Education & Training for Advertising Regulation

FINRA's educational materials highlight news, regulatory updates and other compliance topics. You can find advertising-related education using the following links.

  • E-Learning Courses
    FINRA e-learning courses offer an affordable solution for Firm Element, advertising regulation and other training needs. Firms trust FINRA's e-learning library for firm-wide training on rules and regulations and how they are practically applied.  Course titles include:
    • Communications With the Public: Compliance Issues for Independent Registered Representatives
    • Communications With the Public: Compliance Issues for Wholesalers
    • Communications With the Public: What Retail Staff Need to Know
    • Electronic Communications: What Independent Registered Representatives Need to Know
    • Electronic Communications: What Retail Staff Need to Know
    • Electronic Communications: What Supervisors Need to Know
    • Electronic Communications: What Wholesalers Need to Know
    • Understanding Social Media for Retail Registered Representatives
    • Use of Social Media for Business Purposes
  • AREF Training Guides and Documentation