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Stephen A. Kohn

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Industry Governor (Small Firm Representative)

President and CEO, Stephen A. Kohn & Associates, LTD.

Governor Since 2017

Committees: Regulatory Policy Committee

Professional Experience

  • Stephen A. Kohn & Associates, LTD. – President and CEO (1996 – present)
  • FINRA Small Firms Advisory Committee (ex-officio, non-voting member)
  • Former FINRA National Adjudicatory Council Member (2010 – 2012, 2015 – 2017)
  • Former District 3 Committee Member (2016 – 2017)
  • Various FINRA Member Firms (1984 – 1996)
  • U.S. Coast Guard (1964 – 1970) 

Education

  • B.A., C.W. Post College of Long Island University