Advertising Regulation Conference

FINRA's Advertising Regulation Conference provides a forum to hear about practical guidance on complying with advertising rules and new developments involving the communications rules, and the opportunity to gain guidance on the advertising standards from industry and FINRA experts. The conference includes opportunities to network with industry peers and meet one-on-one with Advertising Regulation Department staff during office hours.


Renaissance Washington, DC Downtown Hotel
999 Ninth Street, NW
Washington, DC 20001

The Advertising Regulation Conference took place on October 5 – 6. On-Demand conference session recordings will be available to FINRA member firms and CRCP graduates in the near future. Check this page frequently for conference updates.

Download the 2017 Advertising Regulation Conference Brochure

In Person Up to 100
Through July 28
100+ or
After July 28
FINRA Member $900 $1,000
Non-Member $1,350 $1,500
Government / Regulator $600 $700
Group (Per Person)* Up to 100
Through July 28
100+ or
After July 28
FINRA Member $800 $900
Non-Member $1,200 $1,300
Live Broadcast Multi-Viewer License Fees
FINRA Member (Small Firm) $300
FINRA Member $600
Non-Member $1,000

*Available to firms registering 3 or more employees at the same time with the same credit card. Please follow instructions in the registration system.

Exhibitor Opportunities

FINRA has a limited number of exhibitor opportunities available for this conference. To secure your participation, contact Jeff Arcuri at (508) 759-8180 or via email.

Additional Information

Please direct questions about registration to (202) 728-6980 or via email.

Only the FINRA Annual Conference is open to journalists. All other FINRA conferences, webinars, compliance boot camps, phone-in workshops and FINRA Institute at Wharton are closed to journalists.