Individuals Barred by FINRA - P

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As of September 30, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
2991826ARI DAVID PACE
2689097DAVID KYLE PACE
6258147DAWN MARIE PACE-ALFARO
2777949JOHN BRENT PACKARD
1653928LESLIE DALE PACKER, JR
1054517MICHAEL PETER PACULT
4982765KIMBERLY JOYCE PADGETT
2630393DEREK MICHAEL PAGAN
4563287JOSE LUIS PAGAN
2651836BRIAN JOSEPH PAGANO
2644707DARLENE BYRD PAGE
1054190JONATHAN GOODWIN PAGE
1640203SAMMY GAIL PAGE
2457887SETH PAUL PAGE
1018286DAVID BRIAN PAIGE
1407117EDWARD HOMER PAINTER
4582379ERNESTO PAIZ
2717659JON MANUEL PALACIOS
3188994RENE FRANCISCO PALACIOS
4561071WILLIAM SCOTT PALADINI
1734423KEVIN JAY PALAN
2321162DAVID JOHN PALEN
4392276RUSSELL PALERMO
3090435CHRIS BLAINE PALKOWITSH
3057939DAVID RICHMOND PALMER
5104560SHANNON K PALMER
3221649FREDRIC JOSEPH PALMIERI
2751411MARC PALMIERI
5416370NICOLE R PALUMBO
355836DANIEL LEE PANCAKE
4441454KEVIN SCOTT PANG
1123349BENJAMIN AGLEHAM PANGILINAN
2315739JAMES CHRISTOPHER PANGIONE
3074986EMANUEL PANTELAKIS
2540399EMIL BRIAN PANZARINO, JR
2751711EMILY S PAO
6016829ALFONSO PAPA
5159247MATTHEW JOSEPH PAPA
2476778JOSEPH JOHN PAPEO
2226175JERRY ALLEN PAPIN, JR
4188704JOSEPH FRANK PAPPALARDO, JR
2088747JOSEPH THOMAS PAPPALARDO
1577089JAMES PAPPAS, III
4240283JOHN THOMAS PAPPAS
1066848LYNN DAVID PAPWORTH
4320794NANCY LEE PAQUETTE
1028917DALE EDWARD PARA
4601108TANVEER AHMAD PARACHA
2054004PAUL DOUGLAS PARATORE
4271043OSWALD VICTOR PAREDES
4475097DELFIN JOAQUIN PARIS, III
4406737KEVIN P PARIS
2318603DANIEL KARL PARK
2785295HONG KYU PARK
2456077KATHERINE ANNE PARK
5052887MAN KYU PARK
2073037WILLIAM BROWN PARK
4496742EDWARD PARKER, JR.
2010184BERNARD MARK PARKER
1921892DANNY RAY PARKER
1190964DONNA JEAN PARKER
2767719JAMES FORREST PARKER
5325129JASON CHARLES PARKER
6042394JEFFREY KURT PARKER
2528811JOEL PARKER
1070201ROBERT JOHN PARKER
5262801TONY JAMES PARKER
5750649SHANNON LYNN PARKOFF- MOSKOFF
3047923BOBBY JEFFERSON PARKS, JR
602872SAMUEL CONANT PARKS
2686104MARK CHRISTOPHER PARMAN
3207689KARRIE RENEE PARRETT
3042980KRISTI ANN PARROTT
2642216CHARLES MARVIN PARSONS
2963654DAVID WAYNE PARSONS
2038288JOHN DOUGLAS PARSONS
4610449JOHN BAILEY PARTAIN
2546369AARON ROBERT PARTHEMER
4426958MARK ALAN PARTIN
6436761CHAZ THOMAS PARTOSAN
3139293ROBERT SEAN PARUCH, JR
1861143LEON PARVIZIAN
2213626FRED JOHN PASCARIS
2331266SEAN D PASCOE
5519274MAXIMO PASCUAL
4819805RICHARD PETER PASCUCCI
4991156ENGJELL PASHA
2750098ROMAN PASINKOVSKY
2689136FRANK ANTHONY PASSARELLA
2686699STACY LYNN PASSEY
2387765JYGNESH ROHIT PATEL
5188162KALPESH B PATEL
2003236NATVERLAL M PATEL
4860945PIYUSH MANUBHAI PATEL
5523697RONAK C. PATEL
4017730SANGAM RAMESH PATEL
2610523SHAILESH BABUBHAI PATEL
1043487SHASHIN J PATEL
1466597LELAND ANTHONY PATIN
1290432DEBRA ANN PATON
1476997JUDY JO PATRICK
4767451MASAJJI EDWARD PATRICK
