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Technical Notice

OTCBB Historical Research Reports

September 23, 2014

As announced in Regulatory Notice 14-36, effective September 30, 2014, FINRA will no longer provide historical research reports (also known as Trading Activity Reports) for OTCBB securities through the website. On that date, FINRA Rule 7740 (Historical Research and Administrative Reports), pursuant to which fees for such reports are charged, is deleted in its entirety, and therefore the reports will no longer be offered commercially by FINRA.

Questions regarding this announcement should be directed to OTC Equities Notification or OTCBB Feedback.