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2019 FINRA Regional Committee Election

On October 21, 2019, the Election Notice and ballots to elect Regional Committee members for Districts 4 and 7 (the only contested races) were mailed to executive representatives of FINRA member firms in those districts. Ballots must be returned no later than November 20, 2019. Newly elected committee members will take office in January 2020. Ballots were not mailed for uncontested seats.


Each candidate was provided an opportunity to submit a biography and statement. FINRA has posted the candidates' information for all contested and uncontested seats to help firms learn more about each candidate in their region.

Firms in Districts 4 and 7 may vote for two candidates for the seats corresponding to their district.

Midwest Region Committee 

New York Region Committee 

North Region Committee 

South Region Committee 

West Region Committee