Regulatory Notice 15-08

Changes to Qualification Examination Fees

Effective Date: April 1, 2015

This Notice was updated on 3/26/15 to clarify the fees charged for examinations sponsored by the MSRB and administered and delivered by FINRA.

Executive Summary

Effective April 1, 2015, FINRA is increasing qualification examination fees. The text of the amendments to Section 4(c) of Schedule A to the FINRA By-Laws is set forth in Attachment A.

Questions concerning this Notice should be directed to John Kalohn, Vice President, Testing and Continuing Education Department, at (240) 386-5800.