Regulatory Notice 12-16
Changes to Qualification Examination Fees and New Service Charge for Regulatory Element Continuing Education Sessions Taken Outside the United States
Effective April 2, 2012, FINRA is increasing qualification examination fees, and assessing a service charge for any Regulatory Element Continuing Education (Regulatory Element) session taken in a test center located outside the territorial limits of the United States.
The text of the amendments to Section 4(c) of Schedule A to the FINRA By-Laws is set forth in Attachment A.
Questions concerning this Notice should be directed to Joe McDonald, Senior Director, Testing and Continuing Education Department, at (240) 386-5065.