Regulatory Notice 11-42

Operations Professional Qualification Examination, Examination Fee and Initial Rollout Period

This Notice provides member firms with information on the Operations Professional qualification examination, related examination fee and special procedures on the initial rollout of the examination. Candidates for the Operations Professional qualification examination will be able to schedule and take the examination beginning on October 17, 2011. The content outline for the examination is available on FINRA’s website.

Questions regarding this Notice should be directed to:

  • Joe McDonald, Senior Director, Testing and Continuing Education Department, at (240) 386-5065; or
  • Erika L. Lazar, Counsel, Office of General Counsel, at (202) 728-8013.