District Compliance Events

The following is a listing of meetings—for FINRA members—hosted by FINRA's District Offices. Information is organized by District location. If you have questions about a particular meeting, please direct your inquiries to the designated meeting contact listed within these Web pages. 

More District events are being added on a regular basis. Check this page frequently for additional programs and other program updates.

Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.