OTC Transparency Data Issue (Resolved)

As announced in a Technical Notice on April 1, 2019, there was an issue where firm data was being displayed under multiple names. This was occurring when there was a mid-reporting period name change. FINRA has updated the display requirements to reflect only the Name associated with the MPID at the start of the reporting period. All historical data has now been updated. In addition, there may have been instances where firm data was not being attributed specifically for certain securities, but was being aggregated into a De Minimis bucket.  That issue has also been resolved.

If you have any questions, please contact FINRA Business Services.