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James D. Nagengast

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Industry Governor (Large Firm Representative)

Chief Executive Officer, Securities America Financial Corporation Inc.
President, Securities America Inc.

Governor Since 2018

Committees: Finance, Operations & Technology Committee, Regulatory Operations Oversight Committee

Professional Experience

  • Securities America Inc. (1994 – present)
    • CEO (2010 – present)
    • President (2008 – present)
    • Chief Financial Officer (1997 – 2010 )
    • Chief Operating Officer (2005 – 2010 )
  • Analyst, Merrill Lynch Capital Markets (1987 – 1989)
  • Consultant, Marakon Associates (1989 – 1990)

Education

  • M.B.A., Columbia University - 1992
  • A.B., Harvard University - 1987