Election Notice - 11/21/08

Notice of SFAB Election and Ballots

The purpose of this Notice is to distribute to eligible FINRA small firms1 the ballots to elect two regional members of the Small Firm Advisory Board (SFAB). Two seats on the SFAB are up for election, the Midwest and the South Region seats.

A small firm is defined as a member firm that employs at least one and no more than 150 registered persons. See Article I (ww) of the FINRA By-Laws.