Cybersecurity – Part II

June 27, 2017

In the second part of a three-part series on common cybersecurity program deficiencies, Chip Jones, FINRA’s Senior Vice President of Member Relations and Education, leads a discussion with Dave Kelley, the Surveillance Director from FINRA's Kansas City District Office, on formalizing the oversight of a firm's cyber program and strengthening controls around access to data and systems. (6 min. 24 sec.)