Individuals Barred by FINRA - O

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As of September 30, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
1083732JANE E O BRIEN
4256098RACHAEL JANINE O CONNOR
2070198ROBYN LYNN O HARA
5744850JOEL CHRISTOPHER O POLKA
4719355FRED ENRIQUE O'BRIEN
5459826JUSTIN R O'CONNOR
5791343MICHAEL J. O'CONNOR
4715811THOMAS WAYNE O'KEEFE
2049144LIAM GERARD O'KEEFFE
4365580DANIEL FRANCIS O'LEARY, JR.
2357535DUANE EDWARD O'NEAL
5529602TRACE RANDALL O'NEAL
5631816STEVEN M OATES
3012900STEPHEN DOUGLAS OATWAY
2326611TERRY LAMAR OBEE
350264PAUL ALBERT OBERSTELLER
2166596IVAN SERGE OBOLENSKY, JR
2667935EDMUND THOMAS OBRIEN, II
350394JACK STUART OBRIEN, JR
3245317DENNIS STUART OBRIEN
2901568KELLY IRENE OBRIEN
1782288KEVIN PAUL OBRIEN
4655082MATTHEW NORMAN OBRIEN
1049397MICHAEL LOUIS OBRIEN
2054041PATRICK JOHN OBRIEN
2359897THOMAS RICHARD OBRIEN
350577WILLIAM JAMES OBRIEN
5273940MATTHEW EDWARD OCALLAGHAN
2192496JOHN OCCHIOGROSSO
2153507CHRISTOPHER LINCOLN OCONNELL
2887894CHRISTOPHER DOMINICK OCONNOR
2957084KENNETH JAMES OCONNOR
1618099THERESA ANN OCONNOR
1931363STEPHEN MICHAEL ODONNELL
1962900RALPH OELBERMANN
5832683GREGORY JOHN OELERICH
4460103ANTHONY OH
4576773JAE YOUNG OH
4937958COREY C OHLE
2663810MICHAEL HENRY OHLFS
2154794RICHARD MARTIN OHLHABER
2027621DAVID A OHLSON
5106991RICHARD WINSOR OHRN
2038697ANSSY AKHABUE OKOEBOR
3247814ADDO YAW OKYERE
5480191DAVID JAMES OLANDER
1932328THERESA BENTURA OLDHAM
1096188RICHARD FRANCIS OLEARY
2631304WESLEY MARION OLER, IV
1856945DAVID JON OLINGER
2745180BRYAN DARRELL OLIPHANT
2805990GLADYS GEMMA OLIVA
5052733WILLIAM E OLIVARES
1972547MARY ELIZABETH OLIVER
2528777GUSTAVO ADOLFO OLIVERA
6098853ANDREW SCOTT OLIVERI
2159064VICTOR MANUEL OLIVO, JR
2999141AUGUSTINE OGHENEOCHUKO OLOBIA
2190824DENISE M OLSON
5372284JENNIFER R OLSON
2294381THEODORE M OLSON
1056144BRIAN MURRAY OLTON
4621649ALI JABBAR ONAYO
6613960RYAN EDWARD ONEAL, JR
352958MICHAEL FRANCIS ONEILL
724885THOMAS JAMES ONEILL
6183180VIVIEN LI CHING ONG
4019100IAN SEAN ONIZUKA
4106235KENNETH ONORATO
2423220JAMES EESONG OOI
1698507JAMES HAROLD OPHEIM
3021013MICHAEL JEFFREY OPPENHEIM
3178207JOHN GREGORY OPPENHEIMER
4088280JOSEPH STEPHEN ORENDORFF
2497838ANTHONY JOHN ORLANDO, JR
2839212PHILIP ANTHONY ORLANDO
727162BRADFORD ALAN OROSEY
1019164JOSEPH PETER OROZCO
3052545LUIS VALENTE OROZCO
6122819MARCUS ANTONIO ORTEGA
2875448CARLOS JUAN ORTIZ
5533216GEHRIN MICHAEL ORTIZ
1808280GEOFFREY ORTIZ
5893323MIGUEL ORTIZ
5369199OSCAR TOMAS ORTIZ
2534166RAFAEL ANGEL ORTIZ
2938100TOMAS ORTIZ-STRONZA
2734101MATTHEW JOHN ORTMAN
2160533NIKE HARRIET ORUCHE
1716402GREGORY JEROME PTASIENSKI OSBORN
353710THOMAS PRESTON OSBORN
2042339DEVLIN WAYNE OSBURN
4520109GLORIA RENE OSORIO
4147007CHRISTOPHER MARK OSTOICH
5977793BRENDAN JOHN OSWEILER
2294420CARLOS FRANCISCO OTALVARO
2974369ANTHONY OTTIMO, SR
2606438LOUIS OTTIMO1
5215431JASON MICHAEL OTTO
5486108ERIN ALYSE OUTTEN
2066217OSCAR DONALD OVERBEY, JR
1105997DAVID THOMAS OWEN, III
5412486JASON TODD OWENSON
6241625OLATEJU SAMSON OYENIYI
2226496EDWARD GEORGE OZIMKOWSKI

1. This matter has been appealed to the SEC. The findings and sanctions imposed are subject to review and modification by the SEC. The bar remains in effect pending the outcome of the appeal.