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Broker-Dealer Firms We Regulate - H

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

H & L EQUITIES, LLC
1175 PEACHTREE ST., N.E., SUITE 2200, ATLANTA, GA 30361-6206

H. C. DENISON CO.
618 NORTH 7TH STREET, SHEBOYGAN, WI 53081
Mailing Address: P.O. BOX 28, SHEBOYGAN, WI 53082-0028

H. RIVKIN & CO., INC.
3 PRESERVATION PLACE, PRINCETON, NJ 08540

H.C.WAINWRIGHT & CO., LLC
430 PARK AVENUE, 4TH FLOOR, NEW YORK, NY 10022

H2C SECURITIES INC.
4655 EXECUTIVE DRIVE, SUITE 280, SAN DIEGO, CA 92121

HAITONG INTERNATIONAL SECURITIES (USA) INC.
452 FIFTH AVENUE, 23RD FLOOR, NEW YORK, NY 10018

HAITONG SECURITIES USA LLC
452 FIFTH AVENUE, 23RD FLOOR, NEW YORK, NY 10018

HAITOU SECURITIES, INC.
747 THIRD AVE., 26TH FLOOR, NEW YORK, NY 10017

HALES SECURITIES, LLC
1270 AVENUE OF THE AMERICAS, SUITE 930, NEW YORK, NY 10020

HALEY SECURITIES, INC.
10703 J STREET, SUITE 102, OMAHA, NE 68127

HALIFAX AMERICA LLC
5900 SEPULVEDA BLVD #304, SHERMAN OAKS, CA 91411

HALL & ROMKEMA FINANCIAL SERVICES, LLC
3495 COOLIDGE, EAST LANSING, MI 48823

HALLIDAY FINANCIAL, LLC
725 GLEN COVE AVENUE, GLEN HEAD, NY 11545
Mailing Address: 725 GLEN COVE ANUENE, GLEN HEAD, NY 11545

HAMILTON CAVANAUGH & ASSOCIATES, INC.
661 NORTH BROADWAY, WHITE PLAINS, NY 10603

HAMILTON CLARK SUSTAINABLE CAPITAL, INC.
1701 PENNSYLVANIA AVENUE NW, SUITE 200, WASHINGTON, DC 20006

HAMILTON GRANT LLC
70 SOUTH LAKE AVENUE, PASADENA, CA 91101-4709

HAMILTON LANE SECURITIES LLC
110 WASHINGTON STREET, SUITE 1300, CONSHOHOCKEN, PA 19428

HANCOCK WHITNEY INVESTMENT SERVICES INC.
701 POYDRAS ST., SUITE 3100, NEW ORLEANS, LA 70139

HAND SECURITIES, INC
820 GESSNER, STE 1250, HOUSTON, TX 77024

HANDELSBANKEN MARKETS SECURITIES, INC.
900 THIRD AVENUE, 17 TH FLOOR, NEW YORK, NY 10022-4678

HANNON ARMSTRONG SECURITIES, LLC
1906 TOWNE CENTRE BLVD, SUITE 370, ANNAPOLIS, MD 21401

HANOVER SECURITIES
6410 POPLAR AVENUE, SUITE 500, MEMPHIS, TN 38119
Mailing Address: 6410 POPLAR AVE., SUITE 320, SUITE 320, MEMPHIS, TN 38119

HANTZ FINANCIAL SERVICES, INC.
26200 AMERICAN DRIVE, FIFTH FLOOR, SOUTHFIELD, MI 48034
Mailing Address: 26200 AMERICAN DRIVE, FIFTH FLOOR, SOUTHFIELD, MI 48034

