Regulatory Notice 13-24

FINRA Announces Modifications Regarding Historic TRACE Data

Effective Date: July 22, 2013

Effective July 22, 2013, FINRA will make available information on historic transactions in agency pass-through mortgage-backed securities (MBS) and Small Business Administration-backed asset-backed securities (SBA-Backed ABS) traded in specified pool transactions (collectively, Specified Pool Transactions) and SBA-Backed ABS traded to be announced (TBA). The information that will be provided per transaction in Historic TRACE Data for ABS transactions is set forth in Attachment A to this Notice.

Questions concerning this Notice should be directed to:

  • Ola Persson, Vice President, Transparency Services, at (212) 858-4796;
  • Colin Phillips, Associate Director, Transparency Services, at (212) 858-4336; or
  • Kathryn Moore, Associate General Counsel, Office of General Counsel, at (202) 974-2974.