Individuals Barred by FINRA - F

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As of September 30, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
5863258ASSAN FAAL
1020637DANE STEPHEN FABER
2132958STEPHEN KENNETH FABER
2580502JOSEPH STEPHEN FABIAN
2948891MICHAEL JOSEPH FABIANO
5668061PAUL ANTHONY FABIO
5369665CHARLES CALEB FACKRELL
1886886GERARD ANTHONY FAGNANT
1952649HENRY DACK FAHMAN
1969338JOHN FITZGERALD FAILLA
2681693ANTHONY MARIO FAIOLA
5214717KAREN LEE FAIRBEND
203935ROBERT PHILIP FAIRFIELD
4538315ANTHONY BRENT FAITHAUER
5615176ANTONIO VERGARAY FALCON
1207626STEVEN LAWRENCE FALK
2881765SHARON JOY FALL
5064828ALEJANDRO FALLA
2891268STACY NOEL FAMAGELTTO
5990073ANNA FAN
4991783MICHELE EILEEN FANNER
4051410PATRICK TROY FANNING
204364DAVID IRWIN FARBER
2437625LEONARD PETER FARBER
3028593CHRISTOPHER RYAN FARDELLA
6021155MAX ESTEBAN FAREZ
5297170MICHAEL JOSEPH FARINELLA
2984174JEFFREY SCOTT FARMER
4701310LEE EDWARD FARMER
4364321TODD NALL FARMER
2131930NORMAN KIRBY FARRA, JR
2747298MICHAEL TODD FARRAH
4028776RANDLE WAYNE FARRAR, JR
204780JAMES THOMAS FARRELL, III
1872227CLAYTON DALE FARRELL
5305588JAMES A FARRIS
2277812LORETTE DAWN FARRIS
1005187ROBERT GEORGE FARROW
4999350VINCE FASANO
3069239KATHLEEN PATRICIA FAULHABER
2956652JOHN DOUGLAS FAULKNER
5142663TRACI RENAE FAULKS
5921719AARON ALEXANDER FAUNTLEROY
2254467JOSEPH CHARLES FAVATA, SR
1576169CHARLES COLLINGWOOD FAWCETT, IV
5339991SCOTT B FAY
6143548ANDREA LYNN FAYETTE
1533218EDWARD KENNETH FAZEKAS
2056871KEVIN MICHAEL FEARN
3064465BRIAN CHE FEATHERSTONE
1256860RAFAEL ENRICQUE FEBUS, SR
2198659LEONEL FEDERICO
2743253MARK ARMANDO FEDERICO
205556MARTIN BENJAMIN FEIBISH
2923404TERRY LEE FEIBUS
3169520THOMAS JAYSON FEIGHT
1801281KENNETH DUANE FELDHACKER
1132591ARNOLD J FELDMAN
205886HARVEY HAROLD FELDMAN
4769470MICHAEL FELDMAN
4238992VLADIMIR WILLIAM FELDMAN
1636995WENDY PURNER FELDMAN
4455495KIRSTEN ROXANNE FELLOWS
2447886CRAIG TYSON FELTZ
2783803THOMAS RAY FEMISTER
2618764STEVEN ROGER FENCE
4697641JUN FENG
2342460RUN QUAN FENG
3126627EDWARD ALLAN FENNELL
4437897JESSICA LYN FENNER
6652467ARSOLA FERANSOU
2092949OLEG FERDMAN
3242155BRADLEY RICHARD FERGUSON
6262193JUSTIN L FERGUSON
4143905KEVIN THOMAS FERGUSON
2220143MICHAEL ROBBLEE FERGUSON
1036921PHILLIP LLOYD FERGUSON
2711932CHRIS FERIANTE
1068655EILEEN JEAN FERN
4008751FERNANDO FERNANDEZ
1887289GEORGE IGNACIO FERNANDEZ
4739737GERARDO A FERNANDEZ
1220231JORGE GUILLERMO FERNANDEZ
2080130JUAN CARLOS FERNANDEZ
5599302JUAN D FERNANDEZ
6038180PABLO FERNANDEZ-PENA
5215506BRIAN LINTAG FERNANDO
2868601JOSEPH CHARLES FERRAGAMO
2864240BRIAN FREDERICK FERRAIOLI
4481123ANN MARIA FERRAO
2435505REMIGIO PAUL FERRARA
4558308CRAIG STEVEN FERRARO
2756017JOHN CHRISTIAN FERRARO
5447027REBEKKAH WARBURTON FERRELL
2496815GARY JOHN FERRERA
3200653PETER BLAIR FERRIGAN
5242235RANDALL JAMES FERRIS
1192506ANTHONY VINCENT FERRONE
2422725BRIAN JOHN FEST
4572380VALERIE M FICKE
2189769CARL GENE FIEBICH
834787MARSHALL JEROLD FIELD
4248781ALFONSO FIERO
1190133JOHN JOSEPH FIERO
1903852LORENZO EDDRADA FIESTA
2341845BARBARA D FIFE
4372000BRIAN CHRISTOPHER FIGAT
1058617JOHNNY PHILLIP FIGLIOLINI, JR.
