FINRA, the California Department of Business Oversight and NASAA hosted a joint conference dedicated to training examiners on conducting broker-dealer exams. This collaborative, one-day event focused on strategies and solutions to help examiners strengthen their skills.
Omni Los Angeles Hotel at California Plaza
251 South Olive Street
Los Angeles, CA 90012
Download the State Examiner training brochure.
Please direct questions about registration to FINRA Customer Support.
This event is not open to the media.