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Broker-Dealer Firms We Regulate - I

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

I(X) SECURITIES, LLC
216 EAST 45TH STREET, SUITE 1302, NEW YORK, NY 10017

I-BANKERS DIRECT, LLC
2500 NORTH MILITARY TRAIL, SUITE 160, BOCA RATON, FL 33431

I-BANKERS SECURITIES, INC.
1208 SHADY LN N, KELLER, TX 76248

I5EQUITY
612 SANTA FLORITA AVE, MILLBRAE, CA 94030

IA SECURITIES (USA) INC.
26 WELLINGTON STREET EAST, SUITE 700, TORONTO, ONTARIO, M5E 1S2 CANADA

IAM CAPITAL CORPORATION
276 POST ROAD WEST, WESTPORT, CT 06880-4704

IASG ALTERNATIVES, LLC
141 WEST JACKSON BLVD, SUITE 1525, CHICAGO, IL 60604

IB CAPITAL LLC
1483 ASHFORD AVE, APT 402, SAN JUAN, PR 00907

IBKR SECURITIES SERVICES LLC
THREE PICKWICK PLAZA, 2ND FLOOR, GREENWICH, CT 06830

IBN FINANCIAL SERVICES, INC.
404 OLD LIVERPOOL RD, LIVERPOOL, NY 13088
Mailing Address: P.O. BOX 2365, LIVERPOOL, NY 13089

ICA, LLC
3100 WEST END AVENUE, SUITE 910, NASHVILLE, TN 37203

ICAP CORPORATES LLC
200 VESEY STREET, 6TH FLOOR, NEW YORK, NY 10285

ICAP SECURITIES USA LLC
200 VESEY STREET, 6TH FLOOR, NEW YORK, NY 10285

ICAPITAL SECURITIES, LLC
60 EAST 42ND STREET, 26TH FLOOR, NEW YORK, NY 10165
Mailing Address: 60 EAST 42ND STREET, 26TH FLOOR, NEW YORK, NY 10017

ICBA SECURITIES
775 RIDGE LAKE BLVD., SUITE 175, MEMPHIS, TN 38120
Mailing Address: 775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN 38120

ICBC STANDARD SECURITIES INC.
520 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