2202549RICHARD VINCENT PATRICK
2854687ROBERT CHRISTOPHER PATRICK
3095012STEWART DIBRELL PATRIDGE
3002976ALAN STUART PATTEE
1143818JAMES THOMAS PATTEN
4445476MELVIN PATTERSON, JR
2101227MICHAEL WILLIAM PATTERSON
1395972SCOTT DOUGLAS PATTERSON
1545508NICHOLAS HARREL PATTON, JR
2755800DAVID FREDERICK PATTON
4325429CHRISTIAN A PAUL
3226861CHRISTOPHER VINCENT PAUL
4661542KAYLA ARLENE PAUL-LINDSEY
4253361BRIAN L. PAULEY
5321129KEVIN PAULIN
4129754JOSE MANUEL PAULINO
1780894CURTIS CHRISTOPHER PAULSEN
2688766TIMOTHY NEIL PAYNE
2444913SIGIFREDO PAZOS
2283766ROY ROBERT PEACHEY
4242478MARC HAROLD PEARL
2041779DENNIS ALVIN PEARSON, JR
4159298SAMPSON PEARSON, JR
2236530EDMUND BURKE PEARSON
4315047STEVE R PEARSON
2285838STEVEN MARK PEASLEE
2915288MICHAEL DALE PEAY
1019018PETER FARIS PECK, JR
4732607WILLIAM LEO PECKENPAUGH
4677111NEIL DAVID PECKER
6466578DANIELLE ARRICE PEDERSON-OPSAHL
4952772JASON PEDIGO
1362535RONALD BRUCE PEKARCHIK
3129223KEITH EDWARD PELATOWSKI
3254951LARISSA LEE PELTOLA
2314102ANTHONY JOSEPH PELUSO
4326882JOHN HOWARD PEMBERTON
5777651PAUL M PEMBERTON
5571857EMILY ANN PENA
4401861JHOANNY E. PENA
2780628JOHN WILLIAM PENA
5792901FRANK G PENDL, IV
4228593BRYAN LYNN PENDLETON
4396942KELLY ANDERSON PENLEY, III
2522216JASON MATTHEW PENNINGTON
1280540ERIK KARL PENZIN
2305291FRANK ROCCO PEPERNO
2707455JAMES MICHAEL PEPIO
4858338HEATHER D PEPO
4595173PATRICK LEE PERALES
4547226RAUL PERALTA
2628617VICKI LEE PERCHINSKE
1812389ROBERT A PERCONTE
2866846FRED PERELMAN
4392222AYAX MANUEL PERES
5467624JUAN J PEREZ, JR
3091992CESAR ROEL PEREZ
1690751EDWARD PEREZ
5323971EMMA CAROLINA PEREZ
2349953GEORGE ARTURO PEREZ
6182669HADIT PEREZ
5431109HECTOR PEREZ
4739449JOEY N PEREZ
1093871JOHN PEREZ
4389021MYRNA MARGARITA PEREZ
862023JOHN J PERGOLIZZI
360372JERRY PERLMAN
5666396DAMIAN PERNA
4355694BELINDA LEE PERO
360441LOUIS PEROSI, JR
5512096ANDRE B PERPETUO
5381972CORINNE A PERRONE
4188299CHRISTOPHER JOSEPH PERROTT
2284028FRANK ANTHONY PERROTTO
2874937BRIAN THOMAS PERRY
3243580CHRISTOPHER PERRY
502847JOAN ANNE PERRY
4122328MATTHEW GERARD PERRY
4540176MELISSA ANN PERRY
2808632TODD CHRISTOPHER PERRY
4256810YVONNE PERSAUD
3166875ROBERT BERNARD PERTHUIS
5745905VICTOR CARL PESAVENTO
4507718NATALIA PESIN
5038168DAVID JOSEPH PESTRICHELLO
5416260CYNTHIA NAWITA PETE
6285698BARBARA JOANN PETERS
1612003TROY MELTON PETERS
841120RICHARD LEE PETERSEN
4161501TAMMY C PETERSEN
1315018ALAN REINHOLD PETERSON, JR
1902189ANTHONY GEORGE PETERSON
5289024COREY PETERSON
601746GARY WOODRUFF PETERSON
6301914GERALD EDWARD PETERSON
2844811JAMES PAUL PETERSON
4611211MICHAEL BRENT PETERSON
2825535PETER MARTIN PETERSON
1354609REX EUGENE PETERSON
5161516LA'DELL PETON
4594840ALFRED THOMAS PETRECCA
715635RICHARD STEVEN PETRELL
2943568STEFAN LATCHEZAROV PETROV
2415914JOHN GAYLE PETTUS
5610423HOWARD A PEYTON
1315669DOUGLAS DONOVAN PFAFF
4842017PAUL GERARD PFEIFFER, MR.
