Skip to main content

For updates and guidance related to COVID-19 / Coronavirus, click here.

District 1 San Francisco - District Compliance Events

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.

There are no district compliance events scheduled at this time. More District events are being added on a regular basis. Check this page frequently for additional programs and other program updates.

District Office Contact: Cindy Cimino at (213) 613-2622.