ICD SECURITIES INC.
7301 SW 57TH COURT, SUITE 400, MIAMI, FL 33143

ICE BONDS SECURITIES CORPORATION
850 THIRD AVENUE, 9TH FLOOR, NEW YORK, NY 10022

ICE SECURITIES EXECUTION & CLEARING, LLC
55 EAST 52ND STREET, 40TH FLOOR, NEW YORK, NY 10055

ICG CAPITAL SECURITIES, LLC
201 SOUTH COLLEGE STREET, SUITE 1610, CHARLOTTE, NC 28244

ICICI SECURITIES INC.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036

ICM CAPITAL MARKETS, LLC
228 PARK AVENUE SOUTH, PMB 44954, NEW YORK, NY 10003-1502

ICR CAPITAL LLC
761 MAIN AVENUE, NORWALK, CT 06851-1080

IDB CAPITAL CORP.
1114 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

IDX MARKETS, LLC
47 GREAT JONES STREET, 2ND FLOOR, NEW YORK, NY 10012

IEX SERVICES LLC
3 WORLD TRADE CTR, 175 GREENWICH STREET, 58TH FLOOR, NEW YORK, NY 10007

IFM (US) SECURITIES, LLC
114 WEST 47TH STREET, 19TH FLOOR, NEW YORK, NY 10036

IFP SECURITIES, LLC
3030 NORTH ROCKY POINT DRIVE WEST,, SUITE 700, TAMPA, FL 33607

IGM BROKERAGE
300 E. MAIN ST., STE A, CARMEL, IN 46032

IHT SECURITIES, LLC
123 N. WACKER DR., SUITE 2300, CHICAGO, IL 60606

IIFL CAPITAL INC.
1120 AVENUE OF THE AMERICAS, SUITE # 4030, NEW YORK, NY 10036

IM GLOBAL US DISTRIBUTORS LLC
1600 E. FRANKLIN AVENUE, SUITE D, EL SEGUNDO, CA 90245

IMA WEALTH
430 E DOUGLAS AVE, SUITE 400, WICHITA, KS 67202

IMC EXECUTION SERVICES
233 S WACKER DRIVE, #4300, CHICAGO, IL 60606

IMC FINANCIAL MARKETS
233 SOUTH WACKER DRIVE, #4300, CHICAGO, IL 60606

IMPACTU.INVESTMENTS, LLC
125 FROEHLICH FARM BLVD., WOODBURY, NY 11797

IMPERIAL CAPITAL, LLC
10100 SANTA MONICA BLVD., SUITE 2400, LOS ANGELES, CA 90067

IMST DISTRIBUTORS, LLC
THREE CANAL PLAZA, THIRD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

INCAPITAL DISTRIBUTORS LLC
200 S. WACKER DRIVE, SUITE 3400, CHICAGO, IL 60606

INCENTER SECURITIES GROUP LLC
489 FIFTH AVENUE, 11 FLOOR, NEW YORK, NY 10017

INCENTRUM SECURITIES, LLC
410 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10022

INCLINE ADVISORS
655 TYNER WAY, INCLINE VILLAGE, NV 89451

INDEPENDENCE CAPITAL CO., INC.
5579 PEARL ROAD, SUITE 100, PARMA, OH 44129

INDEPENDENCE POINT SECURITIES LLC
600 5TH AVENUE, 8TH FLOOR, NEW YORK, NY 10020

INDEPENDENT BROKERAGE SOLUTIONS LLC
485 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10022

INDEPENDENT FINANCIAL GROUP, LLC
12671 HIGH BLUFF DRIVE, SUITE 200, SAN DIEGO, CA 92130

INDEPENDENT INVESTMENT BANKERS, CORP.
600 CONGRESS AVENUE, 14TH FLOOR, AUSTIN, TX 78701
Mailing Address: 2900 NORTH QUINLAN PARK RD., SUITE# 240-235, AUSTIN, TX 78732

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

INEO CAPITAL, LLC
3765 STEWART AVENUE, MIAMI, FL 33133

INFINEX INVESTMENTS, INC.
538 PRESTON AVENUE, MERIDEN, CT 06450-4858

INFINITY CAPITAL SECURITIES, LLC
201 NW 10TH STREET, SUITE 200, OKLAHOMA CITY, OK 73103

INFINITY FINANCIAL SERVICES
212 9TH STREET, SUITE 202, OAKLAND, CA 94607
Mailing Address: 212 9TH STREET, SUITE 202, OAKLAND, CA 94607

ING FINANCIAL MARKETS LLC
1133 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

INGALLS & SNYDER, LLC
1325 AVENUE OF THE AMERICAS, 18TH FLOOR, NEW YORK, NY 10019-6066

INLAND SECURITIES CORPORATION
2901 BUTTERFIELD ROAD, OAK BROOK, IL 60523

INLET SECURITIES, LLC
122 FAULKNER ST, NEW SMYRNA BEACH, FL 32168

INNER CIRCLE SPORTS LLC
6501 CONGRESS AVENUE, 6501, BOCA RATON, FL 33487
Mailing Address: 6501 CONGRESS AVENUE, BOCA RATON, FL 33487

INNOVATION ADVISORS LLC
101 PARK AVENUE, 38TH FLOOR, NEW YORK CITY, NY 10017
Mailing Address: 244 MADISON AVENUE, #385, NEW YORK CITY, NY 10016

