Individuals Barred by FINRA - W

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As of September 30, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
1667489BRIAN MARK WACIK
1642488JON MARTEE WADE
2378256KENNETH MICHAEL WADE
4154657ROBERT WILLIAM WADE
4947224WILLIAM CHRISTOPHER WADE
1583652KENNETH WILLIAM WAGNER
4118105ROBERT LEE WAGNER
4310867JOHN THOMAS WAGTOWICZ
4165870JOSEPH STEPHEN WAIDE
870265WILLIAM EDWARD WAINESS
1305643TRAVIS DONALD WAKELEY
5371494DEON M WALCOTT
4222466HANSPETER ALBERT WALDER
4476389CLAYTON RICHARD WALDIE
2995364JOHN ALLAN WALDOCK, JR
1317007DENNIS DALE WALDREP
5680430DIANA C WALDREP
1962937WILLIAM EDWARD WALENDA, JR
2823447HENRY EVERETTE WALKER, JR
3147541ANNE KATHERINE WALKER
3244007ANSON BRIAN WALKER
4377793GREGORY B. WALKER
4949733JACQUELINE ELAINE WALKER
4094767KAI RICHARDSON WALKER
2781015KIMBERLEE THERESA WALKER
5140026MATTHEW KALEIMOMI WALKER
2601447STANLEY WALKER
725588STEPHEN WAYNE WALKER
1823041SUSAN ELIZABETH WALKER
5493469TODD MITCHELL WALKER
1771777WILLIAM JAMES WALKER
4839255CHERYL LYNN WALLACE
1858598DANA WALLACE
6124796LEE W WALLER
2265946STEPHEN ROBERT WALLING
4362815JACOB MALACHI WALLS
2833527JOSEPH DAVID WALLWORK
4175278GREGORY BENTON WALSH
1993952JOHN PATRICK WALSH
2736044JEAN ANN WALSHJOSEPHSON
2699991BYRON RAY WALSTON
1227710ROGER JOHN WALSTRA
851987MERLE GENE WALTER
1674530MICHAEL LAWRENCE WALTERS
2959663SEAN MICHAEL WALTERS
1777491TERRY PHILLIP WALTERS
4677665DASHERRA JANELL WALTON
2964921TYLER ANDERS WALTSAK
2253377WEISHENG WANG
6572215XIN WANG
1402627KEVIN DONALD WANNER
2785440KEATH ALLEN WARD
6130814LESLIE M WARD
2600718TIMOTHY RUBEN WARD
800300KAREN TAXACHER WARDLAW
5775598MICHAEL S WARNER
1870121JEFFREY SCOTT WARREN
5429797PAMELA DIANE WARREN
2691785GREGORY BEAUCHAMP WASHINGTON, II
3110476DORIS PAYNE WASHINGTON
5340780KAREEM ISADORE WASHINGTON
2228845LARRY WASHINGTON
4906195ERNEST JAMES WASLKOWSKI
2172075PAUL GABRIEL WASSERMAN
800403JOHN ANTHONY WASZOLEK
1198848ARNETT LANSE WATERS
2162078BARBARA JEAN WATERS
5511601DANIEL L WATERS
4956211JANET LEE WATERS
2242396JASON CONRAD WATKINS
2700411EDWARD ALLEN WATSON
849531FREDRICKA D WATSON
4878322GEORGE ALEXANDER WATSON
1326969HENRY AL DEAN WATSON
6110811STEVEN MICHAEL WATSON
1001336JOSEPH ANTHONY WATTERS
1102629BENJAMIN THEODORE WATTS
2277486GARY CHARLES WAYE, II
2505931BRAD ALLAN WEAVER
2590623CLIFFORD LEE WEAVER
3037710DEREK LANE WEAVER
5755974JEFFREY WAYNE WEAVER
2845934KEVIN MARK WEAVER
2822460HARALD ERWIN WEBER
2489411JOSEPH ARNOLD WEBER
4666584CHARLES ROGER WEBSTER
6120098MATTHEW D WEBSTER
4635661JAMES DAVID WEDGE
2280967DAVID MICHAEL WEEKS
5607624JACK CLIFF WEEKS
2917853TERRY LEE WEES
3060951HANS STEFAN WEGESSER
501286JACK RICHARD WEHMILLER
4293526JEFFREY S WEICK
1967544SCOTT MICHAEL WEIER
3202712MICHAEL DEREK WEIHRAUCH
1705293RICHARD WOLFE WEINBERG
860737MARK DOUGLAS WEINDLING
2537809ALAN DAVID WEINER, MR.