6437758FELICIA ANNE FIGUEROA
5062799JASON LYN FIGUEROA
2303062SCOTT MITCHELL FINE
4157990RONNI FINE-ABRAMOWITZ
4432634RICHARD ALLAN FINGER, JR.
1711377DAVID SOLOMON FINKEL
1257756LEE ANDREW FINKELSTEIN
5596063NATHANIEL AARON FINKIN
4499125ANNE ELIZABETH FINLEY
2776637GARY ANDREW FINLY
6170820MICHAEL W FINN
5127389ROBERT FINSTRA
2251978LEON FINTZ
2454926LORENZO FIOL, JR
1711475FRANCOIS ALEXANDRE FISCHER
5083708GARRETT RICHARD FISCHER
2486473SCOTT KENNETH FISCHER
2872129JOHNNY JOE FISCUS
4377623FREDERICK BURTON FISHER, JR
2428633ANTHONY JOHN FISHER
2701287DENA MEACHAM FISHER
3047985JO ELLEN FISHER
5958415DAGMAWIT METTY FISSEHA
5465012SEAN D FITZGERALD
2542748WILLIAM JOHN FITZGERALD
4112304MATTHEW JAMES FITZGIBBON
5881437KRISTEN MAE FITZHUGH
1998045COLEMAN JAMES FLAHERTY, III
5956035TIMOTHY P FLAHERTY
4761246JUDAN MAE FLANAGAN
2008612LYN JEANNE FLANAGAN
2837750JAIME ANTONIO FLECHAS
4884432AMANDA MICHELLE FLEITES
3058940CHAD ALAN FLEITZ
2615501KEVIN ANDREW FLEMING
2030824NOEL FLEMING
1102431ROGER DENNIS FLEMING
5865285REGINA MICHELLE FLENER
4457333HANS CHRISTIAN FLINN
2965169DANIEL STEPHAN FLITT
2074476TIMOTHY PATRICK FLOOD
1929858GARY J FLOR
2524814MARC ANTHONY FLORA
2902533JOSEPH EDMUND FLORES DE MENESES, JR
5663634DAMON ANDRES FLORES
4630674KARLA FLORES-YBACETA
2818942ALAIN J FLORESTAN
5483052FRANCIS MARTIN FLOREY
2547561EARNEST FLOWERS, III
2580057TROY JOSEPH FLOWERS
2948577BRIAN CHARLES FLOYD
4894766STEVEN EMERY FLOYD
3186940VERONICA JEANNE FLOYD
1912949CLAUS CHRISTOPH FOERSTER
1755590FRANK FOERSTER
2045454ALLEN WILLIAM FOILES
2679797JAMES LUIS FONSECA, Mr.
4142013CHRISTOPHER FONSECA
3128297LOUIS VINCENT FONTANELLA, JR.
