Individuals Barred by FINRA - T

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As of September 30, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
2239885JOHN ANTHONY TABACCO, JR
1892751EVAN TABER
4689196HEIDI TABET-GOKE
2033981PAUL ERIC TABOADA1
3258193NIMA TAHERIAN
6368916JORDAN ROBERT TAIT
3146053ALI ABBAS HASSAN TAJ
2479382RICHARD ANTHONY TAKACS
3177647SCOTT FREDERICK TAKACS
1695719IKE JOSEPH TALBOT
1088427MELBA REYES TALBOT
3162710SAMUEL LACKLAND TALBOT
4178504ALFRED TALENS, JR
3121059MICHAEL JEFFREY TALIN
4969783MARK RAYMOND TALLEY
442208RICHARD WILLIAM TALLEY
5668108DANIEL KUNIHIKO TAMAKI
2629714THEODORE THOMPSON TAMBKE
1896150JOHN RICHARD TAMBURRINO
5977689MARIA NANCY TAMBURRO
6293132YUVRAJ TANEJA
2429591KIP HARUKI TANI
2400898ANTHONY MICHAEL TANICO
6069027SUSAN JOAN TANJUAQUIO
2293382MICHAEL DAVID TANNEN
2061890THOMAS JEFF TANNER, JR
1142274ELISE CLYDEAN TANNER
2157829LADD W TANNER
2317768PLASE MICHAEL TANSIL
2339705SHAKEEL AHMAD TANVEER
2778080KHURRAM TANWIR
3260224JAMES TAO
1047359JAN MIGUEL TAPIA
6004858VICTOR TARKANG
1700482TODD RUSSELL TASKEY
1613125ALAN RAY TATGENHORST
4358671JOHN E TATMAN, JR
808176WILLIAM LEWIS TATRO
2761936JEFFREY SCOTT TATUM
2465430MARC JASON TAUBIN
4263416MARIATERESA TAUSSI
2263634JACK IBRAHIM TAWASHA
1282948ALAN RONALD TAYLOR
2263468ANTHONY TAYLOR
5592832CHRISTOPHER ALAN TAYLOR
3251069CHRISTOPHER GEORGE TAYLOR
4397111CORY WARD TAYLOR
6099126CYNTHIA IRENE TAYLOR
3053628JANE LINDA TAYLOR
5519277KRYSTAL KAY TAYLOR
4077014MARK ELLIOTT TAYLOR
2263196MARYLAN KATHERINE TAYLOR
3114597MICHAEL THOMAS TAYLOR
3123627PHUONG BINH TAYLOR
1558263RICHARD SCOTT TAYLOR
3049378STEPHEN WESLEY TAYLOR
2456326TERRY SHANE TAYLOR
1429146WALTER JOHN TAYLOR
4672692DMITRI EDWARD TCHATCHANACHVILI
5048491CHARITA N TEASLEY
2670648KEVIN LEVANT TEASLEY
1766714DANIEL MARCELO TECHERA
4719435MICHAEL JOHN TECKLENBURG
4491864GALINA TEDEEVA
2768285JEFFREY JAMES TEGETHOFF
4388070EDUARDO M. TEJEDA
6482044ABEL GAIM TEKLAI
2231397JOSEPH TEMKIN
2412775GREGG D TEMPLETON
2323481RONALD DALE TENISON
3055872SEAN PATRICK TENNEY
1131332MICHAEL PETER TEPEDINO
2460241ALBERT ANTHONY TERC
4717215BRYAN CHRISTOPHER TERRA
5604246GARTH TERRELONGE
1695161DON EDWARD TERRY
5478300KRISTIN LEA TESTER
3152190DAVID T THALHEIM
4452543MICHAEL STEVEN THANNERT
2236697JONATHAN TODD THAU
4123272RICHARD ADAM THAYER
4555532DUANE KEITH THELEN
2886714ROBERT KELLY THEMM
5466328JEREMY MICHAEL THIELE
2070738THOMAS MICHAEL THOMAS, II
2179751RALPH EDWARD THOMAS, JR
1316283WILLIAM DAVID THOMAS, JR
5523675AARON MICHAEL THOMAS
6118041ANDREW STEVEN THOMAS
5102381ANGELA MONIQUE THOMAS
1048411BYRON ALAN THOMAS
3152007CHRISTOPHER LYNN THOMAS
3056096DANNY MORRIS THOMAS
2182450HOPE RENEE THOMAS
1676876JAMES RICHARD THOMAS
2744143JEFFREY STEVEN THOMAS
