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Get SET - State Examiner Training


FINRA, the California Department of Business Oversight and NASAA are bringing state securities regulators together for a joint conference dedicated to training examiners on conducting broker-dealer exams. This collaborative, one-day event focuses on strategies and solutions to help examiners strengthen their skills.


Omni Los Angeles Hotel at California Plaza
251 South Olive Street
Los Angeles, CA 90012


Download the State Examiner training brochure.



There is no cost to attend this event. In-person attendance is limited to 160 attendees on a first-come, first-served basis. You will receive an email confirmation of your completed registration form. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.


The room block is available at the Omni Los Angeles Hotel at California Plaza at the special rate of $239 per night, plus tax. The rate is available until September 4, 2019 or until the room block is sold out. Hotel reservations will then be accepted on a space and rate-available basis. Reserve a room online with the link below:

The nearby Millennium Biltmore Hotel is offering a government rate of $180 per night, plus tax. Call (213) 612-1575 and ask for the government per diem rate.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties for far increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.


Additional Information

Please direct questions about registration to FINRA Meeting and Conference Services.


This event is not open to the media.