1648997JOEL MARTIN WEINER
2214982MICHAEL SCOTT WEINER
1573055BRUCE MICHAEL WEINSTEIN
2054950DONNA MARIE WEINSTEIN
1420618HERBERT NEIL WEINSTEIN
2403141JASON HOWARD WEINSTOCK
1503363DON CLAIR WEIR, JR
1057982ANDREW PAUL WEIS
1882341MITCHELL AARON WEISBERG
832232BARRY STEVEN WEISS
4315350ADAM BRETT WEISSBERGER
2664118SCOTT HOWARD WEISSMAN
5628247RODNEY DEWAYNE WELCH
4603978CASS LAMAR WELDON
2837015JOHN C WELLING
4566014LONNIE RAY WELLMAN
3252656DAVID WESLEY WELLS
2454880DEAN LLOYD WELSH
2853318SANDRA MARIE WELSH
6020910DAVID JEREMY WELTY
2392007EDWARD JAMES WENDOL
3182678TRACY NEAL WENGERT
1863795JAMES CHARLES WENZL
2344269LOUIS JOSEPH WEPY
828351LARRY STEVEN WERBEL
1285048STEVEN VICTOR WERSHAY
1739218GERALDINE ANN WERT
5321024JUSTIN MATTHEW WESELOH
2511569MARK NICHOLAS WESLEY
1033011ALEXANDRIA PRIFTIS WEST
5445026BENJAMIN FRANKLIN WEST
2647767BLAIR ALEXANDER WEST
6236865JUSTIN MARTIN WEST
4536840KIRK JOHN WESTERMANN
2975365JASON ROBERT WESTFORT
1897996ROBERT TODD WESTON
2046085ANTHONY MARTIN WESTONSMART
4769381JOSEPH BRANDON WESTPHAL
1840063KEITH ANDREW WETTELAND
5072345TRAVIS ANTHONY WETZEL
1698221RICHARD SCOTT WEZNER
4360310COURTNEY LYNETTE WHALUM
1567220VICTOR L WHANG
4843018ROBERT BENJAMIN WHEELER
5786068TIMOTHY MARTIN WHEELER
464828MICHAEL HOWARD WHIMS
4638038BEVERLY J WHITAKER
4669396PAUL LEON WHITE, II
1243418FRED LEANDER WHITE, JR
5182566ROCKIE LEE WHITE, JR
2346690PATRICK JUSTIN WHITE, SR
5126711BRIAN MICHAEL WHITE
2212634DOYLE MARK WHITE
5051408FIONA PATRICE WHITE
3109919KAREAM HASSAN WHITE
5337573SHANIQUA N WHITE
3074692SHERMAN MARCEL WHITE
3191794TIMOTHY EUGENE WHITE
4466570ALBERT ALECXANDER WHITEHEAD, JR.
4941647JAMES R. WHITEHEAD
2032031WILLIAM ROBERT WHITEHURST
6053500DAVID SCOTT WHITESEL
5034021ROSS ALLEN WHITESELL
6187362DAVID JOHNSON WHITING
4854389DEREK MICHAEL WHITLEY
1029728RICHARD EUGENE WHITLEY
1195472RICHARD GOODWIN WHITLEY
2855540LINDA WHITMORE
2679982ROD KIRSTAN WHITON
2739516ERIC JOHN WHITTEMORE
2733252ANTHONY RAHAMA WHITTER
3131319COLIN ERIC WHITTLE
1509365SCOTT EMIL WIARD
1900650PETER DANIEL WICK, III
2552722ROBERT DOUGLAS WICKARD
2732177JEFFREY ARDEN WICKS
1913061JOHN GEORGE WIDMER
1545912DALE ANTHONY WIEGAND
4284982GARY L WIGAND
706291NORBERT LOUIS JAMES WIGGINS
4511424PAUL ANTHONY WIGGINS
4783371KATHRYN VENESS WILCHER
2787538JASON JOSEPH WILDE
6002044ALEX BETTS WILDERMUTH
4259612KEILEN DIMONE WILEY
4002576TERRANCE JEROME WILKERSON
4449883JOSPEH MICHAEL WILKINS
718506STEPHEN MORRIS WILKINSON
4318913JENNIFER SUSAN WILKOV
2701284JAMES ARTHUR WILL
2839281KIM JAMES WILLERS
4551080KELLY ANN WILLEY
2419320REINALDO WILLIAMS, JR
3046599ALEXANDER M WILLIAMS
5835961ALICE MARIE WILLIAMS
2091030CHARLES ELLIS WILLIAMS
4767254CHARLES LEE WILLIAMS
2957248CORY DON WILLIAMS
4791829DANIEL CURTIS WILLIAMS
4061303DARLA LANETTE WILLIAMS
2184339EDWARD EUGENE WILLIAMS
5356274ELISE JOY WILLIAMS
1593557JEFFREY WAYNE WILLIAMS
4069029JONATHAN SPENCER WILLIAMS
2159172KEVIN ANTONY WILLIAMS
4562127MELISSA JEAN WILLIAMS
4845225PAMELA STEPHENS WILLIAMS
4342271SHERRY LEE WILLIAMS
3053845STEPHEN JULIAN WILLIAMS
3185644STEVEN MICHAEL WILLIAMS
