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Webinar: Cybersecurity Considerations for Small Firms

This one-hour free webinar tackles a top priority for small firms: building an effective cybersecurity program with limited resources. Panelists share best practices, with a focus on how small firms can apply the National Institute of Standards and Technology (NIST) framework. The webinar includes a discussion on the following topics.

  • Overview of NIST Framework
  • The role compliance should play in addressing cyber risks
  • Factors for developing a cybersecurity program
  • Focus of FINRA examinations
  • Considerations for recognizing a cyber-attack and developing a process for response

Note: Access to webinars is limited to FINRA member firms and CRCP graduates. To view the webinar now, please register below.

Register to View This Webinar Now




CRCP Graduates register here.

For registration or technical questions call (800) 321-6273.


  • Myles Edwards, General Counsel, Chief Compliance Officer & Chief Operating Officer, Shufro, Rose & Co., LLC
  • Chip Jones, Senior Vice President, Member Relations and Education, FINRA (Moderator)
  • David Kelley, Surveillance Director, FINRA
  • Wendy Lanton, Chief Compliance Officer, Lantern Investments
  • Adam Sedgewick, Senior Information Technology Policy Advisor, National Institute of Standards and Technology


FINRA members should complete the form below and click "Submit" to proceed.


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