HARBOR FUNDS DISTRIBUTORS, INC.
111 SOUTH WACKER DRIVE, 34TH FLOOR, CHICAGO, IL 60606

HARBOR INVESTMENT ADVISORY, LLC
2330 W. JOPPA ROAD, SUITE 160, LUTHERVILLE, MD 21093

HARBOR VIEW ADVISORS, LLC
822 A1A NORTH, SUITE 200, PONTE VEDRA, FL 32082

HARBOUR INVESTMENTS, INC.
575 D'ONOFRIO DRIVE, SUITE 300, MADISON, WI 53719

HARDCASTLE TRADING USA L.L.C.
755 SECAUCUS ROAD, SUITE F1110, SECAUCUS, NJ 07094

HARGER AND COMPANY, INC.
8048 ONE CALAIS AVE SUITE D, BATON ROUGE, LA 70809

HARKEN CAPITAL SECURITIES, LLC
16 ANN VINAL ROAD, SCITUATE, MA 02066

HARLEY CAPITAL LLC
55 WEST POST ROAD, 3RD FLOOR, WESTPORT, CT 06880

HAROLD DANCE INVESTMENTS
360 NORTH MAIN, LOGAN, UT 84321

HARPETH SECURITIES, LLC
ONE AMERICAN CENTER, 3100 WEST END AVENUE - SUITE 710, NASHVILLE, TN 37203

HARRIS ASSOCIATES SECURITIES L.P.
111 S. WACKER DRIVE, SUITE 4600, CHICAGO, IL 60606

HARRIS WILLIAMS
1001 HAXALL POINT, 9TH FLOOR, RICHMOND, VA 23219

HARTFIELD, TITUS & DONNELLY, LLC
111 TOWN SQUARE PLACE, JERSEY CITY, NJ 07310

HARTFORD FUNDS DISTRIBUTORS, LLC
690 LEE ROAD, WAYNE, PA 19087

HARVEST FINANCIAL CORPORATION
1600 BENEDUM-TREES BUILDING, 223 FOURTH AVENUE, PITTSBURGH, PA 15222

HARVEST USA
1185 AVENUE OF THE AMERICAS, SUITE 206, NEW YORK, NY 10036

HARVESTONS SECURITIES, INC.
8301 E. PRENTICE AVE., SUITE 305, GREENWOOD VILLAGE, CO 80111

HASTINGS CAPITAL GROUP, LLC
527 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10022

HATTERAS CAPITAL
8510 COLONNADE CENTER DRIVE, SUITE 150, RALEIGH, NC 27615

HAVERFORD TRUST SECURITIES, INC.
THREE RADNOR CORPORATE CENTER STE. 450, RADNOR, PA 19087

HAYWOOD SECURITIES (USA) INC.
200 BURRARD ST, SUITE 700, VANCOUVER, BC, V6C 3L6 CANADA

HAZARD & SIEGEL, INC.
5793 WIDEWATERS PARKWAY, DEWITT, NY 13214
Mailing Address: PO BOX 157, SYRACUSE, NY 13214

HAZLETT, BURT & WATSON, INC.
1300 CHAPLINE STREET, WHEELING, WV 26003

HB SECURITIES, LLC
ONE WEST COURT SQUARE, STE 750, DECATUR, GA 30030

HBK SORCE BROKERAGE LLC
6603 SUMMIT DRIVE, CANFIELD, OH 44406

HCFP/CAPITAL MARKETS LLC
733 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10017
Mailing Address: PO BOX 4557, NEW YORK, NY 10163-4557

HEALTHCARE COMMUNITY SECURITIES CORPORATION
ONE EMPIRE DRIVE, RENSSELAER, NY 12144

HEDGEBAY SECURITIES LLC
62 POST ROAD WEST, WESTPORT, CT 06880

HEDGECO SECURITIES, LLC
105 NARCISSUS AVENUE, SUITE 701, WEST PALM BEACH, FL 33401-5322

HEDGEMARK SECURITIES LLC
240 GREENWICH STREET, 6TH FLOOR, NEW YORK, NY 10286

HEDGESERV INVESTMENT SERVICES LLC
5000 CENTREGREEN WAY, SUITE 500, CARY, NC 27513

HEFREN-TILLOTSON, INC.
308 SEVENTH AVENUE, PITTSBURGH, PA 15222-3909

HEIGHT CAPITAL MARKETS
1401 NEW YORK AVENUE NW, SUITE 700, WASHINGTON, DC 20005
Mailing Address: 1401 NEW YORK AVENUE, NW, SUITE 700, WASHINGTON, DC 20005

HEIM, YOUNG & ASSOCIATES, INC.
1256 E. KINGSLEY ST, SPRINGFIELD, MO 65804-7211

HEITMAN SECURITIES LLC
191 N. WACKER DRIVE, SUITE 2500, CHICAGO, IL 60606
Mailing Address: 191 N. WACKER DRIVE, SUITE 2500, CHICAGO, IL 60606

