FINRA's premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.
FINRA's 2019 Annual Conference took place in Washington, DC, May 15 – 17. The conference was designed to help participants—both seasoned compliance veterans and those new to the industry—navigate toward a strong culture of compliance. With more than 60 sessions, over 1,550 participants learned about the latest regulatory developments and FINRA priorities, and gained practical guidance on today’s top compliance issues and how to maintain an effective compliance framework.
Recordings of sessions are available to FINRA member firms and CRCP® graduates. View the recorded sessions from the May 15 – 17, 2019, FINRA Annual Conference, and receive access to all conference materials. View the conference brochure below for a list of recorded sessions and their descriptions.
Registration is now open for the 2020 Annual Conference in Washington, DC, on May 12 – 14. Reduced rates are available for the first 100 in-person registrants before 10/4/2019.
Missed the live stream? Watch the replay now from the fireside chat with FINRA's Robert Cook, Bari Havlik and Chip Jones.