2064972JOHN ANTHONY THOMAS
1777286LAWRENCE MARSHALL THOMAS
4650133MALCOLM THOMAS
2339736MARK ALLEN THOMAS
2368025MARK KEVIN THOMAS
4410492MELISSA JANE THOMAS
4776691MELONIE P THOMAS
1668667PATRICK ALLEN THOMAS
5046829RASHIMA THOMAS
6206369RAYMOND LOUIS THOMAS
5041441REAVOUS THOMAS
3236045STEPHEN NICHOLAS THOMAS
4034942TONY LAMONT THOMAS
6092608TRELICIA THOMAS
2808748DONNA MICHELLE THOMASGARDNER
1715980GERALD LEE THOMASON
4433725TRACI ANN THOMASON
4728845MICHAEL ALFRED THOME
2233456ERIC SCOTT THOMES
5347762CROSBY MORROW THOMLEY
2468678LAVERNE RAYMOND THOMPSON, JR
445556ANTHONY WARREN THOMPSON
5619425DANIEL L THOMPSON
2785279DENNIS RAY THOMPSON
4217116EMILY MICHELLE THOMPSON
1590825GERARD ROBERT THOMPSON
2308494HARLEY ALYN THOMPSON
1637595JOHN WESLEY THOMPSON
6206426JOVAN SAMUEL THOMPSON
1759914KENNETH ALLEN THOMPSON
4849447RASCHID THOMPSON
3209494RAY ALEXANDER THOMPSON
4574718WAYNE DANIEL THOMPSON
1065161CLYDE MARSHALL THORNBURG
2097878JOHN THOMAS THORNES
6086190JUSTIN DAVID THORNLEY
2745965THOMAS HARRIS THORP
4590916WILLIAM CLARENCE THROWER
5059250ROBERT COTTON THURMOND
1390607JOHN CHARLES TIBBS
4310006JOSEPH P TIEDEKEN, JR.
1010579THOMAS MICHAEL TIERNAN, JR
5095130CHRISTOPHER JOHN TIERNAN
3221630FRANCISCO JAVIER TINEO
2941445LOUIS ANTHONY TINOCO, JR
4855119DONALD JOSEPH TINTLE
2817173JEREMY GERALD TINTLE
4641219MARIA-YSABELLE MARINAS TIONGSON
3271659JEFFREY EUGENE TIPTON
4897119DANIEL TIRADO
2588638DIMOS SPIROS TIROVOLAS
3215150JOHN VALENTINO TITO
706561MICHAEL NEAL TITUS
1995398TEEKACHAND RICHARD TIWARI
2249386JACQUES TIZABI
6062355MARCIE LYNICE TMARCIETHOMPSON
6493020DANG HUNG TO
2420962ELIZABETH ANN TOBIAS
5335758NANCY TODD
4678713ANGELINA OZLEM TODURGE
5109478ERICA LATISHIA TOLBERT
1689814MAXIMILIANO MIGUEL TOLEDO, II
4418973JUAN R TOLEDO
4164833MOISES TOLEDO
2435288SCHYLER PARSONS TOLLMANN
4648724CHRISTOPHER THOMAS TOLMACS
4006221MARGOT RAE TOMASELLA
2260987LOUIS TOMASELLO, III
1220199CHRISTOPHER MICHAEL TOMASULO
2416724SCOTT HITOSHI TOMINAGA
6287287MYLINH NU TON
2617246DANA DEWITT TONEY
5787621SHEENA ANNE TONEY
3029954VISHRAM VICK TOOLSIE
2842723DONALD SHELBY TOOMER
5731836LANCE TOPOL
4188845HANSEL CLAYTON TOPPIN
2624326MICHAEL JOHN TORDONE
1160360PETER ALFRED TORINO
4781844HELEN GRACE ESTACIO TORRALBA
2808042RICARDO MIGUEL TORRES, JR
2664774ROGER ESTEBAN TORRES, JR
5631211ALEJANDRO ARIEL TORRES
2736704EDWIN JOHN TORRES
2244022GUIDO ALBERTO TORRES
5565288JAMES ALEXANDER TORRES
2777878JORGE LUIS TORRES
1477895EILEEN MARIE TORRILLO
2518656ARTHUR ANDREW TOTH, III
2565633ATTILA GYULA TOTH
4429802LEONARD TOTH
2320179ROBERT FRANK TOTH
4667623VICTORIA ANN TOTH
5423558RICHARD TOTOY
1350178DOUGLAS EUGENE TOTTEN, JR
1777676JOHN KEVIN TOUPIN
2132990STEPHEN JON TOUSSAINT
2233516GAVIN JOHN TOWERS
700221JOHN HOWARD TOWERS