HENLEY & COMPANY LLC
506 RXR PLAZA, UNIONDALE, NY 11556

HENNEPIN PARTNERS LLC
730 SECOND AVENUE SOUTH, SUITE 285, MINNEAPOLIS, MN 55402

HENNION & WALSH, INC.
2001 ROUTE 46, WATERVIEW PLAZA, PARSIPPANY, NJ 07054-1018

HENRIES & CO
1667 SAINT MARKS AVENUE, BROOKLYN, NY 11233

HERBERT J. SIMS & CO, INC.
2150 POST ROAD, SUITE 301, FAIRFIELD, CT 06824

HERITAGE CAPITAL GROUP, INC.
5210 BELFORT RD., # 300, JACKSONVILLE, FL 32256

HERITAGE FINANCIAL SYSTEMS, LLC
5 GREAT VALLEY PARKWAY, SUITE 334, MALVERN, PA 19355

HERNDON PLANT OAKLEY, LTD.
800 NORTH SHORELINE BLVD., SUITE 2200 SOUTH, CORPUS CHRISTI, TX 78401

HEROLD & LANTERN INVESTMENTS, INC.
35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747

HEWLETT POINT SECURITIES, LLC
3932 BADEN DRIVE, HOLIDAY, FL 34691
Mailing Address: 3932 BADEN DRIVE, SUITE 1200, HOLIDAY, FL 34691

HGP SECURITIES, LLC
2001 KIRBY DRIVE, SUITE 814, HOUSTON, TX 77019

HIDDEN ROAD PARTNERS CIV US LLC
589 FIFTH AVENUE, SUITE 814, NEW YORK, NY 10017

HIGGINS CAPITAL MANAGEMENT, INC.
2223 AVENIDA DE LA PLAYA STE. 210, LA JOLLA, CA 92037-3218

HIGHLANDER CAPITAL GROUP, INC.
535 MILLBURN AVENUE, SHORT HILLS, NJ 07078

HIGHTOWER SECURITIES, LLC
200 WEST MADISON STREET, SUITE 2500, CHICAGO, IL 60606-3414

HIGHWATER FINANCIAL, LLC
1730 N. CLARK ST., #3602, CHICAGO, IL 60614

HIGHWOOD SECURITIES LLC
62 OAK HILL DRIVE, OYSTER BAY, NY 11771

HILCO CORPORATE FINANCE, LLC
5 REVERE DRIVE, SUITE 300, NORTHBROOK, IL 60062

HILLTOP SECURITIES INC.
717 N. HARWOOD STREET, SUITE 3400, DALLAS, TX 75201
Mailing Address: 717 HARWOOD STREET, SUITE 3400, DALLAS, TX 75201

HINES SECURITIES, INC.
2800 POST OAK BOULEVARD, SUITE 4700, HOUSTON, TX 77056

HITHERLANE PARTNERS, LLC
19693 BOCA WEST DRIVE, BOCA RATON, FL 33434
Mailing Address: P.O. BOX 1627, NEW YORK, NY 10150

HMC INVESTMENTS, INC.
2100 3RD AVENUE NORTH, SUITE 600, BIRMINGHAM, AL 35203

HODES WEILL SECURITIES, LLC
850 THIRD AVE, 16TH FLOOR, NEW YORK, NY 10022

HOLD BROTHERS CAPITAL LLC
ONE PENNSYLVANIA PLAZA, SUITE 1510, NEW YORK, NY 10119-1510

HOLISTIC BROKERAGE, LLC
800 BRICKELL AVE, SUITE 502, MIAMI, FL 33131

HOLLISTER ASSOCIATES, LLC
257 RIVER OAK DRIVE, MOUNT PLEASANT, SC 29464

HOLLY STREET SECURITIES
17014 NEW COLLEGE AVENUE, SUITE 200-C, WILDWOOD, MO 63040

HOME FINANCIAL SERVICES, INC.
507 MARKET STREET, KNOXVILLE, TN 37902

HONEY BADGER INVESTMENT SECURITIES, LLC
30 CORPORATE PARK SUITE 410, IRVINE, CA 92606
Mailing Address: 30 CORPORATE PARK SUITE 410, IRVINE, CA 92696

