Information Notice - 9/15/08

Loose-Leaf FINRA Manual Subscription

Currently, the executive representative at each FINRA member firm automatically receives a complimentary subscription to the printed, loose-leaf edition of the Manual (i.e., the binder version of the FINRA rulebook). The subscription includes a binder with replacement pages that are mailed as the rules change.

In recognition of the prevalence of the online version of the Manual ( and environmental considerations, FINRA is moving to an opt-in format for the complimentary, loose-leaf Manual subscription.

Executive representatives who wish to continue receiving the complimentary, loose-leaf subscription must complete the Manual opt-in format www‌ by October 31, 2008. Executive representatives who do not opt in no longer will receive a complimentary subscription to the loose-leaf Manual as of January 2009. (The new opt-in format will not affect paid subscriptions to the loose-leaf Manual.)