Individuals Barred by FINRA - N

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As of September 30, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
1024351RAJAN NABE
5460336D KIRK NACEY
812711ELLIOTT NADEL
1349960DAVID ALLEN NAEFKE
2170816MARCUS KALMAN NAGEL
2291674SHAUN THOMAS NAGLE
2652316BRIAN JOSEPH NAGY
3152134VIKRAM VISHWESHWAR NAIK
2364153LAWRENCE NALLIE
2565046CHARLES CHUL NAM
1337905VICTOR GILES NANCE
4677478BRIAN KYLE NAPIERSKI
2647163CHARLES WILLIAM NARON
5738183JAN D NARRINE
1676906KEITH DAVID NASH
6130245VADAR NASIM NASIM
5168010IMRAN M NASRULLAH
2202614RAYMOND LOUIS NATILI, III
2444899SCOTT LOWELL NATTENBERG
1344900FRANK OSWALDO NAULA
2185615MASOUD HAMOUD NAVARD
6303864SILVIA NAVARRO VALLESILLO
2656084MARY ANN NAVENTI
1880466DANIEL WILLIAM NAY, II
4155524MOCTAR NDIAYE
2362520JEFFREY E NEACE
4870917SAN SANA NEAL
4693750LOUISE J NEALE
2585328RICHARD ANTHONY NEATON
2232933GUY ASHLEY NEAU
1586038KENNETH GEORGE NEELY
2651241ANDREW ALAN NEFF
5902156IRA SCOTT NEIMAN
2658649ALBERTO NEIRA
1607562DAVID CRAIG NEISON
2936091JOHN RODNEY NEISWENDER, JR
6388227LINDSEY BROOKE NELAN
2865809THOMAS EDWARD NELSON, JR
5433967BRIAN K NELSON
2745776KEITH GREGORY NELSON
2718193RICHARD JOHN NELSON
6051619SAMUEL SEAN NELSON
6130416SHAYNE ARLINGTON NELSON
1395464SUSAN JAYNE NELSON
2214298HENRY PAUL NEMANICH
5405918MICHAEL ANTHONY NEMCIK
4595986JOSEPH ANTHONY NEMEC
1299654KENNETH JAMES NEMETZ
4883354TIMOTHY E NENOFF
3121741RUDOLF NEPAKHAREV
1330746JAMES STUART NESBIT
4165475MICHAEL NESGODA
4376585RYAN MATTHEW NESTOR
2097359JAMES STEVEN NEUMEIER
2181967MARK BRYON NEUMEIER
3244955FABRIZIO DULCETTI NEVES
346857RICHARD LEON NEWBERG
1679777LANCE CHRISTOPHER NEWBY
2060528THADDEUS NEWEL
1765390NORA LYNN NEWELL
4842006ROBERT ISAAC NEWELL
2708577JOHN MARCUS NEWKIRK, JR
4778356STEVE T NEWMAN
2547704TINA MARIE NEWMAN
2601197TODD MICHAEL NEWMAN
3062837SCOTT NEWSHOLME
4955430DAVID R NEWSOM
2349316BARRY JAMES NEWTON
1033369RUSSELL WILLIAM NEWTON
2630770SHELLIE LIN NEWTON
6106757DAVID NG
5623648MARTHE B NGO BANAG
5917340THUAN QUOC NGO
5815024HENRY NGUYEN
4640647KHOI DANH NGUYEN
2975865LONG HOANG NGUYEN
6130866LUAN QUOC NGUYEN
2374393VINH HUU NGUYEN
2748520MABASHA ELEAZER NHEKAIRO
5049987HAI YAN NI
2873772SHERMAN JASON NIAMEHR
1981633PAUL AVERY NICHOLLS, JR
2517723NANCY LUCILLE NICHOLS
3127417RONALD WAYNE NICHTER
5108815STEPHEN JAMES NICKLAS
2030192JERICHO GUAZON NICOLAS
5430609MICHAEL ANTHONY NICOLOSI
716226GREGORY ARTHUR NIEBLER
724449MICHAEL ARTHUR NIEBUHR
1596132KENNETH STUART NIERENBERG
2157145PAUL ANDREW NIESS
3111082STEPHEN NIETSCH
2212929CHRISTIAN LEVON NIGOHOSSIAN
2578752IVANKA NIKSICH
5280506MATTHEW J. NIU
5574568JAMES WARD NOBLE
2025210ANTHONY MARIO NOBREGA
1482682PHILIP JOHN NOCIFORO
3257874THOMAS MARTIN NOCKOLD
5008539BRENT DOUGLAS NOEL
2439250LOUIS MICHAEL NOLFO
3260629FADI NONA
2202306DANOO NOOR, SR
4499699RAYMOND LEE NORAGON
2759032BRIAN ROBERT NORD
5123181PAULA LUDWIG NORDQUIST
2691472ALEXANDER EDWARD NORMAN
4007080CHRISTOPHER LAWRENCE NORRIS
6123770DARIAN CURTIS NORRIS
5180300JUSTIN L NORRIS
2983568SHANNON LEE NORRIS
1078005MICHAEL WELDON NORVILLE
5787549KAMRAN DARYUSH NOUGZUST
2700222DAVID BRUCE NOVAK
3023387ERIC JAMES NOVOTNY
4024458CHRISTOPHER DANIEL NOWAK
1498083PATRICK ORVIL NUGENT
349871RICHARD ALLEN NUNES
2313048BECKY M NUNEZ
1580759JEFFREY GEORGE NUNEZ
2010167MARK JOHN NUOVO
6041358ADAM NICHOLAS NUSSBAUM
2770338BRAD N NUSSBAUM
2020751GREGG N NUSSBAUM
4638931STACEY BETH NUSSBAUM
5716385MICHELLE NUTA
5289362BUKA UZOMA NWIGWE