HOOPOE CAPITAL MARKETS, LLC
603 MASSACHUSETTS AVENUE, SUITE 200, BOSTON, MA 02118

HORACE MANN INVESTORS, INC.
ONE HORACE MANN PLAZA, SPRINGFIELD, IL 62715-0001

HORAN SECURITIES, INC.
8044 MONTGOMERY RD, STE 640, CINCINNATI, OH 45236

HORANG SECURITIES, LLC
400 MADISON AVE, RM 11A, NEW YORK, NY 10017

HORNOR, TOWNSEND & KENT, LLC
600 DRESHER RD, STE C1C, HORSHAM, PA 19044

HOULIHAN CAPITAL, LLC
200 W. MADISON STREET, SUITE 2150, CHICAGO, IL 60606

HOULIHAN LOKEY CAPITAL, INC.
10250 CONSTELLATION BOULEVARD, 5TH FLOOR, LOS ANGELES, CA 90067

HOVDE GROUP, LLC
1629 COLONIAL PARKWAY, INVERNESS, IL 60067

HP SECURITIES, INC.
1515 SW 5TH AVE., STE 606, PORTLAND, OR 97201

HRC FUND ASSOCIATES, LLC
100 WALL STREET, 20TH FLOOR, NEW YORK, NY 10005

HRT EXECUTION SERVICES LLC
3 WORLD TRADE CENTER, 175 GREENWICH ST, 76TH FLOOR, NEW YORK, NY 10007

HSBC SECURITIES (USA) INC.
452 FIFTH AVENUE, NEW YORK CITY, NY 10018
Mailing Address: 1421 W. SHURE DRIVE, SUITE 100, ARLINGTON HEIGHTS, IL 60004

HUATAI SECURITIES (USA), INC.
10 HUDSON YARDS, 41ST FLOOR, NEW YORK, NY 10001

HUB INTERNATIONAL INVESTMENT SERVICES INC.
2300 CLAYTON ROAD, SUITE 300, CONCORD, CA 94520

HUBBLE INVESTMENTS, LLC
EVONEXUS SILICON VALLEY FINTECH INCUBATOR, 950 PARK PLACE, BUILDING 950/1, SAN MATEO, CA 94403

HUCKIN FINANCIAL GROUP, INC.
4265 SAN FELIPE, SUITE 510, HOUSTON, TX 77027

HUDSON CAPITAL ADVISORS BD LLC
100 WILSHIRE BOULEVARD, SUITE 700, SANTA MONICA, CA 90401

HUDSON EXECUTIVE SECURITIES LLC
C/O RICHARD BRAND CADWALADER, WICKERSHAM & TAFT, 200 LIBERTY STREET, NEW YORK, NY 10281

HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
20 BALTIC PLACE SUITE 2, CROTON-ON-HUDSON, NY 10520

HUDSON HOUSING SECURITIES LLC
630 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10111

HUDSON PARTNERS SECURITIES LLC
SIX LANDMARK SQUARE, 3RD FLOOR, STAMFORD, CT 06901

HUDSONWEST LLC
255 SAINT PAUL ST, #207, DENVER, CO 80206

HUNNICUTT & CO. LLC
110 E. 59TH STREET, 32ND FLOOR, NEW YORK, NY 10022

HUNT FINANCIAL SECURITIES
1330 AVENUE OF THE AMERICAS, 28TH FLOOR, NEW YORK, NY 10019

HUNTER ASSOCIATES LLC
436 SEVENTH AVENUE, KOPPERS BUILDING, 27TH FLOOR, PITTSBURGH, PA 15219-1818
Mailing Address: 436 SEVENTH AVENUE, 27TH FLOOR, PITTSBURGH, PA 15219

HUNTINGTON SECURITIES, INC.
41 SOUTH HIGH ST, COLUMBUS, OH 43287

HUNTLEIGH SECURITIES CORPORATION
7800 FORSYTH BLVD., 5TH FLOOR, ST. LOUIS, MO 63105

HUNTWICKE SECURITIES, LLC
7 GROVE STREET, SUITE 201, TOPSFIELD, MA 01983

HURON TRANSACTION ADVISORY LLC
550 WEST VAN BUREN STREET, SUITE 1700, CHICAGO, IL 60607

HWJ CAPITAL PARTNERS II, LLC
7400 NORTH FEDERAL HIGHWAY, SUITE A5, BOCA RATON, FL 33487

HYDE PARK CAPITAL ADVISORS, LLC
701 N. FRANKLIN STREET, TAMPA, FL 33602

Last updated: 12/14/21