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September 2023 Board Meeting

The FINRA Board of Governors is meeting this week. This is the Board’s first meeting with new Governor Scott Curtis, President of Raymond James Financial’s Private Client Group, who was recently elected by large FINRA firms as Large-Firm Governor. Following are several items the Board committees will consider during the September meeting.

More information regarding the Board’s operations, including the membership and responsibilities of its committees, is available on FINRA’s governance page at

I look forward to sharing an update about these discussions shortly after the meeting.


Robert W. Cook