INNOVATION CAPITAL, LLC
2255 GLADES ROAD SUITE 324A, BOCA RATON, FL 33431

INNOVATION PARTNERS LLC
5950 FAIRVIEW ROAD, SUITE 140, CHARLOTTE, NC 28210

INSIGHT SECURITIES, INC.
600 CENTRAL AVE, SUITE 265, HIGHLAND PARK, IL 60035

INSIGNEO SECURITIES, LLC
1221 BRICKELL AVE, 27TH FLOOR, MIAMI, FL 33131

INSPEREX LLC
200 SOUTH WACKER DRIVE, SUITE 3400, CHICAGO, IL 60606

INSTINET, LLC
WORLDWIDE PLAZA,, 309 WEST 49TH STREET, NEW YORK, NY 10019

INSTITUTIONAL BOND NETWORK, LLC
463 PENNSFIELD PLACE, SUITE 201, THOUSAND OAKS, CA 91360

INSTITUTIONAL CASH DISTRIBUTORS, LLC
580 CALIFORNIA STREET, SUITE 1335, SAN FRANCISCO, CA 94104

INSTITUTIONAL SECURITIES CORPORATION
3500 OAK LAWN AVE, SUITE 400, DALLAS, TX 75219

INSURANCE ADVISORY PARTNERS LLC
1270 AVENUE OF THE AMERICAS, SUITE 1803, NEW YORK, NY 10020

INTE SECURITIES LLC
7000 W PALMETTO PARK ROAD, SUITE 503, BOCA RATON, FL 33433

INTEGRAL FINANCIAL LLC
1072 SOUTH DE ANZA BLVD. SUITE # A 205, SAN JOSE, CA 95129

INTEGRATED FINANCIAL PLANNING SERVICES
KARLSTRASSE 20, HEIDELBERG, 69117 GERMANY
Mailing Address: KARLSTRASSE 20, HEIDELBERG 69117, 69117 GERMANY

INTEGRIS SECURITIES, LLC
1099 18TH STREET, SUITE 2750, DENVER, CO 80202

INTEGRITY BROKERAGE, LLC
12189 GREENHAVEN #108, MUKILTEO, WA 98275
Mailing Address: 309 HILLIARD AVE, MONTEREY PARK, CA 91754

INTEGRITY FUNDS DISTRIBUTOR, LLC
1 NORTH MAIN STREET, MINOT, ND 58703-3189
Mailing Address: PO BOX 500, MINOT, ND 58702-0500

INTEGRITY INVESTMENTS, INC.
221 PENSACOLA ROAD, VENICE, FL 34285

INTELLIGENT CROSS LLC
SOUNDVIEW PLAZA, 1266 E MAIN STREET, SUITE 700R, STAMFORD, CT 06902

INTELLIVEST SECURITIES, INC.
1540 CHASE COURT, RIVERDALE, GA 30296-2610

INTERACTIVE BROKERS CORP.
PICKWICK PLAZA, GREENWICH, CT 06830
Mailing Address: TWO PICKWICK PLAZA, GREENWICH, CT 06830

INTERACTIVE BROKERS LLC
PICKWICK PLAZA, GREENWICH, CT 06830
Mailing Address: ONE PICKWICK PLAZA, GREENWICH, CT 06830

INTERCAM SECURITIES, INC.
1221 BRICKELL AVENUE, SUITE 600, MIAMI, FL 33131

INTERCAROLINA FINANCIAL SERVICES, INC.
3300 BATTLEGROUND AVENUE SUITE 400, GREENSBORO, NC 27410-2447

INTERCOASTAL CAPITAL MARKETS, INC.
200 EAST PALMETTO PARK ROAD, SUITE 108, BOCA RATON, FL 33432

INTERNATIONAL ASSETS ADVISORY, LLC
390 NORTH ORANGE AVENUE, STE 750, ORLANDO, FL 32801
Mailing Address: 390 NORTH ORANGE AVENUE, SUITE 750, ORLANDO, FL 32801

INTERNATIONAL CORRESPONDENT TRADING, INC.
ONE UNIVERSITY PLAZA - SUITE 301, ONE UNIVERSITY PLAZA, HACKENSACK, NJ 07601
Mailing Address: ONE UNIVERSITY PLAZA- SUITE 301, HACKENSACK, NJ 07601

INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
110 CHANNEL MARKER WAY SUITE #101, GRASONVILLE, MD 21638

INTERNATIONAL RESEARCH SECURITIES, INC.
3010 LBJ SUITE 1200, DALLAS, TX 75234

INTERVEST INTERNATIONAL EQUITIES CORPORATION
1980 DOMINION WAY - SUITE 202, COLORADO SPRINGS, CO 80918

INTESA SANPAOLO IMI SECURITIES CORP.
1 WILLIAM STREET, NEW YORK, NY 10004

INTL FILLMORE ADVISORS LLC
1441 W. UTE BLVD,, SUITE 280, PARK CITY, UT 84098

INTREPID INVESTMENT BANKERS LLC
11755 WILSHIRE BLVD., SUITE 2200, LOS ANGELES, CA 90025

INTREPID PARTNERS, LLC
540 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

INVERNESS SECURITIES, LLC
6060 PARKLAND BLVD, STE 200, CLEVELAND, OH 44124

INVESCO CAPITAL MARKETS, INC.
11 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046

