Regulatory Notice 10-02

Broker-Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2010

Payment Deadline: February 5, 2010

FINRA is issuing this Notice to help firms review, reconcile and respond to their Final Renewal Statements and reports that are currently available in Web CRD/IARD for the 2010 Registration Renewal Program.

Questions concerning this Notice should be directed to the FINRA Gateway Call Center at (301) 869-6699.