Individuals Barred by FINRA - Y

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As of September 30, 2017

Individuals on this list have a FINRA bar in effect. They are prohibited from engaging in securities or investment banking activity. For more information about a listed individual, click the individual's CRD number. You can also learn more about FINRA bars, including when they are posted to this list and when a sanction is subject to review and modification by the SEC or the courts.

CRDIndividual Name
2057888JOSEPH ANTHONY YACAPRARO, JR
4107340ROBERT ANTHONY YACOVONE
2261881JOHN WILLIAM YAEGER
1953754STEVEN BOYLE YAMASHIRO
2949183EMERSON VICTOR YANG
3018019YONSEUNG YANG
2810086PAUL ERNEST YANKIE
4751615PETER YAO
703889JAMES YARBROUGH
1999021MONICA BLAIR YATES
4933750STEVEN MATTHEW YBARRA
1976459SEE WING YEE
2688332WILLIAM CHINGWEN YEH
1629436DON JOE YEN
2968141MICHAEL SCOTT YENINAS
2165141SCOTT FRANK YERMISH
6461764KEVIN JIN YI
3268937STEVEN YI
4723849WILLIAM C. YI
4590723ANDREW TODD YOCUM
3236428LEOR YOHANAN
6145154NDESSAH YOMBEH
5639206CHRISTOPHER YOON, MR
6336120JAMES SEOKHOON YOON
5798549DEREK NEAL YORK
5668095KENNETH RAYMOND YORK
474700TERRANCE YUTAKA YOSHIKAWA
4390437ERNEST YOUNG, III
4205459JAMES ARTHUR YOUNG, III
4207074DENNIS DALE YOUNG, JR
2577290CHRISTOPHER KELLY YOUNG
2527700JENNIFER BIRRELL YOUNG
2338512MICHAEL DAVID YOUNG
2702774ROBERT YOUNG
2738223ROBERT TERRY YOUNG
5079413SHAWN DAVID YOUNG
2659481JAMES WONDONG YU
5856733XIAO Y YU
4668063WALTER YUN
6422483YOUNG MIN YUN
3225768IRINA YUNAYEVA
4165273STANLEY YUNG
4410236SUSAN MARIE YUNINGER
1405747THOMAS WILLIAM YURACHEK