4008622TEO VAN PHAM, MR
6191955PHI PHUONG PHAN
714437ANN GAY PHELPS
6403922CARLTON I PHELPS
2030848CHARLES HOLMAN PHELPS
362561GEORGE WILLIAM PHILIPPS
4503098WALTER EUGENE PHILLIPS, JR
4501026ANTHONY A PHILLIPS
2436301ANTHONY BENJAMIN PHILLIPS
2205925DANIEL JOHN PHILLIPS
2500981JOHN LAWTON PHILLIPS
5338306KENNETH ERIC PHILLIPS
2145356RALPH HOWLY PHILLIPS
2216889ROBERT WILLIAM PHILLIPS
4762155RONALD SCOTT PHILLIPS
2844004CLAUDIA P. PHILLIPS-THOMPSON
4887356DANA W. PHILPOT
3097612VANCE A PHILPOTTS
362867BARRY RAY PHIPPS, SR
5604330TERESA R PHIPPS
4265737FREDERICK CHRISTOPHER PIATT
2835989MICHAEL PICA, JR
2332581GUY TILTON PICHE
5228650JAMES W PICKENS, III
4316358JOHN MORGAN PICKENS, JR
2006931TERRY LEE PICKERING
3207495JEFFREY SCOTT PIEK
5143454CHRISTOPHER JOHN PIERCE
3190666JEFFREY B. PIERCE
5370122SAMUEL MADIGAN PIERCE
6398206JEAN PAUL PIERRE
4220079PETRUCE PIERRE
6051494REGINALD PIERRE
2951257JOSE ALBERTO PIETRI
1916858BRYAN EDWARD PIFER
2173165RICHARD TIMOTHY PIGG
1158008MICHAEL HENRY PIGOTT
5163996PAUL PIKULIN
4253211SAMUEL WALKER PILE
4584630TIMOTHY L PILKINGTON
6047651XASHARY BACKTASH PIMENTEL
4799080REGINALD FRITZGERALD PINCHEON
5249294MATTHEW PINCUS
2562832BRIAN EDWARD PINEAU
5893411PATRICK JEAN FRANCIS PINON
2056512SCOTT DOUGLAS PIONK
716645TERRENCE REID PIPENHAGEN
4432797JASON THOMAS PIRNIE
868883AURANGZEB RASHID PIRZADA
2221826JOSEPH JOHN PISCOPO
2366765RANDAL ANTHONY PITINO
732632ANDREW LEWIS PITTMAN
2955718TIMOTHY LEON PITTMAN
3216375DAVID N PITTS
4300924DAVID JULLIAN PIUSIENSKI
723254JON EDWARD PIWOWARCZYK
5328344KARLO DIZON PIZARRO
1742894RICHARD ALAN PIZZUTI
4400866EDWARD WALTER PLANCHE
4007833EDWIN PLATA
1977401ANE S PLATE
5249313TODD MATTHEW PLATE
6303312ASHLEY PLATT
6206439ROBIN THOMAS PLEDGER
2706402JASON EARL PLEGGENKUHLE
2417869RANDY SCOTT PLUMLEY
4608699MARK ALLAN PLUMMER
2731884JEFFREY CHARLES PLUNKETT
2321368JOHN JOSEPH PLUNKETT
4602003CRAIG THOMAS PODOSEK
2348692RANDALL DEAN POE
2926889WILLIAM POINSETTE
2433732JOHN MARTIN POJETA
5310751DUSTIN E POLAGE
4456200JONATHAN DAVID POLAND
1131458JOSEPH AUGUSTUS POLHILL, JR
2165523SCOTT SHERWIN POLISH
2698001NELSON DANIEL POLITE, JR
2287074NICHOLAS JOHN POLITO, JR
3070874JUDITH ANN POLLACHEK
2204151MARK EDWARD POLLACHEK
5543185ALEXIS JAQUELINE POLLARD
4370964BRYAN N POLOZOLA
