Regulatory Notice 10-17

Amendments to the Arbitration Rules on Hearing Locations

Effective Date: May 3, 2010

Effective May 3, 2010, amendments to the Codes of Arbitration Procedure for Customer and Industry Disputes expand the criteria for selecting a hearing location for an arbitration proceeding.

The text of the amendments to the rules is set forth in Attachment A.

Questions concerning this Notice should be directed to:

  • Kenneth L. Andrichik, Senior Vice President, Chief Counsel and Director of Mediation and Strategy, Dispute Resolution (DR), at (212) 858-3915 or by email; or
  • Mignon McLemore, Assistant Chief Counsel, DR, at (202) 728-8151 or by email.