INVESCO DISTRIBUTORS, INC.
11 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046-1173

INVESTEC SECURITIES (US) LLC
10 EAST 53RD STREET, 22ND FLOOR, NEW YORK, NY 10022
Mailing Address: 10 EAST 53RD STREET, 22ND FLOOR, NEW YORK, NY 10022

INVESTMENT BANK SERVICES, INC.
950 BRECKENRIDGE LANE - SUITE 280, LOUISVILLE, KY 40207
Mailing Address: 950 BRECKINRIDGE LANE - SUITE 280, LOUISVILLE, KY 40207

INVESTMENT DISTRIBUTORS, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223

INVESTMENT NETWORK, INC.
4639 WHIPPLE AVE NW, CANTON, OH 44718

INVESTMENT PLACEMENT GROUP
350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101
Mailing Address: 350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101

INVESTMENT PLANNERS, INC.
226 W. ELDORADO STREET, DECATUR, IL 62522
Mailing Address: P.O. BOX 170, DECATUR, IL 62525-0170

INVESTMENT SECURITY CORPORATION
24009 VENTURA BLVD., SUITE 101, CALABASAS, CA 91302

INVESTMENT VISA CONSULTANTS, LLC
1521 VALLEY VIEW DRIVE, LOS OSOS, CA 93402

INVESTMENTS FOR YOU, INC.
1040 N. MAPLE STREET, MARYSVILLE, OH 43040

INVESTORLINK CAPITAL MARKETS, LLC
5526 LONG LANE, DOYLESTOWN, PA 18902

INVESTORS BROKERAGE OF TEXAS, LTD.
225 SOUTH 5TH ST., WACO, TX 76701

INVESTSHARES
701 BRICKELL AVENUE, SUITE 1550, MIAMI, FL 33131

INVESTX MARKETS LLC
19 FULTON STREET, SUITE 307, NEW YORK, NY 10038
Mailing Address: 19 FULTON STREET, SUITE 307, NEW YORK, NY 10038

INVEX, LLC.
2 ALHAMBRA PLAZA, SUITE PH II, CORAL GABLES, FL 33134

INVICTA CAPITAL LLC
2790 MOSSIDE BOULEVARD, SUITE 530, MONROEVILLE, PA 15146

INX SECURITIES, LLC
41 W 25TH ST., 2ND FLOOR, NEW YORK, NY 10010
Mailing Address: 252 BRADLEY COURT, HOLLAND, PA 18966

IOA SECURITIES, LLC
1855 W STATE ROAD 434 SUITE 267, LONGWOOD, FL 32750

IOI CAPITAL AND MARKETS, LLC
8 GREENWAY PLAZA, SUITE 1515, HOUSTON, TX 77046

IRC SECURITIES LLC
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

IRIS TRADING, INC.
18804 FRONT ST NE, SUITE 202, POULSBO, WA 98370
Mailing Address: PO BOX 236, POULSBO, WA 98370

ISAAK BOND INVESTMENTS, INC.
3900 S WADSWORTH BLVD, STE 590, LAKEWOOD, CO 80235-2224

ITAU BBA USA SECURITIES, INC.
540 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022

ITAU INTERNATIONAL SECURITIES INC.
200 S. BISCAYNE BLVD., SUITE 2200, MIAMI, FL 33131

IUR SECURITIES LLC
312A BROAD AVENUE, STANTON, IA 51573
Mailing Address: 2ND FLOOR 48 DOVER STREET, LONDON, W1S 4FF UNITED KINGDOM

IVP CAPITAL, LLC
337 NOYAC PATH, WATER MILL, NY 11976

IVY DISTRIBUTORS, INC.
6301 GLENWOOD STREET, OVERLAND PARK, KS 66202

IVY HILL
267 IVY HILL ROAD, RIDGEFIELD, CT 06877

Last updated: 6/21/22