1659532POLYVIOS TONY POLYVIOU
5088147JIMMY POMA
2776266JAMES ARTHUR PONDER
2616823RONALD J PONELLA
5577555MICHAEL DAVID PONTES
4226678JEFFREY SCOTT POOL
5110534JONATHAN CLARK POOL
5134326DOUGLAS ANTHONY POOLE
3272063MARK ANTHONY POOLE
4172805JAMIE DAVID POPE
4427758JOHNNIE KELSEY POPE
2054503MICHAEL MCFERRON POPE
1469681RANDALL LANE POPE
1049763SANDRA POPE
5449870CHARLES THOMAS POPENOE
5956392ANTONINO PORCARO
2032112DANIEL MORRIS PORTER
6088102HENRY PORTER
5730913LENNY PORTES
4962978SEAN DAVID PORTNOY
4194630PAUL ANTHONY POSILLICO
2717986JEFFERY DAVID POST
1539230ALBERT HENRY POSTLE, III
1217511PATRICK ANTHONY POTOPOWICZ
1198202ROBERT HAWKES POTTER
1132085WILLIAM MAXIMILLIAN POTTETTI
5783055JESSICA K POTTS
5102900LAURA ANNE POTTS
810909HARRY JAMES POULOS
4614908TED ALEX POULOS
2564356KEVIN SCOTT POUND
1109137LESTER RAY POUND
4899001LAWRENCE LATHAN POWELL, JR
2666058DARREN JAMES POWELL
2373133LOUIS PATRICK POWELL
6251284MELISSA DIANA POWELL
3004276WADE ALAN POWELL
3045120JIMMY EARL POWER, JR
3145275WALTER EDWARD POWERS, IV
366851BERRI GROVE POWERS
5243046PHILIP JOHN POWERS
2255877SCOTT THOMAS POWERS
3170209WALDYR SILVA PRADO
1278098ROBERT JAY PRAGER
1345897MALCOLM T PREECE, III
2768150SHON CHARLES PREJEAN
3175558SEAN DONALD PREMOCK
2210800EDWARD ERNEST PRENTICE
2726581CIDNEY PRESENT
5433332PURVIS GERARD PRESHA
730629ABIGAIL MARSH PRESTON
1742510ANDREW JAMES PRESTON
2680193SUZANNE RENEE PREUSS
4735115JEREMY D PRICE
3130830MARY MARIE PRICE
1707468MILES FREDERICK PRICE
1001021RALPH G PRIMO, JR
4072717GERMAINE PAULINE PRINGLE
6408545ANDREW MICHAEL PRITCHARD
3059581BENJAMIN JOHN PRITCHETT
1582513E JAMES PRITCHETT
4831758KRISTEN LEE PROCTOR
2603654GREGORY STEPHEN PROFETA
5967567MARK STEVEN PROKAY
1472658JOHN EDWARD PROKOP
4016402ANDREW SEAFUS PROPHET
2488729ARA PROUDIAN
857060STEPHEN EARL PROUT
6055919EDWARD DANIEL PRUDENCIO
4405629JENNIFER COCHRANE PRUSSACK
1270748GREGORY DAVID PRYCE
2499042DANIEL TIMOTHY PSZANKA
3204237FRANCESCO PUCCIO
2416853SALVATORE PUCCIO
3168652RICHARD LYNN PUGH
4702369GILBERT BIRDINGROUND PUGLIANO
3154417KENNETH JOSEPH PUJDAK
2358356VINCENT JOSEPH PUMA
2419535MARIA DUARTE PUMARIEGA
4202236QUAY ALLISON PUND
6375900FRANCIS ANTHONY JASON PUNSALAN
4439199SERGEY PUSTELNIK
2932525BRIAN ONEIL PUTT
4287089ERIC JASON PYDYNOWSKI