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Upcoming Board Meeting


Robert W. Cook, FINRA President and CEO


FINRA Member Firms


Tuesday, December 1, 2020

This week, the FINRA Board of Governors will hold its final Board meeting of 2020. Highlighted below are several items the Board committees will consider.

More information regarding the Board’s operations, including the membership and responsibilities of its committees, is available on FINRA’s governance page at

I look forward to sharing an update about these discussions shortly after the meeting.


Robert W. Cook
President and CEO