Get SET — State Examiner Training
FINRA and NASAA are bringing securities regulators together for a joint virtual conference dedicated to training state securities examiners on conducting broker-dealer examinations. This collaborative, two-day event focuses on strategies and solutions to help examiners strengthen their skills and ability to protect the investing public. Day 1 is geared for examiners with 0-3 years of broker-dealer examination experience. Day 2 is structured for examiners with more than 3 years of broker-dealer examination experience. Examiners with any level of experience are welcome to attend both days.
View the online brochure for the 2021 Get SET — State Examiner Training.
There is no cost to attend this event. You can register for one or both days of the training. You will receive an email confirmation of your completed registration form. Note that this event is for state securities regulators and their employees only.
January 27, 2021
January 28, 2021
January 27-28, 2021
Please direct questions about registration to (202) 728-6980 or via email.
This event is not open to the media.