Information Notice – 12/23/14
2015 Holiday Trade Date, Settlement Date and Margin Extensions Schedule
FINRA is providing the following schedule to assist firms and reduce the number of requests for Federal Reserve Board Regulation T and SEA Rule 15c3-3 extensions of time that may be denied around holidays due to incorrect due dates specified when such requests are made. Requests of extensions of time under Regulation T and SEA Rule 15c3-3 that are made for “regular way” transactions effected on the business days prior to and after a holiday when the exchanges are closed, will be subject to the schedule noted below.
Questions regarding this Notice should be directed to:
- Steve Yannolo, Project Manager, ROOR, at (646) 315-8621; or
- Theresa Reynolds, Senior Credit Regulation Coordinator, ROOR, at (646) 315-8567.