2018 West Region Networking Seminar

The FINRA West Region Networking Seminar is a half-day event designed to provide financial professionals associated with FINRA member firms in the West Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The seminar also includes thoughtful discussions around the future landscape of the financial services industry, and the opportunity to meet one-on-one with FINRA Regulatory Coordinators, and Surveillance and District Directors to discuss firm-specific questions.

There is no cost to attend this event. Attendance is limited to FINRA firms headquartered in the West Region, and is first come, first served.


View the agenda for the West Region Networking Seminar.


La Meridien Delfina Santa Monica
530 Pico Blvd
Santa Monica, CA 90405


Make your hotel reservations early, as space is limited. A room block is available at the La Meridien Delfina Santa Monica hotel at the rate of $304 per night, plus tax and resort fee. This rate is available until February 20, 2018 or until the room block is sold out. Hotel reservations will then be accepted on a space and rate-available basis. To reserve a room, please go online or call (888) 627-8532 and identify yourself as a FINRA West Region Networking Seminar attendee.

FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference date and/or location become necessary.

Additional Information

Please direct questions about registration to (202) 728-6980 or via email.