1212315ALLERTON TOWNE
3062394TAJUDEEN TEEJAY TOYINOKE
5703493ALEC MICHAEL TRACY
5463745HEATHER KATHERINE TRACY
5032068CHUNG D. TRAN
2657451JACK HONG TRAN
5261787JASON TRAN
6354647QUYNH NGOC TRAN
3105373QUYNH THI TRAN
4703139TAM THANH TRAN
4239414TUYEN QUANG TRAN
3232914STEPHEN DON TRAVALE
448950DAVID THOMAS TRAVIS
6328708EZECHIEL MCKOWAN TRAVIS
4368097CHARLES DAVID TRAXEL
4417678JULIE S. TRAYLOR
1104964MICHAEL OWEN TRAYNOR
2925735JOE DON TREECE
2604823JORGE G TREJO
5482816THERESA LEONE TREMBLAY
449157NOBLE BRADFORD TRENHAM
1500863ROBERT NEIL TRICARICO
5449441LYNNE M TRICHE
2984407NIKOLAS JOHN TRIES
3184470CURTIS WILLIAM TRIGGS, JR
1303837SAMUEL JOHN TRIGILLO
2457892JOHN JOSEPH TRIGLIA
1380999TIMOTHY DONALD TRIMMER
2257118JOHN CHRISTOPHER TRIMMINGS
2916910DAVE HUNG TRINH
2458464HIEP THE TRINH
4177603CHILANNIE PERALTA TRINIDAD
1498974RICHARD JOSEPH TRIVILINO
5749976NATHAN ROBERT TRODAHL
2592032ANTHONY CHARLES TROIA
4260690DANIEL J TROLARO
3241645JONATHAN S TROMBETTA
6032858DANIEL JAMES TROMELLO
2012754MARY V TROPEANO
6106856KEVIN CHRISTOPHER TROST
2219763DOUGLAS ALLEN TROSZAK
6241037JONATHAN ANDREW TROTMAN
3185073JOHN ANDREW TROUT
2822291BRIAN PATRICK TROY
2567737BRUCE LYNN TROYER
4734063MYRA TRYPATHI
5991559ROBERT C TSAI
4083764MEL TSAO
2136978ANGELOS STEPHEN TSIGOUNIS
1550142HITOMI TSUYUKI
5140378VINH CHI TU
5306540AURORA J TUCAY
1060717JOSEPH WILLIAM TUCCIARONE
3075541TYGE THOMAS TUCCILLO
1194084TONY EDWARD TUCKER, JR
3101834WILLIAM C TUCKER, JR
2369029BRUCE ARTHUR TUCKER
4696985DONNA JESSEE TUCKER
1725356ROBERT DURANT TUCKER
1537054ROBERT LAURENCE TUCKER
1727554THAILIA CASON TUCKER
450232DAVID ALBERT TUFTS, JR
1132883DANIEL VICTOR TUMMINIA
2892670GARY STEVEN TUNNICLIFFE
1658385JOSEPH JOHN TURANO
1721014ANTONY LEE TURBEVILLE
1771342LAURIE MARIE TURCHETTI
5091666BURIM TURKAJ
2928710PATRICK AVENT TURLINGTON
2604387MALCOLM ALPHONSO TURNER, II
3252999BOBBY R TURNER, JR
6054155ADELA NOELLE TURNER
2954719BRADLEY PAYTON TURNER
5107497LEON ANDRE TURNER
5913308MAKIASA DONYELL TURNER
2272669MICHAEL ROSS TURNER
2735639RONALD JAMES TURNER
4639366SHANE MICHAEL TURNER
1385745TRACY RAE TURNER
4923853VALINDA KAY TURNER
5965386WINSTON WADE TURNER
4510219JOSHUA WILLIAM TURNEY
1063249ROBERT TURPIN
1347367JOHN EDWARD TURRELL, II
1208731LEE DOUGLAS TUSBERG
5131117MALLESWARA RAO TUTHIKA
4056379DALE DAVID TWARDOWSKI
1246659ELEANOR POULSEN TWEED
4737319LIZABETH GOTUACO TY
2112327KEITH PHILIP TYNAN
3156096CHRISTOPHER JOHN TYNDALL
6057651PATRICIA ANN TYSON
2347811PETER TZAMALAS
1444656ANDREW TZANIDES
6633354Bethany Chanel Thompson
6713165Brian Alexander Torres

1. This matter has been appealed to the SEC. The findings and sanctions imposed are subject to review and modification by the SEC. The bar remains in effect pending the outcome of the appeal.