Regulatory Notice 14-33

FINRA Revises the Series 24 and 23 Examination Programs

Implementation Date: October 13, 2014

Executive Summary

FINRA periodically reviews the content of qualification examinations to determine whether revisions are necessary or appropriate in view of changes—including changes to the laws, rules and regulations—pertaining to the subject matter the examinations cover. Based on this review process, FINRA has revised the General Securities Principal (Series 24) and General Securities Principal Sales Supervisor Module (Series 23) examination programs.

The changes are reflected in the Series 24 and 23 content outlines on FINRA’s website and will appear in Series 24 and 23 examinations administered on or after October 13, 2014.

Questions regarding this Notice should be directed to:

  • Bridget Fox, Qualifications Analyst, Testing and Continuing Education Department, at (240) 386-6472; or
  • Alexandra Toton, Manager, Testing and Continuing Education Department, at (240) 386-4677.