6036884TERESA MARIA WILLIAMS
5910452TEULE S WILLIAMS
2014719TODD ALLYN WILLIAMS
3029694TRENEA YVETTE WILLIAMS
1271046TYE CALVIN WILLIAMS
4696346TYRONE ASHLEY WILLIAMS
2753331CHENYING LEE WILLIAMSON
5261181REGINA MARIE WILLIAMSON
5551134DASHON WILLIS
3175087DAVID LEE WILLIS
2146730JEFFERY SCOTT WILLIS
1750118JOHN CARL WILLIS
6024427RYAN WILLIS
5703572TRICIA DENISE WILLIS
5059723DAVID A WILLS
5531511SKIPPER CAMERON WILMOT
5324507DENISE L WILMS
2786354JOHN CARL WILS
4160225FRANK LENORD WILSON, JR
4495219ROBERT CRAWFORD WILSON, JR
1748739DELROY WILSON
4921047HAROLD E WILSON
1460372HUGH ANTHONY WILSON
4505945JAMIE LYNNE WILSON
5334955JOEL IRWING WILSON
728176JOHN DALE SCOTT WILSON
2871004MATTHEW BRYAN WILSON
4673980NANCY A. WILSON
4513856ROGER GLEN WILSON
5772055RONALD WILSON
2235561STEPHEN WHITE WILSON
4732950STEVEN PATRICK WILSON
4536480JOSHUA CAINE WIMBERLEY
1888431MELVIN LEONARD WIMMER, JR
2741090BRIAN SCOT WINCHESTER
1232800MICHAEL BRUCE WINEGAR
1043710MAICO ISAAC WINER
6178344CHRISTOPHER WILLIAM WINGADER
2223820STEPHEN EUGENE WINKELMAN, JR
1513199THOMAS ANDREW WINNICKI, SR
4176077CHARLES MYRICK WINSTEAD
2481571NEIL COPELAND WINTERROWD
5501623STEPHEN JOHN WIRSCH
2711742CRAIG FRANK WISBISKI
5441607JAMES CORDELL WISDOM, III
1266649MARY ANN WISE
470488STANLEY MERRILL WISE
3199948STEVEN EDWARD WISECARVER
2434942BRIAN JOSEPH WISNIEWSKI
4486600SHANNON BOLT WITHEM
6012093MATTHEW EDWARD WITKOWSKI
707935MARTINNETTE JESKE WITRICK
5946714JUSTIN M WITT
4318458MICHAEL SCOTT WITTENBERG
4278127ALEX LANCE WITTENBURG
5006665CHAD MICHAEL WITTER
2728779HEIDI MARIKA WIVOLIN
5644384JASON LARRY WIZE
2336465ROBERT JAMES WODICKER
4461958JASON SCOTT WOESSNER
1919849PETER MORGAN WOKOUN
1261588TIM LEE WOLF
2756607WAYNE EDWARD WOLF
2595059THEODORE JAMES WOLFER
2223962ROBIN MICHELLE WOLFGRAM
1274323FRANCESCA TSAPORA WOLFSOHN
5479607JOHN FREDRICK WOLLE
4874232ROBERT GARTH WOLLISTON
4593793DICK P WOLLMAN
1044137GAROLD DEAN WOLTZ
5906118PAWYICA ANNA ADZO WONAME
1964731EMILY SUN WONG
2596128FAI W WONG
4298343RYAN-LI JUCK TAN WONG
5251283TERRY T WONG
4022781BECKY WOO
5118784JEFFREY WOO
4684759CHRISTOPHER TODD WOOD
1787434GARY STEVEN WOOD
2566760RICHARD LEE WOOD
2158798RICHARD SCOTT WOOD
3073759STEVEN WOOD
5699485MATTHEW CHARLES WOODARD
3270674MICHAEL DAVID WOODARD
2777325KENNETH ROBERT WOODEN
2852394JUDITH LOUISE WOODHOUSE
2832575DANIEL ELLIS WOODHULL
1464155STEPHEN SHON WOODIEL
2783933GEORGE QUINTIN WOODRUM
4602685FREDRICK ANTHONY WOODS, JR
3170325DENISE KAY WOODS
5527951SALENA L WOODS
5816842KEITH FRANKLIN WOOLEY
2053994A WILSON WOOLF
5917973CYNTHIA LEE WOOTEN
1313028PAMELA ANNE WOOTEN
2654863ELOISE RUTH WORDEN
4254450MICHELLE DAWN WORK
4489330COCO CHANEL WORTHY
1274071JOHN DANIEL WOSOTOWSKY
4640909EUGENE HAROLD WRAY
1208101DENNIS FERN WRIGHT
1015641JOHN WINGO WRIGHT
2062526KELLY DEMETRIUS WRIGHT
4097839MATTHEW PHILIP WRIGHT
5762734RICHARD LEWIS WRIGHT
2087728SCOTT FITZGERALD WRIGHT
4544811GINA JIE WU
6422242JIAN HENG WU
5423639MARK SHEN-FENG WU
2307072DAVID WESLEY WYANDT
3122798TRISHA STEPHENS WYATT
6048304BARRY M WYMAN
1833707Donald Lee Watson, Jr.
5479320Julie A Wells
4155621William Brian Wyman