVE MARKETS LIMITED
300 - 34 WEST 8TH AVENUE, VANCOUVER, BC, V5Y 1M7 CANADA

HILCO CORPORATE FINANCE, LLC
401 N. MICHIGAN AVENUE, SUITE 1630, CHICAGO, IL 60611

HILLTOP SECURITIES INC.
717 N. HARWOOD STREET, SUITE 3400, DALLAS, TX 75201
Mailing Address: 717 HARWOOD STREET, SUITE 3400, DALLAS, TX 75201

HILLWORTH BANK PARTNERS
3307 NORTHLAND DRIVE,, SUITE 300, AUSTIN, TX 78731

HINES SECURITIES, INC.
845 TEXAS AVENUE, SUITE 3300, HOUSTON, TX 77002

HITHERLANE PARTNERS, LLC
19693 BOCA WEST DRIVE, BOCA RATON, FL 33434
Mailing Address: P.O. BOX 1627, NEW YORK, NY 10150

HMC INVESTMENTS, LLC
2100 3RD AVENUE NORTH, SUITE 600, BIRMINGHAM, AL 35203

HODES WEILL SECURITIES, LLC
825 THIRD AVE, 15TH FLOOR, NEW YORK, NY 10022

HOLD BROTHERS CAPITAL LLC
ONE PENNSYLVANIA PLAZA, SUITE 1510, NEW YORK, NY 10119-1510

HOLISTIC BROKERAGE, LLC
800 BRICKELL AVE, SUITE 502, MIAMI, FL 33131

HOLLISTER ASSOCIATES, LLC
257 RIVER OAK DRIVE, MOUNT PLEASANT, SC 29464

HOME FINANCIAL SERVICES, INC.
507 MARKET STREET, KNOXVILLE, TN 37902

HOMESTEAD FINANCIAL SERVICES CORP.
4301 WILSON BOULEVARD, ARLINGTON, VA 22203

HONEY BADGER INVESTMENT SECURITIES, LLC
30 CORPORATE PARK SUITE 410, IRVINE, CA 92606
Mailing Address: 30 CORPORATE PARK SUITE 410, IRVINE, CA 92696

HOOPOE CAPITAL MARKETS, LLC
603 MASSACHUSETTS AVENUE, SUITE 200, BOSTON, MA 02118

HORACE MANN INVESTORS, INC.
ONE HORACE MANN PLAZA, SPRINGFIELD, IL 62715-0001

HORAN SECURITIES, INC.
8044 MONTGOMERY RD, STE 640, CINCINNATI, OH 45236

HORANG SECURITIES, LLC
27 W 72ND ST, NEW YORK, NY 10023

HORNOR, TOWNSEND & KENT, LLC
600 DRESHER RD, STE C1C, HORSHAM, PA 19044

HOULIHAN CAPITAL, LLC
200 W. MADISON STREET, SUITE 2150, CHICAGO, IL 60606

HOULIHAN LOKEY ADVISORS, LLC
333 BUSH STREET, 31ST FLOOR, SAN FRANCISCO, CA 94104

HOULIHAN LOKEY CAPITAL, INC.
10250 CONSTELLATION BOULEVARD, 5TH FLOOR, LOS ANGELES, CA 90067

HOVDE GROUP, LLC
1629 COLONIAL PARKWAY, INVERNESS, IL 60067

HOVEY CAPITAL PARTNERS LLC
1900 GLADES ROAD, SUITE 500-65 4TH FLOOR, BOCA RATON, FL 33431

HOWDEN TIGER CAPITAL MARKETS & ADVISORY, LLC
1350 AVENUE OF THE AMERICAS, 33RD FLOOR, NEW YORK, NY 10019

HP SECURITIES, INC.
801 BRICKELL AVE, 8TH FLOOR, MIAMI, FL 33131

HPS SECURITIES, LLC
40 WEST 57TH STREET, 33RD FLOOR, NEW YORK, NY 10019

HRC FUND ASSOCIATES, LLC
88 PINE STREET, 31ST FLOOR, SUITE 3101, NEW YORK, NY 10005

HRT EXECUTION SERVICES LLC
3 WORLD TRADE CENTER, 175 GREENWICH ST, 76TH FLOOR, NEW YORK, NY 10007

HRT FINANCIAL LP
3 WORLD TRADE CENTER, 175 GREENWICH STREET, 76TH FLOOR, NEW YORK, NY 10007

HSBC SECURITIES (USA) INC.
452 FIFTH AVENUE, NEW YORK CITY, NY 10018
Mailing Address: 227 WEST MONROE, SUITE 1810, CHICAGO, IL 60606

HUATAI SECURITIES (USA), INC.
280 PARK AVE, 21 FLOOR EAST, NEW YORK, NY 10017

HUB INTERNATIONAL INVESTMENT SERVICES INC.
9200 WARD PARKWAY, SUITE 500, KANSAS CITY, MO 64114

HUBBLE INVESTMENTS, LLC
1 FRANKLIN PARKWAY, BLDG # 930 /1 - FINTECH SUITE, SAN MATEO, CA 94403

HUDSON CAPITAL ADVISORS BD LLC
100 WILSHIRE BOULEVARD, SUITE 700, SANTA MONICA, CA 90401

HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
20 BALTIC PLACE SUITE 2, CROTON-ON-HUDSON, NY 10520

HUDSON HOUSING SECURITIES LLC
630 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10111

HUDSONWEST LLC
255 SAINT PAUL ST, #207, DENVER, CO 80206

HULL PARTNERS LLC
141 WEST JACKSON BLVD, SUITE 1650, CHICAGO, IL 60604-2992

HUNNICUTT & CO. LLC
110 E. 59TH STREET, 32ND FLOOR, NEW YORK, NY 10022

HUNTER ASSOCIATES LLC
436 SEVENTH AVENUE, KOPPERS BUILDING, 27TH FLOOR, PITTSBURGH, PA 15219-1818
Mailing Address: 436 SEVENTH AVENUE, 27TH FLOOR, PITTSBURGH, PA 15219

HUNTINGTON SECURITIES, INC.
41 SOUTH HIGH ST, COLUMBUS, OH 43287

HUNTLEIGH SECURITIES CORPORATION
7800 FORSYTH BLVD., 5TH FLOOR, ST. LOUIS, MO 63105

HUNTWICKE SECURITIES, LLC
7 GROVE STREET, SUITE 201, TOPSFIELD, MA 01983

HURON TRANSACTION ADVISORY LLC
550 WEST VAN BUREN STREET, SUITE 1700, CHICAGO, IL 60607

HWJ CAPITAL PARTNERS II, LLC
7400 NORTH FEDERAL HIGHWAY, SUITE A5, BOCA RATON, FL 33487

HYDE PARK CAPITAL ADVISORS, LLC
701 N. FRANKLIN STREET, TAMPA, FL 33602

Last updated: 3/13/24