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Small Firm Report: Millennial Investors, Digital Communications and Social Media Compliance – Audio Recording

November 27, 2018

FINRA Chief Executive Officer Robert Cook was joined by Senior Vice President of Member Relations and Education Chip Jones, Senior Vice President of Investor Education Gerri Walsh and Senior Director of Advertising Regulation Amy Sochard to discuss new research on millennial investors and implication for industry and digital communications and social media compliance.

Speakers:

  • Robert Cook, FINRA President and Chief Executive Officer
  • Chip Jones, Senior Vice President of Member Relations and Education
  • Gerri Walsh, Senior Vice President of Investor Education
  • Amy Sochard, Senior Director of Advertising Regulation
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