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Technical Notice

OTC Transparency Data Issue

May 13, 2019

Currently, in the Tier 1 5/13/19 weekly report, there is ATS data that is unattributed (that is, there is no ATS name associated with one line of data found in the ATS Data tab). See below:

OTC Transparency Data Issue

FINRA is currently investigating the issue and will publish another Technical Notice once the issue has been resolved.

If you have any questions, please contact FINRA Business Services.