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2021 Advertising Regulation Conference

2021 FINRA Advertising Regulation Conference | Oct 14 - 15, 2021 | Washington, DC

FINRA's Advertising Regulation Conference offers a comprehensive agenda designed for new and experienced communications compliance professionals. Industry and regulatory speakers facilitate interactive, forward-looking discussions on current practices, policies, priorities and rulemaking. The conference also provides the opportunity to network with industry peers and meet one-on-one with Advertising Regulation Department staff during office hours and throughout the event.


Location


The Capital Hilton
1001 16th Street NW
Washington, DC 20036

Some sessions will be video broadcast live online. Live broadcast registration opens in April. Online participants receive access to all conference materials and can ask questions in real time. Only the live broadcast sessions will be recorded and made available on-demand after the conference, participants can catch up on any of these sessions they may miss.

Please note: Live broadcast sessions will be marked with "" when the agenda becomes available.


Agenda


Start/End Times

  • The first session begins on Thursday, October 14, at 10 a.m. Eastern Time
  • The last session ends on Friday, October 15, at 12 p.m. Eastern Time

The conference agenda will be posted at a later date. Please check this page frequently for updates.


Accommodations


A room block is available at The Capital Hilton for registered attendees. The special room rate of $339 per night, plus tax, is available until September 22, 2021, or until the room block is sold out.

New Process for FINRA Programs

To reserve a room, you must first register as an attendee for the conference. After you register, you will have the opportunity to book your hotel reservation within the FINRA registration system. Please contact us with any additional questions.


Registration and Fees


There are two ways to participate: in-person or online. Live broadcast registration opens in April.


In Person Individual Attendee Rates

FINRA Member Firm
must provide valid CRD #
$900
$900 - First 100 thru 7/30/2021
$1,000 - 100+ or after 7/30/2021
REGISTER
FINRA Member (Small Firm)
must provide valid CRD #
$395
$395 - First 100 thru 7/30/2021
$495 - 100+ or after 7/30/2021
REGISTER
Non-Member
$1,350
$1,350 - First 100 thru 7/30/2021
$1,500 - 100+ or after 7/30/2021
REGISTER
Government/Regulator
$600
$600 - First 100 thru 7/30/2021
$700 - 100+ or after 7/30/2021
REGISTER


In Person Group Rates* (Per Person)

FINRA Member Firm
must provide valid CRD #
$800
$800 - First 100 thru 7/30/2021
$900 - 100+ or after 7/30/2021
REGISTER
FINRA Member (Small Firm)
must provide valid CRD #
$270
$270 - First 100 thru 7/30/2021
$370 - 100+ or after 7/30/2021
REGISTER
Non-Member
$1,200
$1,200 - First 100 thru 7/30/2021
$1,300 - 100+ or after 7/30/2021
REGISTER
Government/Regulator
$400
$400 - First 100 thru 7/30/2021
$500 - 100+ or after 7/30/2021
REGISTER

* Available to firms registering three (3) or more employees at the same time with the same credit card. Please follow instructions in registration system.

Conference fees include access to all sessions and conference materials, breakfasts, lunch and an evening reception.

Conference registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. You will receive an email confirmation of your completed registration and payment. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.


Refunds


Refunds can be issued either by cancelling your registration online or sending a written request to [email protected]. Full refunds will not be granted after September 29, 2021. Cancellations after September 29 will be subject to a $25.00 cancellation fee.


Exhibitor Opportunities


FINRA has a limited number of exhibitor opportunities available for this conference. To secure your participation, contact Jeff Arcuri via email.


Questions


Please direct questions about registration to (800) 312-6273 or via email.


Press


This event is open to the media. Please contact us with any media inquiries.

 

COMPLETE THE FORM BELOW

FINRA members should complete the form below and click "Submit" to proceed.

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