District 5 New Orleans - District Compliance Events
Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.
There are no district compliance events scheduled at this time. More District events are being added on a regular basis. Check this page frequently for additional programs and other program updates.
District Office Contact: Brian Hartmann at (504)412-2460.
Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.