1888624LAWRENCE HOWARD JOSEPH FOONT
4093425THOMAS MITCHELL FORBES
4138953DANNY ELSTON FORD
4250332RALPH HARRY FORD
4469670MELANIE MOODY FORDHAM
4204069JAMES ALAN FOREMAN
2797194ALFONSO FORERO
2643825DARIN MICHAEL FORGACS
2826964ADAM TODD FORMAN
1143810DAVID STEVEN FORMAN
1076472MORTY PAUL FORNEY
5485362MARC STEPHEN FORNI
1003745JEFFREY ALLAN FORREST
4094887KEVIN THOMAS FORRESTER
5501372SPENCER LEWIS FORSTER
4910101BYRON D FORSYTHE
4200228GINO ARTURO FORTIS
4654192KELLYANN FORTNEY
2163592DWIGHT ALEXANDER FOSTER
3267556ERIC ANTHONY FOSTER
1516919KARL HENRY FOSTER
2734837LAWRENCE WAYNE FOSTER
719105MARK FOSTER
4892514MICHELLE RENEE FOSTER
3206717SUZETTE MERRIAM FOSTER
2261834WANDA TERESA FOSTER
5523938HERBERT STEVEN FOUKE
5775377JACOB M A FOWLER
2416814MAXINE ELAINE FOWLER
4380810STEVEN DALE FOWLER
1843462CONNIE FOX, JR
1034449LEONARD V FOX, JR
1360248DARRELL EUGENE FOX
5801962DONALD EUGENE FOX
5321561JASON DAVID FOX
814251SHELDON BRUCE FOX
2386111YITZHOK ALEXANDER FOX
2386001YOSEF YEHUDA FOX
5457816LUIS ROBERTO ACHE FRAGALI
1611241MICHAEL WILLIAM FRAIN
3120413JANET LOUISE FRAKES
5281935CLINTON D. FRALEY
2798254STEVEN CHARLES FRAMBES
2581897JOSEPH MARSHALL FRANCIS, JR
5204602JONATHAN A FRANCIS
4305137SUZETTE MARINE FRANCIS
1847184THOMAS PAUL FRANCIS
1844351RENIERO CASTILLO FRANCISCO
1805035RAUL RUBEN FRANCO
5026503FORDIN LEE FRANCOIS
4280627RICARDO FRANCOIS
1252575CYNTHIA DIANE FRANKE
3034895KYLE PATRICK FRANKEL
2243930DANA NILES FRANKFORT
2310974PATRICK NORMAN FRANKFURTER
2750450JASON FRANKOVICH
3122848ANDREW JOSEPH FRANZ
5868208ROBERT NATHANIEL FRAZER
1663429DARRELL GLYNN FRAZIER
2467261MARC AARON FRAZIER
1025419MICHAEL MELVIN FRAZIER
807275RICHARD CHARLES FREDERICKS
213617RICHARD ORKIN FREEDMAN
5906172JONATHAN GLENN FREELAND
1946085EDDIE SAMUEL FREEMAN, II
2048908PHILLIP EMERY FREEMAN, III
835077GEORGE MALLORY FREEMAN, JR
4934216ELLIS DWAYNE FREEMAN, SR
2665159EVELYN FREEMAN
1651569JOHN PLESNAR FREEMAN
2977546ROBERT DANE FREEMAN
1262649SHELLEY STEUER FREEMAN
4879159BEATRIZ FRESQUEZ
1545760WILLIAM BRUCE FRETZ, JR
812805MICHAEL JAMES FREW
2659427BRIAN ABRAHAM FRIED
2525013DAVID GORDON FRIED
2655325LANNY TODD FRIED
5012184BRETT IAN FRIEDBERG
2286270SCOTT DAVID FRIEDBERG
2366709DEAN SCOTT FRIEDMAN
2548017HARRY FRIEDMAN
2763883ROY HARVEY FRIEDMAN
1715237KENNETH S FRIEND
4130928MYRON S FRIERSON
6260215TAMEIKA ANDREA FRINKS
4394217JAMES RALPH FRITH
2032725DAVID LOGAN FROEDE
4804059ERIC RICHARD FRONCZEK
2156260ROBERT MARK FRONJIAN
1067640ROBERT ALLEN FROST
3078692DEBORA ANN FRUGE
1006912MICHAEL BOYDD FRUIN
5886977JENNIFER FRY
1239569PEGGY LYN FRY
1916522JEFFREY JAMES FRYE
3190303JIANQIANG JEFFREY FU
1300170FRANK PETER FUCILO
215511ERNEST YOSHITSUGU FUKUMOTO
4093586CHRIS FULCO
3103436COREY LSHON FULLER
5207638GABRIEL R FULLER
1722316ROGER ALLAN FULLER
1838721THOMAS GEORGE FULLERTON
4742604JOHN MELVIN FULS
2950111GIUSEPPE FUOTI
4241326HEATHER JANNELLE FURGASON
1823640MARK FURMATO
5172902CHISAKO FURUKAWA
1958191CARMINE FUSCO
6526175Leah Rose Fox-Greenberg
6552547Joshua A Frederico